WESTERN ASSET MGD HI INCM FD - 95766L107

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
Saba Capital Management, L.P. History No change 3,365,466 19,284 1.09% 1.09% 1 0 0.0% Q1 2014 May 15, 2014
UBS AG History No change 821,837 4,709 0.0% 0.0% 2 0 0.0% Q1 2014 May 16, 2014
MORGAN STANLEY History No change 694,807 3,981 0.0% 0.0% 3 0 0.0% Q1 2014 May 13, 2014
THIRD AVENUE MANAGEMENT LLC History No change 669,372 3,836 0.07% 0.07% 4 0 0.0% Q1 2014 May 14, 2014
GUGGENHEIM CAPITAL LLC History No change 629,178 3,605 0.01% 0.01% 5 0 0.0% Q1 2014 May 16, 2014
RMB Capital Management, LLC History Reduced 362,656 2,103 0.13% 0.26% 6 -307,704 -45.9% Q2 2014 Aug 11, 2014
Pine River Capital Management L.P. History No change 363,123 2,081 0.03% 0.03% 7 0 0.0% Q1 2014 May 15, 2014
RIVERNORTH CAPITAL MANAGEMENT, LLC History No change 346,040 1,983 0.16% 0.16% 8 0 0.0% Q1 2014 May 15, 2014
CARLSON CAPITAL L P History No change 333,333 1,910 0.02% 0.02% 9 0 0.0% Q1 2014 May 15, 2014
Invesco Ltd. History No change 311,505 1,785 0.0% 0.0% 10 0 0.0% Q1 2014 May 15, 2014
PARAMETRIC PORTFOLIO ASSOCIATES LLC History No change 228,891 1,312 0.0% 0.0% 11 0 0.0% Q1 2014 May 13, 2014
WELLS FARGO & COMPANY/MN History No change 221,793 1,271 0.0% 0.0% 12 0 0.0% Q1 2014 May 15, 2014
CREDIT SUISSE AG/ History Added to 199,481 1,157 0.0% 0.0% 13 +4,171 2.14% Q2 2014 Aug 11, 2014
BANK OF AMERICA CORP /DE/ History No change 191,187 1,095 0.0% 0.0% 14 0 0.0% Q1 2014 May 15, 2014
Shaker Financial Services, LLC History Added to 151,389 878 0.53% 0.56% 15 +2,917 1.96% Q2 2014 Aug 04, 2014
Investors Capital Advisory Services History No change 149,894 858 0.18% 0.18% 16 0 0.0% Q1 2014 Apr 15, 2014
Kamunting Street Capital Management, L.P. History No change 137,401 787 0.73% 0.73% 17 0 0.0% Q1 2014 May 15, 2014
BNP PARIBAS ARBITRAGE, SA History No change 75,000 436 0.0% 0.0% 18 0 0.0% Q1 2014 May 13, 2014
Yorktown Management & Research Co Inc History No change 63,700 369 0.07% 0.07% 19 0 0.0% Q2 2014 Jul 23, 2014
WFG Advisors, LP History No change 64,200 368 0.07% 0.07% 20 0 0.0% Q1 2014 Apr 24, 2014
Raymond James Financial Services Advisors, Inc. History No change 61,746 354 0.02% 0.02% 21 0 0.0% Q1 2014 May 08, 2014
AMERICAN INTERNATIONAL GROUP INC History Added to 57,015 330 0.0% 0.0% 22 +29,500 107.21% Q2 2014 Aug 08, 2014
NEW ENGLAND SECURITIES CORP /MA/ History Reduced 53,441 310 0.11% 0.12% 23 -198 -0.37% Q2 2014 Aug 04, 2014
KCG Holdings, Inc. History No change 49,182 282 0.0% 0.0% 24 0 0.0% Q1 2014 May 15, 2014
CORNERSTONE ADVISORS INC History No change 44,964 258 0.06% 0.06% 25 0 0.0% Q1 2014 May 07, 2014
GREEN SQUARE CAPITAL LLC History No change 43,278 251 0.06% 0.06% 26 0 0.0% Q2 2014 Aug 05, 2014
Capital Investment Advisors, LLC History Reduced 40,687 236 0.03% 0.03% 27 -1,700 -4.01% Q2 2014 Jul 30, 2014
WEDBUSH MORGAN SECURITIES INC History Reduced 39,100 227 0.04% 0.04% 28 -500 -1.26% Q2 2014 Aug 04, 2014
AQR CAPITAL MANAGEMENT LLC History No change 38,454 220 0.0% 0.0% 29 0 0.0% Q1 2014 May 15, 2014
LPL Financial LLC History Added to 37,308 216 0.0% 0.0% 30 +4,462 13.58% Q2 2014 Aug 05, 2014
Granite Investment Advisors, Inc. History No change 28,900 168 0.04% 0.04% 31 0 0.0% Q2 2014 Jul 23, 2014
Horizon Kinetics LLC History No change 29,400 168 0.0% 0.0% 32 0 0.0% Q1 2014 May 14, 2014
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. History No change 28,681 164 0.22% 0.22% 33 0 0.0% Q1 2014 May 13, 2014
Commonwealth Equity Services, Inc History Added to 21,513 125 0.0% 0.0% 34 +312 1.47% Q2 2014 Jul 23, 2014
OPPENHEIMER & CO INC History No change 17,439 100 0.0% 0.0% 35 0 0.0% Q1 2014 May 09, 2014
ROYAL BANK OF CANADA History No change 16,991 97 0.0% 0.0% 36 0 0.0% Q1 2014 May 15, 2014
Cambridge Investment Research Advisors, Inc. History No change 16,551 96 0.0% 0.0% 37 0 0.0% Q2 2014 Jul 25, 2014
Gilman Hill Asset Management, LLC History Reduced 15,000 87 0.05% 0.06% 38 -2,500 -14.29% Q2 2014 Jul 30, 2014
PNC FINANCIAL SERVICES GROUP, INC. History Added to 14,385 84 0.0% 0.0% 39 +4,250 41.93% Q2 2014 Aug 08, 2014
SII INVESTMENTS INC/WI History No change 14,174 84 0.01% 0.01% 40 0 0.0% Q2 2014 Jul 28, 2014
AMERICAN NATIONAL BANK History No change 14,000 81 0.03% 0.03% 41 0 0.0% Q2 2014 Jul 14, 2014
First Allied Advisory Services, Inc. History No change 10,733 61 0.0% 0.0% 42 0 0.0% Q1 2014 May 15, 2014
First Nebraska Trust Co History New 10,350 60 0.02% — 43 +10,350 New Q2 2014 Jul 22, 2026
CHILTON CAPITAL MANAGEMENT LLC History No change 10,000 58 0.01% 0.01% 44 0 0.0% Q2 2014 Jul 31, 2014
Creative Planning History No change 9,346 54 0.0% 0.0% 45 0 0.0% Q1 2014 Apr 11, 2014
MUFG Americas Holdings Corp History Added to 8,977 52 0.0% 0.0% 46 +49 0.55% Q2 2014 Aug 05, 2014
CITIGROUP INC History No change 4,954 28 0.0% 0.0% 47 0 0.0% Q1 2014 May 15, 2014
Advisors Asset Management, Inc. History No change 4,387 25 0.0% 0.0% 48 0 0.0% Q1 2014 May 15, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History No change 4,200 24 0.0% 0.0% 49 0 0.0% Q1 2014 May 15, 2014
US BANCORP \DE\ History No change 3,100 18 0.0% 0.0% 50 0 0.0% Q1 2014 May 14, 2014
Bartlett & Co. LLC History No change 3,100 18 0.0% 0.0% 51 0 0.0% Q2 2014 Aug 01, 2014
DAVIDSON D A & CO History No change 3,000 17 0.0% 0.0% 52 0 0.0% Q2 2014 Jul 29, 2014
TFS CAPITAL LLC History Closed out 0 0 — 0.01% — -13,902 -100.0% Q2 2014 Jul 21, 2014
First Heartland Consultants, Inc. History Closed out 0 0 — 0.03% — -12,040 -100.0% Q2 2014 Jul 16, 2014