ARK ETF Trust - ARKF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 563,738 | 21,427 | 0.01% | 0.01% | 1 | -157,058 | -21.79% | Q1 2026 | May 06, 2026 |
| UBS Group AG | History | Added to | 389,948 | 14,821 | 0.0% | 0.0% | 2 | +54,687 | 16.31% | Q1 2026 | May 05, 2026 |
| PFG Advisors | History | New | 269,823 | 10,255 | 0.5% | — | 3 | +269,823 | New | Q1 2026 | May 05, 2026 |
| Clearwater Capital Advisors, LLC | History | Added to | 245,638 | 9,336 | 0.75% | 0.9% | 4 | +19,143 | 8.45% | Q1 2026 | May 13, 2026 |
| MORGAN STANLEY | History | Reduced | 239,816 | 9,115 | 0.0% | 0.0% | 5 | -108,854 | -31.22% | Q1 2026 | May 15, 2026 |
| Yarbrough Capital, LLC | History | No change | 238,709 | 9,073 | 0.32% | 0.35% | 6 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Midwest Financial Partners Investments, Inc. | History | Added to | 186,264 | 7,079 | 3.75% | 4.89% | 7 | +1,333 | 0.72% | Q1 2026 | Apr 23, 2026 |
| Cetera Investment Advisers | History | Reduced | 169,750 | 6,452 | 0.01% | 0.01% | 8 | -26,629 | -13.56% | Q1 2026 | May 13, 2026 |
| GTS SECURITIES LLC | History | Reduced | 143,682 | 5,461 | 0.19% | 0.33% | 9 | -58,260 | -28.85% | Q1 2026 | May 14, 2026 |
| BYRNE FINANCIAL FREEDOM, LLC | History | Added to | 141,102 | 5,363 | 2.57% | 2.79% | 10 | +13,366 | 10.46% | Q1 2026 | Apr 27, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 140,715 | 5,348 | 0.0% | 0.0% | 11 | -85,230 | -37.72% | Q1 2026 | May 11, 2026 |
| TITLEIST ASSET MANAGEMENT, LLC | History | Reduced | 102,821 | 3,908 | 0.3% | 0.4% | 12 | -1,446 | -1.39% | Q1 2026 | Apr 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 99,421 | 3,778 | 0.0% | 0.0% | 13 | -128,501 | -56.38% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 95,687 | 3,637 | 0.01% | 0.01% | 14 | -22,397 | -18.97% | Q1 2026 | May 15, 2026 |
| PRUDENTIAL PLC | History | Reduced | 94,810 | 3,603 | 0.02% | 0.05% | 15 | -30,400 | -24.28% | Q1 2026 | May 13, 2026 |
| GERBER, LLC | History | No change | 92,707 | 3,523 | 1.97% | 2.46% | 16 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 86,443 | 3,286 | 0.1% | 0.17% | 17 | -20,116 | -18.88% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 80,824 | 3,072 | 0.0% | 0.0% | 18 | -12,869 | -13.74% | Q1 2026 | May 14, 2026 |
| IEQ CAPITAL, LLC | History | No change | 78,098 | 2,968 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 71,752 | 2,727 | 0.0% | 0.0% | 20 | -94,184 | -56.76% | Q1 2026 | May 15, 2026 |
| Paller Financial Services Inc | History | Reduced | 70,109 | 2,664 | 2.2% | 2.69% | 21 | -269 | -0.38% | Q1 2026 | Apr 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 65,436 | 2,487 | 0.01% | 0.01% | 22 | -1,558 | -2.33% | Q1 2026 | Apr 30, 2026 |
| CWM, LLC | History | Added to | 64,114 | 2,436 | 0.01% | 0.01% | 23 | +6,624 | 11.52% | Q1 2026 | May 14, 2026 |
| Wealthfront Advisers LLC | History | Added to | 57,154 | 2,172 | 0.0% | 0.01% | 24 | +1,161 | 2.07% | Q1 2026 | May 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 50,352 | 1,913 | 0.0% | 0.0% | 25 | +2,456 | 5.13% | Q1 2026 | Apr 27, 2026 |
| NWAM LLC | History | Reduced | 48,473 | 1,842 | 0.11% | 0.13% | 26 | -832 | -1.69% | Q1 2026 | May 04, 2026 |
| Brookstone Capital Management | History | Reduced | 45,408 | 1,725 | 0.02% | 0.03% | 27 | -2,503 | -5.22% | Q1 2026 | Apr 16, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 41,402 | 1,573 | 0.0% | 0.0% | 29 | -19,402 | -31.91% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 41,356 | 1,573 | 0.0% | 0.0% | 28 | +8,660 | 26.49% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 35,019 | 1,331 | 0.0% | 0.0% | 30 | +15,799 | 82.2% | Q1 2026 | May 04, 2026 |
| M Holdings Securities, Inc. | History | Added to | 30,959 | 1,264 | 0.09% | 0.06% | 31 | +12,771 | 70.22% | Q1 2026 | May 12, 2026 |
| D. E. Shaw & Co., Inc. | History | Reduced | 31,705 | 1,205 | 0.0% | 0.0% | 32 | -400 | -1.25% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Added to | 31,306 | 1,189 | 0.0% | 0.0% | 33 | +2,516 | 8.74% | Q1 2026 | May 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 29,170 | 1,108 | 0.0% | 0.0% | 34 | -544 | -1.83% | Q1 2026 | May 14, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 27,588 | 1,048 | 0.01% | 0.0% | 35 | +18,590 | 206.6% | Q1 2026 | May 05, 2026 |
| Candriam S.C.A. | History | No change | 25,700 | 976 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 25,300 | 961 | 0.0% | 0.0% | 37 | +5,900 | 30.41% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 23,600 | 897 | 0.0% | 0.0% | 38 | -298,667 | -92.68% | Q1 2026 | May 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 23,043 | 875 | 0.0% | 0.0% | 39 | -17,756 | -43.52% | Q1 2026 | May 07, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 22,082 | 839 | 0.03% | 0.03% | 40 | -100 | -0.45% | Q1 2026 | Apr 08, 2026 |
| Compound Planning, Inc. | History | Added to | 21,227 | 806 | 0.02% | 0.02% | 41 | +3,344 | 18.7% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 22,274 | 804 | 0.0% | 0.0% | 42 | -10,761 | -32.57% | Q1 2026 | May 13, 2026 |
| Creative Planning | History | Added to | 20,716 | 787 | 0.0% | 0.0% | 43 | +1,281 | 6.59% | Q1 2026 | May 12, 2026 |
| Curran Financial Partners, LLC | History | Added to | 20,651 | 784 | 0.14% | 0.14% | 44 | +5,495 | 36.26% | Q1 2026 | Apr 15, 2026 |
| BLVD Private Wealth, LLC | History | Reduced | 20,410 | 775 | 0.67% | 0.87% | 45 | -469 | -2.25% | Q1 2026 | Apr 23, 2026 |
| Purus Wealth Management, LLC | History | Reduced | 19,889 | 755 | 0.24% | 0.3% | 46 | -313 | -1.55% | Q1 2026 | Apr 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 19,269 | 732 | 0.0% | 0.0% | 47 | -1,812 | -8.6% | Q1 2026 | May 04, 2026 |
| HighTower Advisors, LLC | History | Reduced | 15,593 | 592 | 0.0% | 0.0% | 48 | -4,228 | -21.33% | Q1 2026 | May 05, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 15,179 | 576 | 0.01% | 0.01% | 49 | -8 | -0.05% | Q1 2026 | May 18, 2026 |
| IMC-Chicago, LLC | History | New | 14,741 | 560 | 0.0% | — | 50 | +14,741 | New | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 13,380 | 508 | 0.0% | 0.0% | 51 | +1,493 | 12.56% | Q1 2026 | Apr 30, 2026 |
| Jessup Wealth Management, Inc | History | Added to | 13,276 | 504 | 0.18% | 0.17% | 52 | +2,665 | 25.12% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 12,769 | 485 | 0.0% | 0.0% | 53 | -15,592 | -54.98% | Q1 2026 | May 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 12,269 | 466 | 0.0% | 0.0% | 54 | -910 | -6.9% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Reduced | 11,936 | 453 | 0.0% | 0.0% | 55 | -214 | -1.76% | Q1 2026 | Apr 24, 2026 |
| LIFELONG WEALTH ADVISORS, INC. | History | No change | 10,839 | 411 | 0.11% | 0.14% | 56 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| EdgeRock Capital LLC | History | Reduced | 10,304 | 391 | 0.11% | 0.14% | 57 | -493 | -4.57% | Q1 2026 | Apr 16, 2026 |
| BRIDGES INVESTMENT MANAGEMENT INC | History | Reduced | 10,093 | 383 | 0.01% | 0.01% | 58 | -375 | -3.58% | Q1 2026 | May 04, 2026 |
| PRIVATE TRUST CO NA | History | No change | 9,565 | 363 | 0.03% | 0.04% | 59 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| STEPHENS INC /AR/ | History | No change | 9,433 | 358 | 0.0% | 0.01% | 60 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 8,673 | 329 | 0.0% | 0.0% | 61 | -1 | -0.01% | Q1 2026 | May 14, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Reduced | 8,627 | 327 | 0.04% | 0.05% | 62 | -259 | -2.91% | Q1 2026 | May 05, 2026 |
| EQ LLC | History | Reduced | 8,564 | 325 | 0.09% | 0.12% | 63 | -174 | -1.99% | Q1 2026 | May 06, 2026 |
| MBA Advisors LLC | History | Added to | 8,082 | 307 | 0.12% | 0.15% | 64 | +222 | 2.82% | Q1 2026 | Apr 20, 2026 |
| Evanson Asset Management, LLC | History | No change | 8,000 | 304 | 0.02% | 0.02% | 65 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Carnegie Investment Counsel | History | New | 7,963 | 302 | 0.01% | — | 66 | +7,963 | New | Q1 2026 | May 01, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 7,913 | 300 | 0.0% | 0.0% | 67 | -4,257 | -34.98% | Q1 2026 | May 14, 2026 |
| StoneX Group Inc. | History | Added to | 7,755 | 294 | 0.02% | 0.01% | 68 | +1,160 | 17.59% | Q1 2026 | May 14, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 7,524 | 285 | 0.0% | 0.0% | 69 | -61 | -0.8% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 7,431 | 282 | 0.0% | 0.0% | 70 | -2,672 | -26.45% | Q1 2026 | Apr 08, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 7,357 | 279 | 0.0% | 0.0% | 71 | -4,263 | -36.69% | Q1 2026 | May 15, 2026 |
| Medallion Wealth Advisors, LLC | History | Reduced | 7,292 | 277 | 0.09% | 0.12% | 72 | -100 | -1.35% | Q1 2026 | Apr 24, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 7,165 | 272 | 0.0% | 0.01% | 73 | +200 | 2.87% | Q1 2026 | May 11, 2026 |
| Clearstead Trust, LLC | History | No change | 6,725 | 255 | 0.04% | 0.05% | 74 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Cresset Asset Management, LLC | History | Reduced | 6,692 | 254 | 0.0% | 0.0% | 75 | -569 | -7.84% | Q1 2026 | May 15, 2026 |
| Wedmont Private Capital | History | Reduced | 6,179 | 242 | 0.01% | 0.01% | 77 | -1,400 | -18.47% | Q1 2026 | Apr 09, 2026 |
| Pekin Hardy Strauss, Inc. | History | Reduced | 6,390 | 242 | 0.03% | 0.03% | 76 | -630 | -8.97% | Q1 2026 | May 06, 2026 |
| Ariadne Wealth Management, LP | History | No change | 6,132 | 233 | 0.1% | 0.09% | 78 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Hilltop Holdings Inc. | History | Reduced | 6,056 | 230 | 0.02% | 0.02% | 79 | -380 | -5.9% | Q1 2026 | May 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 5,584 | 212 | 0.0% | 0.01% | 80 | -2,912 | -34.27% | Q1 2026 | May 15, 2026 |
| Caprock Group, LLC | History | Reduced | 5,555 | 211 | 0.01% | 0.01% | 81 | -1,452 | -20.72% | Q1 2026 | May 11, 2026 |
| HB Wealth Management, LLC | History | No change | 5,532 | 210 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 5,497 | 208 | 0.0% | 0.08% | 84 | -110,278 | -95.25% | Q1 2026 | May 12, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 5,496 | 208 | 0.0% | 0.0% | 83 | +252 | 4.81% | Q1 2026 | Apr 10, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 5,421 | 206 | 0.0% | 0.0% | 85 | -1,074 | -16.54% | Q1 2026 | Apr 20, 2026 |
| Wealth Watch Advisors, INC | History | Added to | 5,377 | 204 | 0.09% | 0.05% | 86 | +2,597 | 93.42% | Q1 2026 | May 15, 2026 |
| TD Waterhouse Canada Inc. | History | Reduced | 5,219 | 197 | 0.0% | 0.0% | 88 | -2,713 | -34.2% | Q1 2026 | May 12, 2026 |
| COMERICA BANK | History | No change | 4,140 | 197 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| AE Wealth Management LLC | History | Reduced | 5,006 | 190 | 0.0% | 0.0% | 89 | -47 | -0.93% | Q1 2026 | May 13, 2026 |
| MGB Wealth Management, LLC | History | No change | 3,502 | 166 | 0.05% | 0.05% | 90 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 3,847 | 146 | 0.0% | 0.0% | 91 | -576 | -13.02% | Q1 2026 | May 08, 2026 |
| Allworth Financial LP | History | Reduced | 3,726 | 141 | 0.0% | 0.0% | 92 | -429 | -10.32% | Q1 2026 | May 14, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | No change | 3,688 | 140 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Smartleaf Asset Management LLC | History | No change | 3,032 | 109 | 0.0% | 0.01% | 94 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 2,556 | 97 | 0.0% | — | 95 | +2,556 | New | Q1 2026 | May 15, 2026 |
| OXFORD FINANCIAL GROUP, LTD. LLC | History | No change | 2,537 | 96 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 2,364 | 89 | 0.0% | 0.0% | 97 | -1,014 | -30.02% | Q1 2026 | Apr 07, 2026 |
| Keating Financial Advisory Services, Inc. | History | Reduced | 2,273 | 86 | 0.01% | 0.02% | 98 | -1,087 | -32.35% | Q1 2026 | May 15, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 2,260 | 85 | 0.0% | 0.0% | 99 | -597 | -20.9% | Q1 2026 | May 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 2,119 | 80 | 0.0% | 0.0% | 100 | -274 | -11.45% | Q1 2026 | Apr 13, 2026 |
| Western Wealth Management, LLC | History | New | 1,675 | 63 | 0.0% | — | 101 | +1,675 | New | Q1 2026 | May 19, 2026 |
| Copia Wealth Management | History | No change | 1,542 | 58 | 0.04% | 0.05% | 102 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| BlackRock, Inc. | History | Added to | 1,500 | 57 | 0.0% | 0.0% | 103 | +1,313 | 702.14% | Q1 2026 | May 13, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 1,446 | 54 | 0.0% | 0.0% | 104 | -71 | -4.68% | Q1 2026 | May 13, 2026 |
| Bleichroeder LP | History | No change | 1,200 | 45 | 0.01% | 0.01% | 105 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Arax Advisory Partners | History | No change | 1,070 | 40 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 1,000 | 38 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | No change | 1,000 | 38 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| WealthCollab, LLC | History | No change | 1,000 | 38 | 0.02% | 0.02% | 109 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Financial Perspectives, Inc | History | No change | 989 | 37 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| AlphaCore Capital LLC | History | No change | 900 | 34 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 858 | 32 | 0.0% | 0.0% | 113 | +673 | 363.78% | Q1 2026 | May 12, 2026 |
| US BANCORP \DE\ | History | Reduced | 851 | 32 | 0.0% | 0.0% | 112 | -100 | -10.52% | Q1 2026 | May 14, 2026 |
| Whipplewood Advisors, LLC | History | No change | 859 | 32 | 0.02% | 0.03% | 114 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Financial Management Professionals, Inc. | History | No change | 760 | 28 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Darwin Wealth Management, LLC | History | No change | 729 | 27 | 0.01% | 0.01% | 116 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| ELEVATION WEALTH PARTNERS, LLC | History | No change | 664 | 25 | 0.01% | 0.01% | 117 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Banque Transatlantique SA | History | No change | 655 | 24 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 623 | 23 | 0.01% | 0.01% | 119 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 603 | 22 | 0.01% | — | 124 | +603 | New | Q1 2026 | Apr 21, 2026 |
| Ancora Advisors LLC | History | New | 600 | 22 | 0.0% | — | 122 | +600 | New | Q1 2026 | May 15, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 600 | 22 | 0.0% | — | 123 | +600 | New | Q1 2026 | May 07, 2026 |
| MAI Capital Management | History | Added to | 585 | 22 | 0.0% | 0.0% | 120 | +57 | 10.8% | Q1 2026 | May 15, 2026 |
| Sunbelt Securities, Inc. | History | No change | 580 | 22 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Kilter Group LLC | History | No change | 562 | 21 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 509 | 19 | 0.0% | 0.0% | 126 | +361 | 243.92% | Q1 2026 | May 15, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 432 | 16 | 0.0% | 0.0% | 127 | +400 | 1250.0% | Q1 2026 | May 11, 2026 |
| Vision Retirement, LLC | History | No change | 423 | 16 | 0.0% | 0.01% | 128 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Main Management LLC | History | Reduced | 368 | 14 | 0.0% | 0.01% | 129 | -1,511 | -80.42% | Q1 2026 | May 14, 2026 |
| Glen Eagle Advisors, LLC | History | Added to | 376 | 14 | 0.0% | 0.0% | 132 | +20 | 5.62% | Q1 2026 | May 15, 2026 |
| Sound Income Strategies, LLC | History | No change | 394 | 14 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 377 | 14 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 350 | 13 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Activest Wealth Management | History | No change | 328 | 12 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Parallel Advisors, LLC | History | No change | 300 | 11 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Destiny Wealth Partners, LLC | History | New | 264 | 10 | 0.0% | — | 139 | +264 | New | Q1 2026 | May 11, 2026 |
| CITIGROUP INC | History | No change | 278 | 10 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 215 | 10 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Global Retirement Partners, LLC | History | No change | 210 | 10 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 258 | 9 | 0.0% | — | 141 | +258 | New | Q1 2026 | May 11, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 239 | 9 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| NBC SECURITIES, INC. | History | No change | 215 | 8 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Archer Investment Corp | History | No change | 229 | 8 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Wilmington Savings Fund Society, FSB | History | Added to | 200 | 7 | 0.0% | 0.0% | 144 | +100 | 100.0% | Q1 2026 | Apr 30, 2026 |
| Triumph Capital Management | History | No change | 200 | 7 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| North Ridge Wealth Advisors, Inc. | History | No change | 198 | 7 | 0.0% | 0.01% | 146 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 200 | 7 | 0.01% | 0.01% | 147 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Murphy & Mullick Capital Management Corp | History | No change | 200 | 7 | 0.01% | 0.01% | 148 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 200 | 7 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Reduced | 183 | 6 | 0.0% | 0.0% | 150 | -62 | -25.31% | Q1 2026 | May 13, 2026 |
| Westside Investment Management, Inc. | History | No change | 180 | 6 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| CoreCap Advisors, LLC | History | No change | 175 | 6 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Abound Wealth Management | History | No change | 171 | 6 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Intentional Wealth Strategies, LLC | History | New | 138 | 5 | 0.0% | — | 156 | +138 | New | Q1 2026 | May 05, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | New | 136 | 5 | 0.0% | — | 155 | +136 | New | Q1 2026 | Apr 08, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 150 | 5 | 0.0% | 0.0% | 154 | -5 | -3.23% | Q1 2026 | May 05, 2026 |
| Financial Life Planners | History | Reduced | 107 | 4 | 0.0% | 1.92% | 159 | -55,977 | -99.81% | Q1 2026 | Apr 24, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 110 | 4 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Frazier Financial Advisors, LLC | History | No change | 112 | 4 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Main Street Group, LTD | History | New | 100 | 3 | 0.0% | — | 164 | +100 | New | Q1 2026 | May 06, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 100 | 3 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 79 | 3 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| WealthShield Partners, LLC | History | No change | 100 | 3 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| HighMark Wealth Management LLC | History | No change | 100 | 3 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 59 | 2 | 0.0% | 0.0% | 168 | -500 | -89.45% | Q1 2026 | Apr 28, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 69 | 2 | 0.0% | 0.0% | 165 | -310 | -81.79% | Q1 2026 | May 13, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 77 | 2 | 0.0% | — | 172 | +77 | New | Q1 2026 | May 08, 2026 |
| ALBION FINANCIAL GROUP /UT | History | No change | 56 | 2 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 67 | 2 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| SageView Advisory Group, LLC | History | No change | 50 | 2 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | No change | 70 | 2 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | No change | 71 | 2 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Larson Financial Group LLC | History | New | 40 | 1 | 0.0% | — | 181 | +40 | New | Q1 2026 | May 15, 2026 |
| BESSEMER GROUP INC | History | No change | 19 | 1 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| SIGNATUREFD, LLC | History | No change | 40 | 1 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | No change | 20 | 1 | 0.0% | — | 175 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 28 | 1 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| GPS Wealth Strategies Group, LLC | History | No change | 30 | 1 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Geneos Wealth Management Inc. | History | No change | 49 | 1 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| SHP Wealth Management | History | No change | 31 | 1 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Purpose Unlimited Inc. | History | No change | 50 | 1 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| TRUE Private Wealth Advisors | History | Closed out | 0 | 0 | — | 0.26% | — | -54,429 | -100.0% | Q1 2026 | May 15, 2026 |
| Summit Financial, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -37,590 | -100.0% | Q1 2026 | May 15, 2026 |
| Archer Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.63% | — | -24,672 | -100.0% | Q1 2026 | Apr 08, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,240 | -100.0% | Q1 2026 | May 15, 2026 |
| Larry Mathis Financial Planning, LLC | History | Closed out | 0 | 0 | — | 0.86% | — | -20,371 | -100.0% | Q1 2026 | Apr 21, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -18,300 | -100.0% | Q1 2026 | May 15, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,969 | -100.0% | Q1 2026 | May 04, 2026 |
| First Heartland Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -15,028 | -100.0% | Q1 2026 | Apr 08, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,370 | -100.0% | Q1 2026 | May 15, 2026 |
| Clear Creek Financial Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -14,288 | -100.0% | Q1 2026 | Apr 22, 2026 |
| VVR Holdings LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -5,820 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,702 | -100.0% | Q1 2026 | May 12, 2026 |
| Crescent Grove Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,590 | -100.0% | Q1 2026 | May 06, 2026 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,562 | -100.0% | Q1 2026 | May 15, 2026 |
| Stratos Wealth Partners, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,223 | -100.0% | Q1 2026 | Apr 28, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,166 | -100.0% | Q1 2026 | Apr 20, 2026 |
| KRAEMATON INVESTMENT ADVISORS, INC | History | Closed out | 0 | 0 | — | 0.19% | — | -4,974 | -100.0% | Q1 2026 | May 13, 2026 |
| Wealthcare Advisory Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,694 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Capital Planning Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -4,606 | -100.0% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,412 | -100.0% | Q1 2026 | Apr 22, 2026 |
| FORTEM FINANCIAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -4,300 | -100.0% | Q1 2026 | Apr 16, 2026 |
| EAGLE WEALTH STRATEGIES LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -4,217 | -100.0% | Q1 2026 | Apr 10, 2026 |
| Windsor Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -4,091 | -100.0% | Q1 2026 | May 15, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -2,255 | -100.0% | Q1 2026 | May 04, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,100 | -100.0% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -440 | -100.0% | Q1 2026 | Apr 28, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -337 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Acumen Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q1 2026 | May 13, 2026 |
| Estate Planners Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -120 | -100.0% | Q1 2026 | May 11, 2026 |
| Steigerwald, Gordon & Koch Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Quaker Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q1 2026 | Apr 10, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -44 | -100.0% | Q1 2026 | May 15, 2026 |
| Concord Wealth Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -39 | -100.0% | Q1 2026 | May 01, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -37 | -100.0% | Q1 2026 | May 15, 2026 |
| IFC & Insurance Marketing, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -29 | -100.0% | Q1 2026 | Apr 16, 2026 |
| BOK Financial Private Wealth, Inc. | History | New | 25 | 0 | — | — | — | +25 | New | Q1 2026 | May 12, 2026 |
| Modus Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25 | -100.0% | Q1 2026 | May 04, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Birchwood Financial Partners, Inc. | History | Reduced | 19 | 0 | — | 0.0% | — | -19 | -50.0% | Q1 2026 | May 05, 2026 |
| ASSETMARK, INC | History | Added to | 12 | 0 | — | — | — | +10 | 500.0% | Q1 2026 | May 06, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q1 2026 | May 15, 2026 |
| Strive Financial Group ,LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | May 15, 2026 |
| Rossby Financial, LCC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 11, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Litman Gregory Wealth Management LLC | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Winch Advisory Services, LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Roble, Belko & Company, Inc | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Key FInancial Inc | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Lodestone Wealth Management LLC | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Fortitude Family Office, LLC | History | No change | 25 | 0 | — | 0.0% | — | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |