ZHONE TECHNOLOGIES INC NEW - 98950P884
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEA Management Company, LLC | History | No change | 4,781,290 | 14,822 | 0.7% | 0.99% | 1 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 824,295 | 2,555 | 0.0% | 0.0% | 2 | +22,595 | 2.82% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | No change | 678,379 | 2,103 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | Reduced | 284,128 | 881 | 0.57% | 0.48% | 4 | -5,127 | -1.77% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 237,093 | 735 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| TFS CAPITAL LLC | History | Added to | 142,015 | 440 | 0.03% | 0.03% | 6 | +49,879 | 54.14% | Q2 2014 | Jul 21, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 69,341 | 215 | 0.01% | — | 7 | +69,341 | New | Q2 2014 | Aug 08, 2014 |
| BlackRock Fund Advisors | History | New | 67,613 | 210 | 0.0% | — | 8 | +67,613 | New | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 14,135 | 44 | 0.0% | 0.0% | 9 | -21,117 | -59.9% | Q2 2014 | Aug 11, 2014 |
| MENTA CAPITAL LLC | History | New | 12,700 | 39 | 0.01% | — | 10 | +12,700 | New | Q2 2014 | Aug 05, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 5,380 | 17 | 0.0% | 0.65% | 11 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | New | 4,168 | 13 | 0.0% | — | 12 | +4,168 | New | Q2 2014 | Aug 06, 2014 |
| MAGEE THOMSON INVESTMENT PARTNERS LLC | History | Reduced | 1,571 | 4 | 0.0% | 0.0% | 13 | -8 | -0.51% | Q2 2014 | Jul 29, 2014 |
| Wunderlich Securities, Inc. | History | No change | 1,000 | 3 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 425 | 1 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| WHITEBOX ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -490,462 | -100.0% | Q1 2014 | May 14, 2014 |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ | History | Closed out | 0 | 0 | — | 0.12% | — | -431,545 | -100.0% | Q1 2014 | May 14, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -350,801 | -100.0% | Q1 2014 | May 28, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.06% | — | -291,000 | -100.0% | Q1 2014 | May 13, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -179,632 | -100.0% | Q1 2014 | May 13, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -121,097 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -110,739 | -100.0% | Q1 2014 | May 14, 2014 |
| PIPER JAFFRAY & CO. | History | Closed out | 0 | 0 | — | 0.37% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -92,564 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.48% | — | -78,691 | -100.0% | Q1 2014 | Aug 08, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -70,312 | -100.0% | Q1 2014 | May 19, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -57,402 | -100.0% | Q1 2014 | May 14, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -57,019 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -40,922 | -100.0% | Q1 2014 | Apr 18, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -39,865 | -100.0% | Q1 2014 | May 13, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -39,145 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -38,507 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -33,869 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -32,602 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -29,890 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,000 | -100.0% | Q1 2014 | May 09, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -17,314 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -15,755 | -100.0% | Q1 2014 | May 15, 2014 |
| Rotella Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -10,800 | -100.0% | Q1 2014 | May 21, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,507 | -100.0% | Q1 2014 | May 16, 2014 |
| KLINGENSTEIN FIELDS & CO LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 02, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -5,025 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -3,617 | -100.0% | Q1 2014 | May 16, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -507 | -100.0% | Q1 2014 | May 09, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | Apr 24, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -355 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | May 15, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | — | — | -112 | -100.0% | Q1 2014 | Apr 29, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q1 2014 | May 07, 2014 |
| COLONY GROUP LLC | History | Closed out | 0 | 0 | — | — | — | -80 | -100.0% | Q1 2014 | May 16, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | — | — | -31 | -100.0% | Q1 2014 | May 16, 2014 |