VICAL INC - 925602104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FMR LLC | History | No change | 8,186,006 | 10,560 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ARIEL INVESTMENTS, LLC | History | No change | 5,795,085 | 7,476 | 0.09% | 0.09% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 2,742,706 | 3,346 | 0.0% | 0.0% | 3 | -531,198 | -16.23% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Reduced | 1,915,091 | 2,337 | 0.0% | 0.0% | 4 | -99,324 | -4.93% | Q2 2014 | Aug 11, 2014 |
| STATE STREET CORP | History | No change | 1,162,085 | 1,497 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TFS CAPITAL LLC | History | Reduced | 1,174,864 | 1,433 | 0.11% | 0.17% | 6 | -850,283 | -41.99% | Q2 2014 | Jul 21, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 1,044,877 | 1,348 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | No change | 929,019 | 1,198 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 547,410 | 668 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| SMITH ASSET MANAGEMENT GROUP LP | History | New | 526,910 | 643 | 0.02% | — | 10 | +526,910 | New | Q2 2014 | Jul 23, 2014 |
| SEMPER AUGUSTUS INVESTMENTS GROUP LLC | History | No change | 408,421 | 527 | 0.3% | 0.3% | 11 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 368,775 | 474 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 357,896 | 461 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | No change | 334,076 | 431 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 314,675 | 406 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BlackRock Fund Advisors | History | Reduced | 237,241 | 289 | 0.0% | 0.0% | 16 | -1,887,457 | -88.83% | Q2 2014 | Aug 06, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 231,700 | 280 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 204,907 | 264 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 189,218 | 244 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LMR Partners LLP | History | New | 164,423 | 200 | 0.02% | — | 20 | +164,423 | New | Q2 2014 | Jul 10, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 136,770 | 176 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| TEACHERS ADVISORS INC | History | No change | 131,914 | 170 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CONDOR CAPITAL MANAGEMENT | History | Added to | 104,222 | 127 | 0.04% | 0.03% | 23 | +20,806 | 24.94% | Q2 2014 | Aug 07, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | No change | 89,000 | 127 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 100,019 | 122 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 92,357 | 119 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 97,030 | 118 | 0.0% | 0.0% | 27 | +46,812 | 93.22% | Q2 2014 | Aug 11, 2014 |
| KCG Holdings, Inc. | History | No change | 86,241 | 111 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 84,976 | 110 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | No change | 84,500 | 109 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 82,800 | 107 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 74,560 | 96 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | No change | 73,421 | 94 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 72,016 | 93 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 65,028 | 84 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | New | 67,300 | 82 | 0.0% | — | 36 | +67,300 | New | Q2 2014 | Aug 11, 2014 |
| Rotella Capital Management, Inc. | History | No change | 61,700 | 80 | 0.1% | 0.1% | 37 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 51,700 | 67 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Evercore Wealth Management, LLC | History | No change | 48,510 | 62 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | No change | 45,700 | 59 | 0.02% | 0.02% | 40 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 42,663 | 55 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| UBS AG | History | No change | 37,832 | 49 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Berkshire Money Management, Inc. | History | No change | 37,651 | 45 | 0.03% | 0.02% | 43 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 34,400 | 42 | 0.0% | 0.0% | 44 | -113,400 | -76.73% | Q2 2014 | Jul 30, 2014 |
| MORGAN STANLEY | History | No change | 30,216 | 39 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 29,769 | 36 | 0.0% | 0.0% | 46 | -32,706 | -52.35% | Q2 2014 | Aug 06, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 23,100 | 30 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | No change | 20,454 | 26 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST NATIONAL TRUST CO | History | No change | 20,000 | 24 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Tower Research Capital LLC | History | No change | 18,035 | 23 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Nationwide Fund Advisors | History | Reduced | 15,500 | 19 | 0.0% | 0.0% | 51 | -42,914 | -73.47% | Q2 2014 | Aug 11, 2014 |
| Princeton Portfolio Strategies Group LLC | History | No change | 15,000 | 19 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 15,800 | 19 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 13,887 | 17 | 0.0% | 0.0% | 54 | -201,530 | -93.55% | Q2 2014 | Aug 06, 2014 |
| PRINCETON CAPITAL MANAGEMENT INC | History | No change | 12,950 | 16 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| SG Americas Securities, LLC | History | No change | 12,496 | 16 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BECK MACK & OLIVER LLC | History | No change | 12,000 | 15 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| ETRADE Capital Management LLC | History | No change | 12,000 | 15 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Joel Isaacson & Co., LLC | History | No change | 11,800 | 14 | 0.0% | 0.01% | 59 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| Bridgewater Advisors Inc. | History | No change | 11,000 | 14 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 10,393 | 13 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 7,624 | 10 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | No change | 6,273 | 8 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST MANHATTAN CO | History | No change | 6,000 | 7 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | No change | 5,000 | 6 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 3,154 | 4 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | No change | 3,127 | 3 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 2,000 | 3 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 2,500 | 3 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 1,810 | 2 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 825 | 1 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Focused Wealth Management, Inc | History | No change | 1,000 | 1 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| SPHERA FUNDS MANAGEMENT LTD. | History | Closed out | 0 | 0 | — | 0.09% | — | -300,000 | -100.0% | Q2 2014 | Aug 11, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76,894 | -100.0% | Q2 2014 | Aug 08, 2014 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -65,112 | -100.0% | Q2 2014 | Aug 06, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.0% | — | -62,164 | -100.0% | Q2 2014 | Jul 16, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -58,759 | -100.0% | Q2 2014 | Aug 07, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -51,652 | -100.0% | Q2 2014 | Aug 08, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -12,162 | -100.0% | Q2 2014 | Aug 05, 2014 |
| HUDSON CANYON INVESTMENT COUNSELORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,500 | -100.0% | Q2 2014 | Aug 04, 2014 |
| BBK Capital Partners, LLC | History | No change | 45 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |