WUXI PHARMATECH CAYMAN INC - 929352102
Detailed investor-level table based on 13F positions.
Early Q2 2015 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMONWEALTH BANK OF AUSTRALIA | History | Reduced | 2,726,223 | 89,584 | 0.59% | 0.67% | 1 | -125,957 | -4.42% | Q2 2014 | Aug 11, 2014 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 2,033,448 | 66,819 | 0.11% | 0.17% | 2 | -780,453 | -27.74% | Q2 2014 | Aug 01, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 2,031,352 | 66,751 | 0.32% | 0.48% | 3 | -447,370 | -18.05% | Q2 2014 | Jul 21, 2014 |
| OPPENHEIMER FUNDS INC | History | Added to | 1,043,440 | 34,287 | 0.04% | 0.04% | 4 | +123,800 | 13.46% | Q2 2014 | Aug 08, 2014 |
| Apex Capital Management | History | Added to | 984,630 | 32,355 | 0.99% | 1.14% | 5 | +108,191 | 12.34% | Q2 2014 | Jul 15, 2014 |
| JENNISON ASSOCIATES LLC | History | Added to | 922,200 | 30,303 | 0.03% | 0.03% | 6 | +135,098 | 17.16% | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | Added to | 706,966 | 23,230 | 0.01% | 0.01% | 7 | +81,553 | 13.04% | Q2 2014 | Aug 06, 2014 |
| THOMAS WHITE INTERNATIONAL LTD | History | Added to | 470,769 | 15,469 | 2.16% | 0.23% | 8 | +426,977 | 975.01% | Q2 2014 | Aug 11, 2014 |
| RENAISSANCE GROUP LLC | History | Added to | 373,920 | 12,067 | 0.45% | 0.51% | 9 | +24,886 | 7.13% | Q2 2014 | Aug 07, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 243,678 | 8,007 | 0.01% | 0.01% | 10 | -91,942 | -27.39% | Q2 2014 | Aug 11, 2014 |
| JUPITER ASSET MANAGEMENT LTD | History | Reduced | 204,100 | 6,706 | 0.21% | 0.27% | 11 | -24,400 | -10.68% | Q2 2014 | Aug 11, 2014 |
| Origin Asset Management LLP | History | Reduced | 184,893 | 6,076 | 0.39% | 0.98% | 12 | -214,000 | -53.65% | Q2 2014 | Aug 06, 2014 |
| BROWN ADVISORY INC | History | New | 149,831 | 4,924 | 0.02% | — | 13 | +149,831 | New | Q2 2014 | Aug 08, 2014 |
| Boston Partners | History | Reduced | 145,561 | 4,783 | 0.01% | 0.01% | 14 | -66,214 | -31.27% | Q2 2014 | Aug 08, 2014 |
| BB&T SECURITIES, LLC | History | Reduced | 12,124 | 3,983 | 0.01% | 0.02% | 15 | -11,454 | -48.58% | Q2 2014 | Jul 11, 2014 |
| Sloane Robinson LLP | History | Reduced | 120,000 | 3,943 | 2.47% | 3.5% | 16 | -40,100 | -25.05% | Q2 2014 | Aug 04, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 109,761 | 3,607 | 0.01% | 0.0% | 17 | +79,062 | 257.54% | Q2 2014 | Aug 05, 2014 |
| GABELLI FUNDS LLC | History | No change | 86,000 | 2,826 | 0.01% | 0.02% | 18 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| GRATRY & Co LLC | History | Reduced | 81,071 | 2,664 | 1.05% | 2.54% | 19 | -110,474 | -57.68% | Q2 2014 | Jul 31, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 75,696 | 2,487 | 0.0% | 143.59% | 20 | -61,926 | -45.0% | Q2 2014 | Aug 06, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 61,800 | 2,031 | 0.01% | — | 21 | +61,800 | New | Q2 2014 | Aug 11, 2014 |
| KORNITZER CAPITAL MANAGEMENT INC /KS | History | No change | 61,600 | 2,024 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Reduced | 57,200 | 1,880 | 0.01% | 0.01% | 23 | -2,500 | -4.19% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | Added to | 56,525 | 1,857 | 0.0% | 0.0% | 24 | +13,806 | 32.32% | Q2 2014 | Aug 06, 2014 |
| BROWN CAPITAL MANAGEMENT LLC | History | Added to | 53,119 | 1,745 | 0.03% | 0.01% | 25 | +38,503 | 263.43% | Q2 2014 | Aug 11, 2014 |
| REGIONS FINANCIAL CORP | History | New | 36,606 | 1,203 | 0.01% | — | 26 | +36,606 | New | Q2 2014 | Jul 23, 2014 |
| PICTET ASSET MANAGEMENT LTD | History | Added to | 34,387 | 1,130 | 0.01% | 0.0% | 27 | +8,229 | 31.46% | Q2 2014 | Jul 31, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 30,559 | 1,004 | 0.04% | 0.05% | 28 | -769 | -2.45% | Q2 2014 | Aug 08, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 30,266 | 995 | 0.04% | 0.06% | 29 | +9,178 | 43.52% | Q2 2014 | Aug 08, 2014 |
| WESTPAC BANKING CORP | History | New | 29,690 | 975 | 0.01% | — | 30 | +29,690 | New | Q2 2014 | Aug 11, 2014 |
| Ancora Advisors, LLC | History | No change | 26,925 | 885 | 0.11% | 0.14% | 31 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Airain ltd | History | Reduced | 21,918 | 720 | 0.06% | 0.23% | 32 | -13,055 | -37.33% | Q2 2014 | Aug 05, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 16,326 | 536 | 0.0% | 0.0% | 33 | -11,132 | -40.54% | Q2 2014 | Aug 11, 2014 |
| Copper Rock Capital Partners, LLC | History | Reduced | 13,442 | 442 | 0.07% | 0.05% | 34 | -358 | -2.59% | Q2 2014 | Jul 08, 2014 |
| FIRST MERCANTILE TRUST CO | History | Added to | 12,988 | 426 | 0.03% | 0.0% | 35 | +12,334 | 1885.93% | Q2 2014 | Jul 22, 2014 |
| Aperio Group, LLC | History | Reduced | 12,837 | 422 | 0.01% | 0.01% | 36 | -2,160 | -14.4% | Q2 2014 | Jul 23, 2014 |
| Quantbot Technologies LP | History | New | 11,893 | 390 | 0.06% | — | 37 | +11,893 | New | Q2 2014 | Jul 08, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | No change | 11,500 | 378 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| BOSTON ADVISORS LLC | History | Reduced | 10,061 | 331 | 0.01% | 0.02% | 39 | -300 | -2.9% | Q2 2014 | Jul 23, 2014 |
| FULTON BANK, N.A. | History | Added to | 9,070 | 298 | 0.03% | 0.04% | 40 | +262 | 2.97% | Q2 2014 | Jul 02, 2014 |
| JOHN G ULLMAN & ASSOCIATES INC | History | Reduced | 8,322 | 273 | 0.05% | 0.06% | 41 | -600 | -6.72% | Q2 2014 | Jul 18, 2014 |
| ClariVest Asset Management LLC | History | Reduced | 7,752 | 255 | 0.01% | 0.01% | 42 | -132 | -1.67% | Q2 2014 | Aug 11, 2014 |
| MARIETTA INVESTMENT PARTNERS LLC | History | Reduced | 7,599 | 250 | 0.1% | 1.52% | 43 | -99,103 | -92.88% | Q2 2014 | Aug 11, 2014 |
| BANCORPSOUTH INC | History | Reduced | 7,076 | 233 | 0.02% | 0.03% | 44 | -1,417 | -16.68% | Q2 2014 | Aug 06, 2014 |
| Northwest & Ethical Investments L.P. | History | Added to | 6,725 | 220 | 0.01% | 0.01% | 45 | +962 | 16.69% | Q2 2014 | Jul 08, 2025 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | New | 4,211 | 138 | 0.0% | — | 46 | +4,211 | New | Q2 2014 | Jul 30, 2014 |
| Dorsey Wright & Associates | History | Added to | 3,914 | 126 | 0.01% | 0.02% | 47 | +55 | 1.43% | Q2 2014 | Jul 29, 2014 |
| SMITHFIELD TRUST CO | History | New | 3,664 | 121 | 0.02% | — | 48 | +3,664 | New | Q2 2014 | Jul 16, 2014 |
| Bartlett & Co. LLC | History | No change | 1,825 | 60 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 1,000 | 32 | 0.0% | 0.0% | 50 | -5,485 | -84.58% | Q2 2014 | Aug 08, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 750 | 24 | 0.02% | 0.02% | 51 | +150 | 25.0% | Q2 2014 | Jul 17, 2014 |
| FTB Advisors, Inc. | History | Added to | 650 | 20 | 0.0% | 0.0% | 52 | +47 | 7.79% | Q2 2014 | Aug 07, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | Reduced | 478 | 16 | 0.0% | 0.02% | 53 | -75,325 | -99.37% | Q2 2014 | Aug 06, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 360 | 12 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | No change | 234 | 8 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| PRIVATE TRUST CO NA | History | New | 218 | 7 | 0.0% | — | 56 | +218 | New | Q2 2014 | Jul 22, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 116 | 4 | 0.0% | 0.0% | 57 | -11 | -8.66% | Q2 2014 | Aug 08, 2014 |
| Regal Investment Advisors LLC | History | Reduced | 63 | 2 | 0.0% | 0.02% | 58 | -1,337 | -95.5% | Q2 2014 | Aug 04, 2014 |
| FIRST FINANCIAL CORP /IN/ | History | New | 30 | 1 | 0.0% | — | 59 | +30 | New | Q2 2014 | Jul 18, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.21% | — | -5,140,938 | -100.0% | Q1 2014 | May 15, 2014 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.51% | — | -3,778,777 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,500,661 | -100.0% | Q1 2014 | May 15, 2014 |
| COLUMBIA WANGER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.48% | — | -3,334,900 | -100.0% | Q1 2014 | May 12, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -2,966,656 | -100.0% | Q1 2014 | May 15, 2014 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 2.21% | — | -2,356,378 | -100.0% | Q1 2014 | May 22, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.03% | — | -1,863,931 | -100.0% | Q1 2014 | May 15, 2014 |
| Black Creek Investment Management Inc. | History | Closed out | 0 | 0 | — | 7.1% | — | -1,762,017 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.11% | — | -1,633,912 | -100.0% | Q1 2014 | May 13, 2014 |
| CI INVESTMENTS INC. | History | Closed out | 0 | 0 | — | 0.58% | — | -1,483,742 | -100.0% | Q1 2014 | May 06, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.02% | — | -1,259,776 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -1,229,116 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,050,800 | -100.0% | Q1 2014 | May 23, 2014 |
| Investec Asset Management LTD | History | Closed out | 0 | 0 | — | 2.05% | — | -1,039,486 | -100.0% | Q1 2014 | Jun 04, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -986,758 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.02% | — | -944,221 | -100.0% | Q1 2014 | May 14, 2014 |
| Century Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.34% | — | -779,339 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -505,160 | -100.0% | Q1 2014 | May 13, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -438,796 | -100.0% | Q1 2014 | May 15, 2014 |
| Consonance Capital Management LP | History | Closed out | 0 | 0 | — | 2.36% | — | -430,889 | -100.0% | Q1 2014 | May 15, 2014 |
| Myriad Asset Management Ltd. | History | Closed out | 0 | 0 | — | 3.07% | — | -418,728 | -100.0% | Q1 2014 | May 14, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.02% | — | -366,204 | -100.0% | Q1 2014 | May 16, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -345,832 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -331,082 | -100.0% | Q1 2014 | May 13, 2014 |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ | History | Closed out | 0 | 0 | — | 0.83% | — | -329,350 | -100.0% | Q1 2014 | May 14, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.18% | — | -300,752 | -100.0% | Q1 2014 | May 15, 2014 |
| Veritas Asset Management LLP | History | Closed out | 0 | 0 | — | 0.18% | — | -280,000 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.04% | — | -278,368 | -100.0% | Q1 2014 | May 14, 2014 |
| Grandeur Peak Global Advisors, LLC | History | Closed out | 0 | 0 | — | 2.29% | — | -263,135 | -100.0% | Q1 2014 | May 15, 2014 |
| LETKO, BROSSEAU & ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.08% | — | -250,000 | -100.0% | Q1 2014 | May 12, 2014 |
| WESTWOOD HOLDINGS GROUP INC | History | Closed out | 0 | 0 | — | 0.07% | — | -235,344 | -100.0% | Q1 2014 | May 14, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.17% | — | -228,131 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -225,396 | -100.0% | Q1 2014 | May 15, 2014 |
| Pier Capital, LLC | History | Closed out | 0 | 0 | — | 1.03% | — | -217,001 | -100.0% | Q1 2014 | May 13, 2014 |
| BAMCO INC /NY/ | History | Closed out | 0 | 0 | — | 0.03% | — | -210,500 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -209,100 | -100.0% | Q1 2014 | Apr 18, 2014 |
| MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE | History | Closed out | 0 | 0 | — | 0.29% | — | -189,863 | -100.0% | Q1 2014 | May 13, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -171,500 | -100.0% | Q1 2014 | May 15, 2014 |
| CAUSEWAY CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -157,500 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -155,562 | -100.0% | Q1 2014 | May 15, 2014 |
| MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -148,200 | -100.0% | Q1 2014 | May 13, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -143,270 | -100.0% | Q1 2014 | May 15, 2014 |
| Integre Advisors | History | Closed out | 0 | 0 | — | 1.12% | — | -138,583 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -137,223 | -100.0% | Q1 2014 | May 15, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -119,793 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -117,688 | -100.0% | Q1 2014 | May 15, 2014 |
| Lee Munder Capital Group, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -113,508 | -100.0% | Q1 2014 | May 12, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -112,801 | -100.0% | Q1 2014 | May 14, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | 0.12% | — | -102,320 | -100.0% | Q1 2014 | Apr 29, 2014 |
| Granite Point Capital Management, L.P. | History | Closed out | 0 | 0 | — | 2.69% | — | -102,000 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -93,144 | -100.0% | Q1 2014 | May 16, 2014 |
| ROSENBLUM SILVERMAN SUTTON S F INC /CA | History | Closed out | 0 | 0 | — | 1.6% | — | -91,460 | -100.0% | Q1 2014 | May 16, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.04% | — | -88,400 | -100.0% | Q1 2014 | May 14, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -85,530 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -71,051 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -58,657 | -100.0% | Q1 2014 | May 15, 2014 |
| Nationwide Fund Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -53,240 | -100.0% | Q1 2014 | May 09, 2014 |
| Rock Springs Capital Management LP | History | Closed out | 0 | 0 | — | 0.45% | — | -52,500 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -52,163 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -48,577 | -100.0% | Q1 2014 | May 15, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -47,100 | -100.0% | Q1 2014 | May 14, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -44,053 | -100.0% | Q1 2014 | May 28, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.02% | — | -41,540 | -100.0% | Q1 2014 | May 07, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -37,422 | -100.0% | Q1 2014 | May 14, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -33,457 | -100.0% | Q1 2014 | May 15, 2014 |
| RIVER & MERCANTILE ASSET MANAGEMENT LLP | History | Closed out | 0 | 0 | — | 0.26% | — | -30,500 | -100.0% | Q1 2014 | Apr 10, 2014 |
| AVIVA PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -30,479 | -100.0% | Q1 2014 | May 14, 2014 |
| Horseman Capital Management Ltd | History | Closed out | 0 | 0 | — | 0.35% | — | -29,800 | -100.0% | Q1 2014 | Apr 09, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -28,515 | -100.0% | Q1 2014 | May 15, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -28,200 | -100.0% | Q1 2014 | May 05, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,257 | -100.0% | Q1 2014 | May 14, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -24,900 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,800 | -100.0% | Q1 2014 | May 16, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -21,308 | -100.0% | Q1 2014 | May 19, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,300 | -100.0% | Q1 2014 | May 14, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -21,200 | -100.0% | Q1 2014 | May 15, 2014 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.04% | — | -21,000 | -100.0% | Q1 2014 | May 05, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -20,635 | -100.0% | Q1 2014 | May 15, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -18,987 | -100.0% | Q1 2014 | May 13, 2014 |
| SEI TRUST CO | History | Closed out | 0 | 0 | — | 0.01% | — | -17,921 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -17,234 | -100.0% | Q1 2014 | May 14, 2014 |
| WHALEROCK POINT PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -16,975 | -100.0% | Q1 2014 | May 29, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -16,190 | -100.0% | Q1 2014 | May 15, 2014 |
| Banyan Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -14,890 | -100.0% | Q1 2014 | May 13, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,140 | -100.0% | Q1 2014 | May 15, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -11,785 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 12, 2014 |
| OMERS ADMINISTRATION Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -9,900 | -100.0% | Q1 2014 | May 08, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | 0.05% | — | -9,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,317 | -100.0% | Q1 2014 | May 02, 2014 |
| DAI ICHI LIFE INSURANCE CO., LTD. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,900 | -100.0% | Q1 2014 | May 14, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,310 | -100.0% | Q1 2014 | May 09, 2014 |
| Stanley-Laman Group, Ltd. | History | Closed out | 0 | 0 | — | 0.05% | — | -7,176 | -100.0% | Q1 2014 | Apr 11, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.0% | — | -6,991 | -100.0% | Q1 2014 | May 08, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,955 | -100.0% | Q1 2014 | May 09, 2014 |
| SECTORAL ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,690 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,609 | -100.0% | Q1 2014 | May 15, 2014 |
| ETRADE Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,651 | -100.0% | Q1 2014 | May 15, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.18% | — | -4,100 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,813 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,766 | -100.0% | Q1 2014 | May 14, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,866 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,032 | -100.0% | Q1 2014 | May 12, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,348 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -1,150 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,071 | -100.0% | Q1 2014 | May 02, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -637 | -100.0% | Q1 2014 | May 15, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -534 | -100.0% | Q1 2014 | May 13, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -519 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -364 | -100.0% | Q1 2014 | May 15, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 12, 2014 |
| Johnson Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 14, 2014 |
| MetLife Securities, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 21, 2014 |