AURORA CANNABIS INC - ACB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AdvisorShares Investments LLC | History | Reduced | 171,110 | 559 | 0.1% | 0.13% | 1 | -14,160 | -7.64% | Q1 2026 | Apr 28, 2026 |
| Leonteq Securities AG | History | Added to | 42,839 | 195 | 0.01% | 0.01% | 2 | +8,472 | 24.65% | Q1 2026 | Apr 27, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 37,223 | 121 | 0.01% | 0.01% | 3 | +15,491 | 71.28% | Q1 2026 | Apr 20, 2026 |
| Cobblestone Asset Management LLC | History | Added to | 27,650 | 90 | 0.04% | 0.05% | 4 | +2,200 | 8.64% | Q1 2026 | Apr 28, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 23,787 | 77 | 0.0% | 0.0% | 5 | -1,224 | -4.89% | Q1 2026 | Apr 27, 2026 |
| Wealthcare Advisory Partners LLC | History | No change | 13,544 | 44 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 11,910 | 38 | 0.0% | 0.0% | 7 | +1,097 | 10.15% | Q1 2026 | Apr 27, 2026 |
| PFS Partners, LLC | History | No change | 5,750 | 18 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Activest Wealth Management | History | No change | 1,041 | 3 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Raiffeisen Bank International AG | History | No change | 1,000 | 3 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| CoreCap Advisors, LLC | History | No change | 614 | 2 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Ascentis Independent Advisors | History | New | 368 | 1 | 0.0% | — | 14 | +368 | New | Q1 2026 | Apr 28, 2026 |
| EASTERN BANK | History | No change | 500 | 1 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 415 | 1 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Westfuller Advisors, LLC | History | No change | 500 | 1 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,520,913 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Tidal Investments LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,148,723 | -100.0% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -993,131 | -100.0% | Q4 2025 | Mar 25, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -771,142 | -100.0% | Q4 2025 | Feb 17, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -770,244 | -100.0% | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -750,000 | -100.0% | Q4 2025 | Feb 17, 2026 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -418,332 | -100.0% | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -404,384 | -100.0% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -284,349 | -100.0% | Q4 2025 | Feb 12, 2026 |
| TWO SIGMA ADVISERS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -227,653 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -208,150 | -100.0% | Q4 2025 | Feb 17, 2026 |
| SIG North Trading, ULC | History | Closed out | 0 | 0 | — | 0.02% | — | -195,134 | -100.0% | Q4 2025 | Feb 17, 2026 |
| IMC-Chicago, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -194,600 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -191,070 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Sculptor Capital LP | History | Closed out | 0 | 0 | — | 0.01% | — | -169,000 | -100.0% | Q4 2025 | Feb 13, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -157,020 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Trexquant Investment LP | History | Closed out | 0 | 0 | — | 0.01% | — | -139,853 | -100.0% | Q4 2025 | Feb 17, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -133,400 | -100.0% | Q4 2025 | Feb 11, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -92,070 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Point72 Asset Management, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -91,898 | -100.0% | Q4 2025 | Feb 17, 2026 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -78,255 | -100.0% | Q4 2025 | Feb 10, 2026 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -76,058 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -61,809 | -100.0% | Q4 2025 | Feb 13, 2026 |
| MACKENZIE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -55,709 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Brooklyn Investment Group | History | Closed out | 0 | 0 | — | 0.01% | — | -45,706 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -41,885 | -100.0% | Q4 2025 | Feb 23, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -41,079 | -100.0% | Q4 2025 | Jan 26, 2026 |
| State of Wyoming | History | Closed out | 0 | 0 | — | 0.02% | — | -39,840 | -100.0% | Q4 2025 | Feb 11, 2026 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,709 | -100.0% | Q4 2025 | Feb 13, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,619 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Baader Bank Aktiengesellschaft | History | Closed out | 0 | 0 | — | 0.01% | — | -24,070 | -100.0% | Q4 2025 | Feb 05, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -22,649 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Belvedere Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,362 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Vontobel Holding Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -20,372 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Greenwich Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,000 | -100.0% | Q4 2025 | Feb 10, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -16,736 | -100.0% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,692 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,398 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Headlands Technologies LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,748 | -100.0% | Q4 2025 | Feb 13, 2026 |
| TRUE Private Wealth Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -11,884 | -100.0% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -11,009 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -11,008 | -100.0% | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -10,094 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Verdence Capital Advisors LLC | History | Closed out | 0 | 0 | — | — | — | -10,000 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Federation des caisses Desjardins du Quebec | History | Closed out | 0 | 0 | — | 0.0% | — | -9,543 | -100.0% | Q4 2025 | Feb 12, 2026 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | History | Closed out | 0 | 0 | — | 0.0% | — | -6,500 | -100.0% | Q4 2025 | Feb 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,747 | -100.0% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -2,373 | -100.0% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,572 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Glass Jacobson Investment Advisors llc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q4 2025 | Jan 22, 2026 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,399 | -100.0% | Q4 2025 | Jan 27, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -1,377 | -100.0% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -949 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Reflection Asset Management | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q4 2025 | Mar 02, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -664 | -100.0% | Q4 2025 | Mar 03, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 107 | 0 | — | 0.0% | — | -479 | -81.74% | Q1 2026 | Apr 07, 2026 |
| PINNEY & SCOFIELD, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q4 2025 | Feb 13, 2026 |
| EFG International AG | History | Closed out | 0 | 0 | — | 0.0% | — | -355 | -100.0% | Q4 2025 | Feb 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | — | — | -220 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | — | — | -166 | -100.0% | Q4 2025 | Feb 05, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -164 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Sunbelt Securities, Inc. | History | Closed out | 0 | 0 | — | — | — | -139 | -100.0% | Q4 2025 | Feb 20, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -126 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -126 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | — | — | -113 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | — | — | -105 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Key Capital Management, INC | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Boreal Capital Management LLC | History | Closed out | 0 | 0 | — | — | — | -90 | -100.0% | Q4 2025 | Feb 17, 2026 |
| TRUST CO OF VERMONT | History | Closed out | 0 | 0 | — | — | — | -83 | -100.0% | Q4 2025 | Jan 16, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | — | — | -77 | -100.0% | Q4 2025 | Feb 13, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | Closed out | 0 | 0 | — | — | — | -75 | -100.0% | Q4 2025 | Feb 19, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | Closed out | 0 | 0 | — | — | — | -66 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | — | — | -61 | -100.0% | Q4 2025 | Feb 12, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | — | — | -50 | -100.0% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -40 | -100.0% | Q4 2025 | Feb 18, 2026 |
| BFSG, LLC | History | Closed out | 0 | 0 | — | — | — | -32 | -100.0% | Q4 2025 | Jan 22, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -28 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Navalign, LLC | History | Closed out | 0 | 0 | — | — | — | -26 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Beacon Capital Management, Inc. | History | Closed out | 0 | 0 | — | — | — | -23 | -100.0% | Q4 2025 | Feb 12, 2026 |
| UMB Bank, n.a. | History | Closed out | 0 | 0 | — | — | — | -20 | -100.0% | Q4 2025 | Feb 13, 2026 |
| SHP Wealth Management | History | Closed out | 0 | 0 | — | — | — | -20 | -100.0% | Q4 2025 | Mar 04, 2026 |
| Aviso Financial Inc. | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q4 2025 | Feb 27, 2026 |
| WPG Advisers, LLC | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q4 2025 | Jan 28, 2026 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q4 2025 | Feb 02, 2026 |
| MTM Investment Management, LLC | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Atlantic Union Bankshares Corp | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q4 2025 | Feb 04, 2026 |
| Ancora Advisors LLC | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q4 2025 | Feb 17, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q4 2025 | Feb 06, 2026 |
| SageView Advisory Group, LLC | History | Closed out | 0 | 0 | — | — | — | -11 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Asset Dedication, LLC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q4 2025 | Mar 16, 2026 |
| Wilkerson Advisory Group LLC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Archer Investment Corp | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q4 2025 | Jan 30, 2026 |
| Purpose Unlimited Inc. | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q4 2025 | Mar 20, 2026 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q4 2025 | Feb 12, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Intesa Sanpaolo Wealth Management | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q4 2025 | Feb 12, 2026 |
| AMERIFLEX GROUP, INC. | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q4 2025 | Feb 18, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Cheviot Value Management, LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Winch Advisory Services, LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Roble, Belko & Company, Inc | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q4 2025 | Jan 12, 2026 |
| Salomon & Ludwin, LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q4 2025 | Jan 28, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Tidemark, LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Safe Harbor Fiduciary, LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q4 2025 | Mar 05, 2026 |
| HOEY INVESTMENTS, INC | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q4 2025 | Jan 28, 2026 |
| Jessup Wealth Management, Inc | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Caitlin John, LLC | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Catherine Avery Investment Management LLC | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q4 2025 | Jan 05, 2026 |
| Root Financial Partners, LLC | History | Reduced | 100 | 0 | — | — | — | -2 | -1.96% | Q1 2026 | Apr 24, 2026 |
| OGOREK ANTHONY JOSEPH /NY/ /ADV | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Jan 23, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Darwin Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Jan 22, 2026 |
| SOA Wealth Advisors, LLC. | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Jan 20, 2026 |
| Optiver Holding B.V. | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Ankerstar Wealth, LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Feb 12, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 13, 2026 |
| Bogart Wealth, LLC | History | Added to | 24 | 0 | — | — | — | +1 | 4.35% | Q1 2026 | Apr 28, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Plante Moran Financial Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Cedar Mountain Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Center for Financial Planning, Inc. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Cresta Advisors, Ltd. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 10, 2026 |
| NBC SECURITIES, INC. | History | No change | 33 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| NBT BANK N A /NY | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| ARCADIA INVESTMENT MANAGEMENT CORP/MI | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| ALBION FINANCIAL GROUP /UT | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| VISION FINANCIAL MARKETS LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| AdvisorNet Financial, Inc | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| SIGNATUREFD, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Financial Management Professionals, Inc. | History | No change | 21 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Compagnie Lombard Odier SCmA | History | No change | 96 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Tradewinds Capital Management, LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Investors Research Corp | History | No change | 24 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 03, 2026 |
| Sound Income Strategies, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Quaker Wealth Management, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 83 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Pacifica Partners Inc. | History | No change | 51 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| TSFG, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Key FInancial Inc | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| GoalVest Advisory LLC | History | No change | 23 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Blue Trust, Inc. | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Coston, McIsaac & Partners | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| PMV Capital Advisers, LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Private Wealth Management Group, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| LOUISBOURG INVESTMENTS INC. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Roxbury Financial LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Bravera Wealth | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |