ZWEIG FD - 989834205
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Shaker Financial Services, LLC | History | Reduced | 39,308 | 615 | 0.37% | 0.85% | 1 | -46,305 | -54.09% | Q2 2014 | Aug 04, 2014 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Reduced | 22,181 | 347 | 0.1% | 0.1% | 2 | -893 | -3.87% | Q2 2014 | Jul 10, 2014 |
| TFS CAPITAL LLC | History | New | 12,776 | 200 | 0.02% | — | 3 | +12,776 | New | Q2 2014 | Jul 21, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 10,205 | 160 | 0.01% | 0.01% | 4 | -806 | -7.32% | Q2 2014 | Jul 25, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 6,069 | 95 | 0.0% | 0.0% | 5 | -28,532 | -82.46% | Q2 2014 | Aug 08, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 3,750 | 59 | 0.02% | 0.02% | 6 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Gradient Investments LLC | History | No change | 1,896 | 30 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| Plante Moran Financial Advisors, LLC | History | New | 1,674 | 26 | 0.02% | — | 8 | +1,674 | New | Q2 2014 | Jul 28, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 1,475 | 23 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| HABERER REGISTERED INVESTMENT ADVISOR INC | History | No change | 1,382 | 22 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Focused Wealth Management, Inc | History | No change | 494 | 8 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| DAVIDSON D A & CO | History | No change | 325 | 5 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 222 | 3 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Karpus Management, Inc. | History | Closed out | 0 | 0 | — | 0.98% | — | -1,238,546 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.21% | — | -892,574 | -100.0% | Q1 2014 | May 15, 2014 |
| Relative Value Partners, LLC | History | Closed out | 0 | 0 | — | 1.61% | — | -792,686 | -100.0% | Q1 2014 | May 09, 2014 |
| 1607 Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -301,199 | -100.0% | Q1 2014 | May 12, 2014 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.23% | — | -176,072 | -100.0% | Q1 2014 | May 14, 2014 |
| Gramercy Funds Management LLC | History | Closed out | 0 | 0 | — | 0.71% | — | -131,737 | -100.0% | Q1 2014 | May 08, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -88,498 | -100.0% | Q1 2014 | May 13, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.84% | — | -84,404 | -100.0% | Q1 2014 | May 16, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -78,220 | -100.0% | Q1 2014 | May 08, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -64,586 | -100.0% | Q1 2014 | May 14, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,830 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -52,657 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -25,358 | -100.0% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -17,238 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -13,970 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,787 | -100.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -2,392 | -100.0% | Q1 2014 | Apr 11, 2014 |
| BBK Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,278 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PALLADIUM PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -956 | -100.0% | Q1 2014 | Apr 17, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -717 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -678 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -664 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -524 | -100.0% | Q1 2014 | May 16, 2014 |