YADKIN VALLEY FINANCIAL C - 984305102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLINGTON MANAGEMENT CO LLP | History | No change | 1,359,181 | 29,100 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 716,488 | 15,340 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MENDON CAPITAL ADVISORS CORP | History | No change | 705,042 | 15,096 | 5.04% | 5.04% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANC FUNDS CO LLC | History | No change | 703,018 | 15,052 | 1.12% | 1.12% | 4 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Stieven Capital Advisors, L.P. | History | No change | 531,532 | 11,380 | 4.09% | 4.09% | 5 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| VANGUARD GROUP INC | History | Added to | 422,356 | 7,957 | 0.0% | 0.0% | 6 | +3,670 | 0.88% | Q2 2014 | Aug 11, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | No change | 312,795 | 6,697 | 0.13% | 0.13% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BlackRock Fund Advisors | History | Reduced | 347,121 | 6,540 | 0.0% | 0.0% | 8 | -55,759 | -13.84% | Q2 2014 | Aug 06, 2014 |
| Elizabeth Park Capital Advisors, Ltd. | History | No change | 273,204 | 5,849 | 4.42% | 4.42% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Hutchin Hill Capital, LP | History | No change | 248,333 | 5,317 | 0.28% | 0.28% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | No change | 236,328 | 5,059 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | No change | 202,620 | 4,341 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RMB Capital Management, LLC | History | New | 212,500 | 4,003 | 0.25% | — | 13 | +212,500 | New | Q2 2014 | Aug 11, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 184,115 | 3,942 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | No change | 176,690 | 3,783 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FJ Capital Management LLC | History | No change | 160,881 | 3,444 | 1.97% | 1.97% | 16 | 0 | 0.0% | Q1 2014 | May 20, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 155,945 | 2,938 | 0.0% | 0.0% | 17 | +13,556 | 9.52% | Q2 2014 | Aug 08, 2014 |
| Invesco Ltd. | History | No change | 131,375 | 2,813 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ENDEAVOUR CAPITAL ADVISORS INC | History | No change | 123,183 | 2,637 | 0.32% | 0.32% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 136,455 | 2,571 | 0.0% | 0.0% | 20 | -2,359 | -1.7% | Q2 2014 | Aug 06, 2014 |
| JPMORGAN CHASE & CO | History | No change | 119,500 | 2,559 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 117,517 | 2,517 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 116,485 | 2,494 | 0.07% | 0.07% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 84,468 | 1,808 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| EAM Investors, LLC | History | Reduced | 83,129 | 1,566 | 0.3% | 0.41% | 25 | -22,002 | -20.93% | Q2 2014 | Aug 11, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 68,102 | 1,458 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 67,725 | 1,450 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 66,743 | 1,428 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Employees Retirement System of Texas | History | No change | 50,000 | 1,071 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | No change | 49,818 | 1,066 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 48,805 | 1,018 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 46,160 | 870 | 0.0% | 0.0% | 32 | -3,163 | -6.41% | Q2 2014 | Aug 06, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | Reduced | 45,699 | 861 | 0.01% | 0.01% | 33 | -1,608 | -3.4% | Q2 2014 | Aug 06, 2014 |
| WESTPORT ASSET MANAGEMENT INC | History | No change | 35,000 | 749 | 0.26% | 0.26% | 34 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | No change | 32,541 | 696 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Nationwide Fund Advisors | History | Reduced | 35,368 | 666 | 0.0% | 0.0% | 36 | -997 | -2.74% | Q2 2014 | Aug 11, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 33,945 | 640 | 0.03% | 0.06% | 37 | -3,959 | -10.44% | Q2 2014 | Aug 08, 2014 |
| BLACKTHORN INVESTMENT GROUP LLC | History | No change | 29,492 | 631 | 0.69% | 0.69% | 38 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| FSI GROUP, LLC | History | New | 30,000 | 566 | 0.18% | — | 39 | +30,000 | New | Q2 2014 | Aug 08, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 25,965 | 556 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| Pinnacle Holdings, LLC | History | No change | 25,037 | 536 | 0.15% | 0.15% | 41 | 0 | 0.0% | Q1 2014 | May 28, 2014 |
| TWO SIGMA ADVISERS, LLC | History | No change | 24,300 | 521 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MAI Wealth Advisors | History | No change | 22,643 | 427 | 0.04% | 0.05% | 43 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| TEACHERS ADVISORS INC | History | No change | 19,063 | 408 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | No change | 20,500 | 387 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 17,488 | 374 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 17,339 | 371 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 17,154 | 323 | 0.0% | 0.0% | 48 | -475 | -2.69% | Q2 2014 | Aug 06, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | No change | 12,352 | 265 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | No change | 11,230 | 240 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 12,490 | 235 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 10,150 | 217 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 9,889 | 212 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| JANE STREET GROUP, LLC | History | No change | 9,420 | 202 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 10,478 | 197 | 0.0% | 0.0% | 55 | -6,285 | -37.49% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 10,224 | 192 | 0.0% | 0.0% | 56 | -802 | -7.27% | Q2 2014 | Aug 08, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 8,968 | 192 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SMITHFIELD TRUST CO | History | Added to | 8,810 | 166 | 0.03% | 0.01% | 58 | +5,910 | 203.79% | Q2 2014 | Jul 16, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 8,487 | 160 | 0.0% | 0.0% | 59 | -1,762 | -17.19% | Q2 2014 | Aug 06, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | No change | 6,014 | 129 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 4,391 | 94 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 4,380 | 94 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| US BANCORP \DE\ | History | No change | 1,442 | 31 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | No change | 1,293 | 28 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| ROYAL BANK OF CANADA | History | No change | 824 | 18 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 787 | 17 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | No change | 566 | 12 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Inc. | History | Reduced | 501 | 9 | 0.0% | 0.0% | 68 | -69 | -12.11% | Q2 2014 | Aug 06, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 374 | 7 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 96 | 2 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 64 | 1 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,495 | -100.0% | Q2 2014 | Jul 21, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,542 | -100.0% | Q2 2014 | Aug 08, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 12, 2014 |