TCW ETF Trust - AIFD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TCW GROUP INC | History | Added to | 94,414 | 3,640 | 0.03% | 0.01% | 1 | +52,880 | 127.32% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 67,987 | 2,621 | 0.0% | 0.0% | 2 | -1,039 | -1.51% | Q1 2026 | Apr 27, 2026 |
| LPL Financial LLC | History | Added to | 43,753 | 1,687 | 0.0% | 0.0% | 3 | +12,113 | 38.28% | Q1 2026 | May 06, 2026 |
| JANE STREET GROUP, LLC | History | New | 39,695 | 1,530 | 0.0% | — | 4 | +39,695 | New | Q1 2026 | May 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 28,400 | 1,095 | 0.0% | — | 5 | +28,400 | New | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 24,646 | 950 | 0.0% | 0.0% | 6 | +1,339 | 5.75% | Q1 2026 | May 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 19,285 | 724 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 16,693 | 643 | 0.0% | 0.0% | 8 | -1,788 | -9.67% | Q1 2026 | May 04, 2026 |
| Sigma Planning Corp | History | Reduced | 13,328 | 513 | 0.01% | 0.02% | 9 | -1,240 | -8.51% | Q1 2026 | May 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 10,879 | 420 | 0.0% | 0.0% | 10 | +2,801 | 34.67% | Q1 2026 | Apr 30, 2026 |
| Mutual Advisors, LLC | History | No change | 10,170 | 392 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| HighTower Advisors, LLC | History | No change | 9,825 | 378 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 7,241 | 279 | 0.0% | — | 13 | +7,241 | New | Q1 2026 | May 04, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 7,084 | 273 | 0.0% | 0.0% | 14 | -463 | -6.13% | Q1 2026 | May 15, 2026 |
| Corient Private Wealth LLC | History | No change | 7,000 | 269 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 6,896 | 265 | 0.0% | 0.0% | 16 | -4,395 | -38.92% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | New | 6,244 | 248 | 0.0% | — | 17 | +6,244 | New | Q1 2026 | Apr 27, 2026 |
| Mesirow Financial Investment Management, Inc. | History | New | 6,230 | 240 | 0.0% | — | 18 | +6,230 | New | Q1 2026 | Apr 21, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 5,905 | 227 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 1,169 | 45 | 0.0% | 0.01% | 20 | -900 | -43.5% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | No change | 733 | 28 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FMR LLC | History | No change | 723 | 27 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 606 | 23 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Larson Financial Group LLC | History | No change | 307 | 11 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Destiny Wealth Partners, LLC | History | New | 100 | 3 | 0.0% | — | 26 | +100 | New | Q1 2026 | May 11, 2026 |
| Allworth Financial LP | History | No change | 100 | 3 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -810 | -100.0% | Q1 2026 | May 08, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -175 | -100.0% | Q1 2026 | May 05, 2026 |
| Front Row Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -109 | -100.0% | Q1 2026 | May 19, 2026 |
| Estate Planners Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30 | -100.0% | Q1 2026 | May 11, 2026 |