TCW ETF Trust - AIFD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 173,504 | 9,396 | 0.0% | 0.0% | 1 | -21,138 | -10.86% | Q3 2026 | Nov 06, 2026 |
| TCW GROUP INC | History | Added to | 139,498 | 7,555 | 0.06% | 0.05% | 2 | +1,345 | 0.97% | Q3 2026 | Nov 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 97,715 | 5,416 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ocean Park Asset Management, LLC | History | New | 83,370 | 4,515 | 0.27% | — | 4 | +83,370 | New | Q3 2026 | Oct 21, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 73,370 | 3,973 | 0.01% | 0.0% | 5 | +1,710 | 2.39% | Q3 2026 | Nov 02, 2026 |
| Lido Advisors, LLC | History | Added to | 49,889 | 2,701 | 0.01% | 0.0% | 6 | +35,476 | 246.14% | Q3 2026 | Nov 04, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 25,287 | 1,369 | 0.0% | 0.0% | 7 | +1,934 | 8.28% | Q3 2026 | Oct 30, 2026 |
| KPP Advisory Services LLC | History | Added to | 20,190 | 1,093 | 0.18% | 0.09% | 8 | +7,769 | 62.55% | Q3 2026 | Oct 26, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 19,973 | 1,081 | 0.02% | 0.02% | 9 | -1,668 | -7.71% | Q3 2026 | Nov 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 19,300 | 1,069 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 17,483 | 947 | 0.0% | 0.0% | 11 | +547 | 3.23% | Q3 2026 | Nov 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 15,687 | 869 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mesirow Financial Investment Management, Inc. | History | Reduced | 13,494 | 730 | 0.01% | 0.01% | 13 | -42 | -0.31% | Q3 2026 | Nov 05, 2026 |
| Mutual Advisors, LLC | History | No change | 10,020 | 555 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | Added to | 10,220 | 553 | 0.0% | 0.0% | 15 | +300 | 3.02% | Q3 2026 | Nov 09, 2026 |
| CITADEL ADVISORS LLC | History | No change | 9,805 | 543 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 9,268 | 513 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 8,837 | 478 | 0.0% | 0.0% | 18 | -1,597 | -15.31% | Q3 2026 | Nov 12, 2026 |
| Corient Private Wealth LP | History | No change | 7,000 | 388 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 5,905 | 319 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| GK Wealth Management LLC | History | Reduced | 5,733 | 310 | 0.17% | 0.23% | 21 | -2,151 | -27.28% | Q3 2026 | Oct 09, 2026 |
| Revisor Wealth Management LLC | History | Added to | 5,956 | 306 | 0.08% | 0.07% | 22 | +398 | 7.16% | Q3 2026 | Oct 20, 2026 |
| Sigma Planning Corp | History | Reduced | 5,534 | 299 | 0.01% | 0.02% | 23 | -6,854 | -55.33% | Q3 2026 | Oct 23, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 5,046 | 273 | 0.01% | 0.01% | 24 | +705 | 16.24% | Q3 2026 | Oct 16, 2026 |
| FMR LLC | History | Added to | 850 | 46 | 0.0% | 0.0% | 25 | +2 | 0.24% | Q3 2026 | Nov 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 843 | 45 | 0.0% | 0.0% | 26 | +237 | 39.11% | Q3 2026 | Nov 09, 2026 |
| MORGAN STANLEY | History | No change | 733 | 40 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIFTH THIRD BANCORP | History | New | 450 | 24 | 0.0% | — | 28 | +450 | New | Q3 2026 | Nov 05, 2026 |
| Larson Financial Group LLC | History | No change | 307 | 16 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Allworth Financial LP | History | New | 200 | 11 | 0.0% | — | 30 | +200 | New | Q3 2026 | Nov 06, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | New | 200 | 10 | 0.0% | — | 31 | +200 | New | Q3 2026 | Oct 16, 2026 |
| IFS Advisors, LLC | History | New | 193 | 10 | 0.0% | — | 32 | +193 | New | Q3 2026 | Oct 14, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 135 | 7 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 103 | 5 | 0.0% | 0.0% | 34 | -116 | -52.97% | Q3 2026 | Nov 12, 2026 |
| Front Row Advisors LLC | History | No change | 109 | 5 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Belvedere Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,915 | -100.0% | Q3 2026 | Nov 05, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -170 | -100.0% | Q3 2026 | Nov 10, 2026 |