PGIM Rock ETF Trust - AUGP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | History | Added to | 268,809 | 8,362 | 0.01% | 0.01% | 1 | +85,624 | 46.74% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 41,342 | 1,286 | 0.0% | 0.0% | 2 | +2,441 | 6.27% | Q4 2025 | Feb 12, 2026 |
| Sugar Maple Asset Management, LLC | History | No change | 13,500 | 420 | 0.28% | 0.29% | 3 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 9,077 | 282 | 0.0% | 0.0% | 4 | +169 | 1.9% | Q4 2025 | Feb 18, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 9,026 | 280 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 7,408 | 230 | 0.08% | 0.08% | 6 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Sanctuary Advisors, LLC | History | New | 7,100 | 220 | 0.0% | — | 7 | +7,100 | New | Q4 2025 | Jan 29, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 6,813 | 211 | 0.0% | — | 8 | +6,813 | New | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 5,699 | 177 | 0.0% | — | 9 | +5,699 | New | Q4 2025 | Feb 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 4,410 | 137 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,480 | 46 | 0.0% | 0.0% | 11 | -500 | -25.25% | Q4 2025 | Feb 09, 2026 |
| Kestra Advisory Services, LLC | History | New | 750 | 23 | 0.0% | — | 12 | +750 | New | Q4 2025 | Feb 13, 2026 |