VICAL INC - 925602104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 2,742,706 | 3,346 | 0.0% | 0.0% | 1 | -531,198 | -16.23% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Reduced | 1,915,091 | 2,337 | 0.0% | 0.0% | 2 | -99,324 | -4.93% | Q2 2014 | Aug 11, 2014 |
| TFS CAPITAL LLC | History | Reduced | 1,174,864 | 1,433 | 0.11% | 0.17% | 3 | -850,283 | -41.99% | Q2 2014 | Jul 21, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 547,410 | 668 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| SMITH ASSET MANAGEMENT GROUP LP | History | New | 526,910 | 643 | 0.02% | — | 5 | +526,910 | New | Q2 2014 | Jul 23, 2014 |
| BlackRock Fund Advisors | History | Reduced | 237,241 | 289 | 0.0% | 0.0% | 6 | -1,887,457 | -88.83% | Q2 2014 | Aug 06, 2014 |
| LMR Partners LLP | History | New | 164,423 | 200 | 0.02% | — | 7 | +164,423 | New | Q2 2014 | Jul 10, 2014 |
| CONDOR CAPITAL MANAGEMENT | History | Added to | 104,222 | 127 | 0.04% | 0.03% | 8 | +20,806 | 24.94% | Q2 2014 | Aug 07, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 100,019 | 122 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 97,030 | 118 | 0.0% | 0.0% | 10 | +46,812 | 93.22% | Q2 2014 | Aug 11, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | New | 67,300 | 82 | 0.0% | — | 11 | +67,300 | New | Q2 2014 | Aug 11, 2014 |
| Berkshire Money Management, Inc. | History | No change | 37,651 | 45 | 0.03% | 0.02% | 12 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 34,400 | 42 | 0.0% | 0.0% | 13 | -113,400 | -76.73% | Q2 2014 | Jul 30, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 29,769 | 36 | 0.0% | 2.29% | 14 | -32,706 | -52.35% | Q2 2014 | Aug 06, 2014 |
| FIRST NATIONAL TRUST CO | History | No change | 20,000 | 24 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Nationwide Fund Advisors | History | Reduced | 15,500 | 19 | 0.0% | 0.0% | 16 | -42,914 | -73.47% | Q2 2014 | Aug 11, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 15,800 | 19 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 13,887 | 17 | 0.0% | 0.0% | 18 | -201,530 | -93.55% | Q2 2014 | Aug 06, 2014 |
| PRINCETON CAPITAL MANAGEMENT INC | History | No change | 12,950 | 16 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BECK MACK & OLIVER LLC | History | No change | 12,000 | 15 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Joel Isaacson & Co., LLC | History | No change | 11,800 | 14 | 0.0% | 0.01% | 21 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | No change | 5,000 | 6 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 825 | 1 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Focused Wealth Management, Inc | History | No change | 1,000 | 1 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,186,006 | -100.0% | Q1 2014 | May 15, 2014 |
| ARIEL INVESTMENTS, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -5,795,085 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,162,085 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,044,877 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -929,019 | -100.0% | Q1 2014 | May 14, 2014 |
| SEMPER AUGUSTUS INVESTMENTS GROUP LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -408,421 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -368,775 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -357,896 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -334,076 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -314,675 | -100.0% | Q1 2014 | May 13, 2014 |
| SPHERA FUNDS MANAGEMENT LTD. | History | Closed out | 0 | 0 | — | 0.09% | — | -300,000 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -231,700 | -100.0% | Q1 2014 | Apr 18, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -204,907 | -100.0% | Q1 2014 | May 14, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -189,218 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -136,770 | -100.0% | Q1 2014 | May 08, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -131,914 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -92,357 | -100.0% | Q1 2014 | May 13, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -89,000 | -100.0% | Q1 2014 | May 14, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -86,241 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -84,976 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -84,500 | -100.0% | Q1 2014 | May 14, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -82,800 | -100.0% | Q1 2014 | May 15, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76,894 | -100.0% | Q1 2014 | May 07, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -74,560 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -73,421 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -72,016 | -100.0% | Q1 2014 | May 15, 2014 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -65,112 | -100.0% | Q1 2014 | May 06, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -65,028 | -100.0% | Q1 2014 | May 15, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.0% | — | -62,164 | -100.0% | Q1 2014 | May 05, 2014 |
| Rotella Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -61,700 | -100.0% | Q1 2014 | May 21, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -58,759 | -100.0% | Q1 2014 | Apr 24, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -51,700 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -51,652 | -100.0% | Q1 2014 | May 12, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,510 | -100.0% | Q1 2014 | May 15, 2014 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -45,700 | -100.0% | Q1 2014 | May 07, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -42,663 | -100.0% | Q1 2014 | May 16, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -37,832 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -30,216 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -23,100 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,454 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,035 | -100.0% | Q1 2014 | May 02, 2014 |
| Princeton Portfolio Strategies Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,496 | -100.0% | Q1 2014 | May 14, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -12,162 | -100.0% | Q1 2014 | May 13, 2014 |
| ETRADE Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,000 | -100.0% | Q1 2014 | May 15, 2014 |
| HUDSON CANYON INVESTMENT COUNSELORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,500 | -100.0% | Q1 2014 | May 06, 2014 |
| Bridgewater Advisors Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,000 | -100.0% | Q1 2014 | May 01, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,393 | -100.0% | Q1 2014 | May 07, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,624 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,273 | -100.0% | Q1 2014 | Aug 08, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -6,000 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,154 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,127 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,810 | -100.0% | Q1 2014 | May 14, 2014 |
| BBK Capital Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -45 | -100.0% | Q1 2014 | May 15, 2014 |