Listed Funds Trust - AUGZ
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 9 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TrueMark Investments, LLC | History | Reduced | 206,722 | 8,738 | 1.67% | 1.62% | 1 | -10,536 | -4.85% | Q4 2025 | Jan 14, 2026 |
| Weaver Consulting Group | History | Reduced | 106,461 | 4,500 | 1.1% | 1.18% | 2 | -1,777 | -1.64% | Q4 2025 | Feb 10, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 32,221 | 1,361 | 0.1% | 0.11% | 3 | -9 | -0.03% | Q4 2025 | Jan 21, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 28,000 | 1,183 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 20,744 | 876 | 0.0% | 0.0% | 5 | +10,632 | 105.14% | Q4 2025 | Feb 17, 2026 |
| Valtinson Bruner Financial Planning LLC | History | No change | 11,524 | 487 | 0.14% | 0.15% | 6 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 9,730 | 411 | 0.01% | 0.01% | 7 | +1,812 | 22.88% | Q4 2025 | Feb 17, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 6,794 | 287 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| JPMORGAN CHASE & CO | History | No change | 4,382 | 185 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 2,152 | 90 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | No change | 1,667 | 70 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,316 | 56 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| AE Wealth Management LLC | History | Reduced | 435 | 18 | 0.0% | 0.0% | 13 | -59 | -11.94% | Q4 2025 | Jan 26, 2026 |
| UBS Group AG | History | Added to | 372 | 15 | 0.0% | — | 14 | +361 | 3281.82% | Q4 2025 | Jan 29, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 280 | 11 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,520 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Lloyd Advisory Services, LLC. | History | New | 3 | 0 | — | — | — | +3 | New | Q4 2025 | Feb 06, 2026 |