TCW ETF Trust - AIFD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 69,026 | 2,594 | 0.0% | 0.0% | 1 | +1,385 | 2.05% | Q4 2025 | Feb 12, 2026 |
| TCW GROUP INC | History | Reduced | 41,534 | 1,560 | 0.01% | 0.01% | 2 | -173 | -0.41% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 31,640 | 1,189 | 0.0% | 0.0% | 3 | +5,006 | 18.8% | Q4 2025 | Feb 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 23,307 | 875 | 0.0% | 0.0% | 4 | +7,950 | 51.77% | Q4 2025 | Feb 18, 2026 |
| Global Retirement Partners, LLC | History | Added to | 19,285 | 724 | 0.01% | 0.01% | 5 | +6,908 | 55.81% | Q4 2025 | Feb 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 18,481 | 694 | 0.0% | 0.0% | 6 | -1,149 | -5.85% | Q4 2025 | Feb 10, 2026 |
| Sigma Planning Corp | History | Added to | 14,568 | 547 | 0.02% | 0.01% | 7 | +971 | 7.14% | Q4 2025 | Jan 30, 2026 |
| CITADEL ADVISORS LLC | History | New | 11,291 | 424 | 0.0% | — | 8 | +11,291 | New | Q4 2025 | Feb 17, 2026 |
| Mutual Advisors, LLC | History | No change | 10,170 | 382 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| HighTower Advisors, LLC | History | No change | 9,825 | 369 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 8,078 | 304 | 0.0% | 0.0% | 11 | +1,572 | 24.16% | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 7,547 | 283 | 0.0% | 0.0% | 12 | +1,000 | 15.27% | Q4 2025 | Feb 17, 2026 |
| Corient Private Wealth LLC | History | No change | 7,000 | 263 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q4 2025 | Mar 09, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 5,905 | 221 | 0.01% | 0.0% | 14 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 2,069 | 77 | 0.01% | 0.01% | 15 | -170 | -7.59% | Q4 2025 | Feb 20, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 810 | 30 | 0.0% | — | 16 | +810 | New | Q4 2025 | Feb 06, 2026 |
| MORGAN STANLEY | History | Added to | 733 | 27 | 0.0% | 0.0% | 18 | +118 | 19.19% | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Added to | 723 | 27 | 0.0% | 0.0% | 17 | +100 | 16.05% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 606 | 22 | 0.0% | 0.0% | 19 | +535 | 753.52% | Q4 2025 | Feb 09, 2026 |
| Larson Financial Group LLC | History | New | 307 | 11 | 0.0% | — | 20 | +307 | New | Q4 2025 | Feb 06, 2026 |
| UBS Group AG | History | New | 175 | 6 | 0.0% | — | 21 | +175 | New | Q4 2025 | Jan 29, 2026 |
| Front Row Advisors LLC | History | New | 109 | 4 | 0.0% | — | 22 | +109 | New | Q4 2025 | Feb 12, 2026 |
| Allworth Financial LP | History | New | 100 | 3 | 0.0% | — | 23 | +100 | New | Q4 2025 | Feb 05, 2026 |
| Estate Planners Group, LLC | History | New | 30 | 1 | 0.0% | — | 24 | +30 | New | Q4 2025 | Apr 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,958 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -532 | -100.0% | Q3 2025 | Nov 13, 2025 |