YADKIN VALLEY FINANCIAL C - 984305102
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 422,356 | 7,957 | 0.0% | 0.0% | 1 | +3,670 | 0.88% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 347,121 | 6,540 | 0.0% | 0.0% | 2 | -55,759 | -13.84% | Q2 2014 | Aug 06, 2014 |
| RMB Capital Management, LLC | History | New | 212,500 | 4,003 | 0.25% | — | 3 | +212,500 | New | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 155,945 | 2,938 | 0.0% | 0.0% | 4 | +13,556 | 9.52% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 136,455 | 2,571 | 0.0% | 0.0% | 5 | -2,359 | -1.7% | Q2 2014 | Aug 06, 2014 |
| EAM Investors, LLC | History | Reduced | 83,129 | 1,566 | 0.3% | 0.41% | 6 | -22,002 | -20.93% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 46,160 | 870 | 0.0% | 0.0% | 7 | -3,163 | -6.41% | Q2 2014 | Aug 06, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | Reduced | 45,699 | 861 | 0.01% | 0.01% | 8 | -1,608 | -3.4% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Reduced | 35,368 | 666 | 0.0% | 0.0% | 9 | -997 | -2.74% | Q2 2014 | Aug 11, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 33,945 | 640 | 0.03% | 0.06% | 10 | -3,959 | -10.44% | Q2 2014 | Aug 08, 2014 |
| FSI GROUP, LLC | History | New | 30,000 | 566 | 0.18% | — | 11 | +30,000 | New | Q2 2014 | Aug 08, 2014 |
| MAI Wealth Advisors | History | No change | 22,643 | 427 | 0.04% | 0.05% | 12 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | No change | 20,500 | 387 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 17,154 | 323 | 0.0% | 0.0% | 14 | -475 | -2.69% | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 12,490 | 235 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 10,478 | 197 | 0.0% | 0.0% | 16 | -6,285 | -37.49% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 10,224 | 192 | 0.0% | 0.0% | 17 | -802 | -7.27% | Q2 2014 | Aug 08, 2014 |
| SMITHFIELD TRUST CO | History | Added to | 8,810 | 166 | 0.03% | 0.01% | 18 | +5,910 | 203.79% | Q2 2014 | Jul 16, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 8,487 | 160 | 0.0% | 6.2% | 19 | -1,762 | -17.19% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | Reduced | 501 | 9 | 0.0% | 0.0% | 20 | -69 | -12.11% | Q2 2014 | Aug 06, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 374 | 7 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 64 | 1 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,359,181 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.02% | — | -716,488 | -100.0% | Q1 2014 | May 15, 2014 |
| MENDON CAPITAL ADVISORS CORP | History | Closed out | 0 | 0 | — | 4.97% | — | -705,042 | -100.0% | Q1 2014 | May 20, 2014 |
| BANC FUNDS CO LLC | History | Closed out | 0 | 0 | — | 1.12% | — | -703,018 | -100.0% | Q1 2014 | May 14, 2014 |
| Stieven Capital Advisors, L.P. | History | Closed out | 0 | 0 | — | 4.09% | — | -531,532 | -100.0% | Q1 2014 | May 13, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.13% | — | -312,795 | -100.0% | Q1 2014 | May 14, 2014 |
| Elizabeth Park Capital Advisors, Ltd. | History | Closed out | 0 | 0 | — | 4.42% | — | -273,204 | -100.0% | Q1 2014 | May 15, 2014 |
| Hutchin Hill Capital, LP | History | Closed out | 0 | 0 | — | 0.28% | — | -248,333 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -236,328 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -202,620 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -184,115 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -176,690 | -100.0% | Q1 2014 | May 14, 2014 |
| FJ Capital Management LLC | History | Closed out | 0 | 0 | — | 1.97% | — | -160,881 | -100.0% | Q1 2014 | May 20, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -131,375 | -100.0% | Q1 2014 | May 15, 2014 |
| ENDEAVOUR CAPITAL ADVISORS INC | History | Closed out | 0 | 0 | — | 0.32% | — | -123,183 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -119,500 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -117,517 | -100.0% | Q1 2014 | May 16, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.07% | — | -116,485 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -84,468 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -68,102 | -100.0% | Q1 2014 | May 13, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -67,725 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -66,743 | -100.0% | Q1 2014 | May 15, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.01% | — | -50,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -49,818 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -48,805 | -100.0% | Q1 2014 | Apr 18, 2014 |
| WESTPORT ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.26% | — | -35,000 | -100.0% | Q1 2014 | May 09, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,541 | -100.0% | Q1 2014 | May 15, 2014 |
| BLACKTHORN INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.69% | — | -29,492 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -25,965 | -100.0% | Q1 2014 | May 08, 2014 |
| Pinnacle Holdings, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -25,037 | -100.0% | Q1 2014 | May 28, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,300 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,063 | -100.0% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,488 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,339 | -100.0% | Q1 2014 | May 15, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,495 | -100.0% | Q1 2014 | May 05, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,542 | -100.0% | Q1 2014 | May 07, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.01% | — | -12,352 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -11,230 | -100.0% | Q1 2014 | May 13, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,150 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,889 | -100.0% | Q1 2014 | May 13, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,420 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,968 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,014 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,391 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -4,380 | -100.0% | Q1 2014 | May 16, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,442 | -100.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,293 | -100.0% | Q1 2014 | May 02, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -824 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -787 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -566 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -96 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q1 2014 | May 12, 2014 |