WARREN RES INC COM - 93564A100
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 4,160,510 | 25,795 | 0.0% | 0.0% | 1 | -679,044 | -14.03% | Q2 2014 | Aug 06, 2014 |
| LSV ASSET MANAGEMENT | History | Added to | 3,862,845 | 23,949 | 0.05% | 0.04% | 2 | +242,151 | 6.69% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 3,393,699 | 21,041 | 0.01% | 0.01% | 3 | +491,621 | 16.94% | Q2 2014 | Aug 08, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 2,880,072 | 17,858 | 0.09% | 0.07% | 4 | +68,702 | 2.44% | Q2 2014 | Jul 21, 2014 |
| VANGUARD GROUP INC | History | Added to | 2,143,347 | 13,289 | 0.0% | 0.0% | 5 | +128,989 | 6.4% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,837,858 | 11,395 | 0.0% | 0.0% | 6 | -198,344 | -9.74% | Q2 2014 | Aug 06, 2014 |
| KILLEN GROUP INC | History | Added to | 1,303,287 | 8,080 | 0.42% | 0.2% | 7 | +533,176 | 69.23% | Q2 2014 | Jul 28, 2014 |
| TFS CAPITAL LLC | History | Reduced | 983,222 | 6,096 | 0.48% | 0.55% | 8 | -761,682 | -43.65% | Q2 2014 | Jul 21, 2014 |
| Nationwide Fund Advisors | History | Added to | 901,457 | 5,589 | 0.02% | 0.01% | 9 | +591,822 | 191.14% | Q2 2014 | Aug 11, 2014 |
| OXFORD ASSET MANAGEMENT | History | Added to | 689,638 | 4,268 | 0.16% | 0.01% | 10 | +606,469 | 729.2% | Q2 2014 | Jul 16, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 620,510 | 3,848 | 0.01% | 0.01% | 11 | +20,300 | 3.38% | Q2 2014 | Jul 30, 2014 |
| BTG Pactual Global Asset Management Ltd | History | Added to | 550,000 | 3,410 | 0.48% | 0.43% | 12 | +150,000 | 37.5% | Q2 2014 | Aug 11, 2014 |
| Numeric Investors LLC | History | Reduced | 437,196 | 2,711 | 0.04% | 0.05% | 13 | -138,300 | -24.03% | Q2 2014 | Aug 11, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 429,326 | 2,662 | 0.0% | 0.0% | 14 | +295,179 | 220.04% | Q2 2014 | Aug 11, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Added to | 403,260 | 2,500 | 0.02% | 0.01% | 15 | +12,875 | 3.3% | Q2 2014 | Aug 11, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 388,308 | 2,408 | 0.0% | 0.0% | 16 | +62,624 | 19.23% | Q2 2014 | Aug 04, 2014 |
| GLOBEFLEX CAPITAL L P | History | Reduced | 307,293 | 1,905 | 0.21% | 0.17% | 17 | -116 | -0.04% | Q2 2014 | Jul 18, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 305,408 | 1,894 | 0.01% | 0.0% | 18 | +46,558 | 17.99% | Q2 2014 | Aug 07, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 244,487 | 1,516 | 0.0% | 0.0% | 19 | -3,788 | -1.53% | Q2 2014 | Aug 06, 2014 |
| EAM Investors, LLC | History | Reduced | 213,929 | 1,326 | 0.25% | 0.26% | 20 | -86,065 | -28.69% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 186,150 | 1,154 | 0.0% | 134.7% | 21 | -805,220 | -81.22% | Q2 2014 | Aug 06, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 162,784 | 1,009 | 0.05% | 0.04% | 22 | +54,300 | 50.05% | Q2 2014 | Aug 08, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | New | 143,170 | 888 | 0.57% | — | 23 | +143,170 | New | Q2 2014 | Aug 11, 2014 |
| STRS OHIO | History | Added to | 134,200 | 832 | 0.0% | 0.0% | 24 | +116,476 | 657.17% | Q2 2014 | Jul 24, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Added to | 126,351 | 783 | 0.0% | 0.0% | 25 | +54,413 | 75.64% | Q2 2014 | Aug 07, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | No change | 123,336 | 765 | 0.01% | 0.0% | 26 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Ancora Advisors, LLC | History | No change | 117,500 | 728 | 0.09% | 0.08% | 27 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| DUDLEY & SHANLEY, LLC | History | Reduced | 108,600 | 673 | 0.14% | 0.12% | 28 | -11,100 | -9.27% | Q2 2014 | Jul 24, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 92,989 | 577 | 0.0% | 0.0% | 29 | -4,110 | -4.23% | Q2 2014 | Aug 06, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 85,800 | 532 | 0.04% | 0.03% | 30 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Reduced | 85,551 | 530 | 0.01% | 0.02% | 31 | -186,799 | -68.59% | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | Added to | 80,200 | 497 | 0.0% | 0.0% | 32 | +5,700 | 7.65% | Q2 2014 | Aug 06, 2014 |
| BOSTON ADVISORS LLC | History | Reduced | 64,800 | 402 | 0.02% | 0.01% | 33 | -3,602 | -5.27% | Q2 2014 | Jul 23, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 62,452 | 387 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| ClariVest Asset Management LLC | History | Reduced | 62,401 | 386 | 0.01% | 0.02% | 35 | -20,925 | -25.11% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 48,171 | 298 | 0.0% | 0.0% | 36 | -16,276 | -25.25% | Q2 2014 | Aug 08, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 41,196 | 255 | 0.0% | 0.0% | 37 | -17,298 | -29.57% | Q2 2014 | Aug 11, 2014 |
| IRIDIAN ASSET MANAGEMENT LLC/CT | History | Reduced | 38,980 | 242 | 0.0% | 0.0% | 38 | -40,340 | -50.86% | Q2 2014 | Aug 11, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Reduced | 38,186 | 237 | 0.02% | 0.02% | 39 | -13,647 | -26.33% | Q2 2014 | Aug 08, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 37,000 | 229 | 0.0% | 0.0% | 40 | -5,000 | -11.9% | Q2 2014 | Aug 11, 2014 |
| ProShare Advisors LLC | History | Reduced | 35,451 | 220 | 0.0% | 0.0% | 41 | -38,250 | -51.9% | Q2 2014 | Aug 08, 2014 |
| DEERE & CO | History | No change | 22,072 | 137 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| KBC Group NV | History | New | 20,979 | 130 | 0.0% | — | 43 | +20,979 | New | Q2 2014 | Aug 01, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | New | 20,900 | 129 | 0.0% | — | 44 | +20,900 | New | Q2 2014 | Aug 06, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | Reduced | 15,065 | 93 | 0.0% | 0.0% | 45 | -12,585 | -45.52% | Q2 2014 | Aug 01, 2014 |
| SMITH ASSET MANAGEMENT GROUP LP | History | No change | 12,267 | 76 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Zebra Capital Management LLC | History | No change | 10,621 | 66 | 0.03% | 0.02% | 47 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Capstone Financial Advisors, Inc. | History | Reduced | 10,000 | 62 | 0.04% | 0.04% | 48 | -2,000 | -16.67% | Q2 2014 | Aug 11, 2014 |
| RidgeWorth Capital Management LLC | History | New | 6,283 | 39 | 0.0% | — | 49 | +6,283 | New | Q2 2014 | Jul 31, 2014 |
| Gary Goldberg Planning Services Inc | History | Reduced | 5,000 | 31 | 0.01% | 0.04% | 50 | -13,900 | -73.54% | Q2 2014 | Aug 06, 2014 |
| Johnson Financial Group, Inc. | History | No change | 3,346 | 21 | 0.01% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 2,911 | 18 | 0.0% | 0.0% | 52 | -27 | -0.92% | Q2 2014 | Aug 08, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 2,522 | 16 | 0.0% | 0.0% | 53 | +143 | 6.01% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 1,820 | 11 | 0.0% | 0.0% | 54 | -296 | -13.99% | Q2 2014 | Aug 06, 2014 |
| PRENTISS SMITH & CO INC | History | No change | 400 | 2 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Regal Investment Advisors LLC | History | No change | 409 | 2 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -2,987,392 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,244,878 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,004,052 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,532,757 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -1,160,434 | -100.0% | Q1 2014 | May 14, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.14% | — | -1,035,330 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -941,429 | -100.0% | Q1 2014 | May 14, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.08% | — | -839,076 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -763,122 | -100.0% | Q1 2014 | May 15, 2014 |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ | History | Closed out | 0 | 0 | — | 0.24% | — | -741,642 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -719,800 | -100.0% | Q1 2014 | Apr 18, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.14% | — | -627,150 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -579,490 | -100.0% | Q1 2014 | May 16, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -400,105 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -384,040 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -376,185 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -351,030 | -100.0% | Q1 2014 | May 13, 2014 |
| INTREPID CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.34% | — | -336,062 | -100.0% | Q1 2014 | May 14, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.02% | — | -281,166 | -100.0% | Q1 2014 | May 07, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -251,324 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -241,273 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -232,805 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -218,084 | -100.0% | Q1 2014 | May 14, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -214,820 | -100.0% | Q1 2014 | May 15, 2014 |
| PERRITT CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.16% | — | -205,700 | -100.0% | Q1 2014 | May 15, 2014 |
| RBF Capital, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -200,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Hutchin Hill Capital, LP | History | Closed out | 0 | 0 | — | 0.05% | — | -191,900 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -179,860 | -100.0% | Q1 2014 | May 15, 2014 |
| Spark Investment Management LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -169,374 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -163,873 | -100.0% | Q1 2014 | May 15, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.03% | — | -147,584 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -146,831 | -100.0% | Q1 2014 | May 15, 2014 |
| Pacific Ridge Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -138,850 | -100.0% | Q1 2014 | May 12, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -131,888 | -100.0% | Q1 2014 | May 08, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -131,608 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -125,322 | -100.0% | Q1 2014 | May 13, 2014 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -123,200 | -100.0% | Q1 2014 | May 15, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -117,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -111,771 | -100.0% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -88,587 | -100.0% | Q1 2014 | May 15, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -79,370 | -100.0% | Q1 2014 | May 14, 2014 |
| KMS FINANCIAL SERVICES, INC | History | Closed out | 0 | 0 | — | 0.06% | — | -77,130 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -71,300 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -69,786 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -69,516 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.47% | — | -68,499 | -100.0% | Q1 2014 | Aug 08, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -67,541 | -100.0% | Q1 2014 | May 15, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -67,500 | -100.0% | Q1 2014 | May 02, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -61,672 | -100.0% | Q1 2014 | May 13, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -60,381 | -100.0% | Q1 2014 | May 16, 2014 |
| CONNORS INVESTOR SERVICES INC | History | Closed out | 0 | 0 | — | 0.07% | — | -60,000 | -100.0% | Q1 2014 | May 14, 2014 |
| DLS Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.42% | — | -58,940 | -100.0% | Q1 2014 | Apr 16, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -55,902 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -51,292 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -48,665 | -100.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,057 | -100.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -35,623 | -100.0% | Q1 2014 | May 15, 2014 |
| HYNES, HIMMELREICH, GLENNON & CO, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -32,020 | -100.0% | Q1 2014 | Apr 29, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,578 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,300 | -100.0% | Q1 2014 | May 23, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -28,071 | -100.0% | Q1 2014 | May 15, 2014 |
| ANALYTIC INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,221 | -100.0% | Q1 2014 | May 12, 2014 |
| MENTA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -25,301 | -100.0% | Q1 2014 | Apr 23, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -24,207 | -100.0% | Q1 2014 | May 05, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,218 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -20,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -19,122 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -19,012 | -100.0% | Q1 2014 | May 14, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,700 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -18,300 | -100.0% | Q1 2014 | May 19, 2014 |
| TCW GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,220 | -100.0% | Q1 2014 | May 13, 2014 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,256 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,598 | -100.0% | Q1 2014 | May 16, 2014 |
| Rotella Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -14,493 | -100.0% | Q1 2014 | May 21, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -11,500 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,345 | -100.0% | Q1 2014 | May 14, 2014 |
| PROFUND ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,200 | -100.0% | Q1 2014 | May 07, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -10,131 | -100.0% | Q1 2014 | May 16, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -7,831 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,800 | -100.0% | Q1 2014 | May 02, 2014 |
| Hoxton Financial, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,743 | -100.0% | Q1 2014 | Apr 25, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -812 | -100.0% | Q1 2014 | May 13, 2014 |