Listed Funds Trust - AUGZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AE Wealth Management LLC | History | Added to | 479,003 | 19,468 | 0.11% | 0.0% | 1 | +478,568 | 110015.63% | Q1 2026 | May 13, 2026 |
| TrueMark Investments, LLC | History | Added to | 220,971 | 8,980 | 1.75% | 1.67% | 2 | +14,249 | 6.89% | Q1 2026 | Apr 20, 2026 |
| Weaver Consulting Group | History | Reduced | 105,871 | 4,302 | 1.03% | 1.1% | 3 | -590 | -0.55% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 32,506 | 1,321 | 0.1% | 0.1% | 4 | +285 | 0.88% | Q1 2026 | May 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 28,000 | 1,138 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Wellment Financial | History | New | 25,729 | 1,045 | 1.29% | — | 6 | +25,729 | New | Q1 2026 | Apr 28, 2026 |
| B.O.S.S. Retirement Advisors, LLC | History | New | 22,934 | 932 | 0.28% | — | 7 | +22,934 | New | Q1 2026 | Apr 28, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | New | 21,341 | 867 | 0.36% | — | 8 | +21,341 | New | Q1 2026 | Apr 23, 2026 |
| SMART Wealth LLC | History | New | 20,996 | 853 | 0.25% | — | 9 | +20,996 | New | Q1 2026 | Apr 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 19,292 | 784 | 0.0% | 0.0% | 10 | -1,452 | -7.0% | Q1 2026 | May 15, 2026 |
| POM Investment Strategies, LLC | History | New | 14,317 | 581 | 0.72% | — | 11 | +14,317 | New | Q1 2026 | May 11, 2026 |
| FWG Investments, LLC. | History | New | 13,398 | 544 | 0.35% | — | 12 | +13,398 | New | Q1 2026 | Apr 21, 2026 |
| Integrated Wealth Management | History | New | 13,168 | 535 | 0.61% | — | 13 | +13,168 | New | Q1 2026 | Apr 22, 2026 |
| Valtinson Bruner Financial Planning LLC | History | No change | 11,524 | 468 | 0.13% | 0.14% | 14 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Great Lakes Retirement, Inc. | History | New | 11,486 | 466 | 0.05% | — | 15 | +11,486 | New | Q1 2026 | May 06, 2026 |
| LifeWealth Investments, LLC | History | New | 10,699 | 434 | 0.13% | — | 16 | +10,699 | New | Q1 2026 | Apr 20, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 10,521 | 427 | 0.01% | 0.01% | 17 | +791 | 8.13% | Q1 2026 | May 15, 2026 |
| Centennial Advisors, LLC | History | New | 8,616 | 350 | 0.45% | — | 18 | +8,616 | New | Q1 2026 | Apr 21, 2026 |
| Outlook Wealth Advisors, LLC | History | New | 8,183 | 332 | 0.08% | — | 19 | +8,183 | New | Q1 2026 | Apr 17, 2026 |
| FSA Advisors, Inc. | History | New | 7,469 | 303 | 0.2% | — | 20 | +7,469 | New | Q1 2026 | May 06, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 6,794 | 276 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Networth Advisors, LLC | History | New | 5,404 | 219 | 0.15% | — | 22 | +5,404 | New | Q1 2026 | Apr 22, 2026 |
| Quest 10 Wealth Builders, Inc. | History | New | 5,204 | 211 | 0.18% | — | 23 | +5,204 | New | Q1 2026 | May 06, 2026 |
| Kingdom Financial Group LLC. | History | New | 4,289 | 174 | 0.05% | — | 25 | +4,289 | New | Q1 2026 | May 13, 2026 |
| Lloyd Advisory Services, LLC. | History | Added to | 4,289 | 174 | 0.05% | — | 24 | +4,286 | 142866.67% | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 2,940 | 117 | 0.0% | 0.0% | 26 | -1,442 | -32.91% | Q1 2026 | May 13, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 2,152 | 87 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Arax Advisory Partners | History | No change | 1,667 | 67 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,055 | 42 | 0.0% | 0.0% | 29 | -261 | -19.83% | Q1 2026 | May 15, 2026 |
| BALLAST ADVISORS LLC | History | New | 600 | 24 | 0.01% | — | 30 | +600 | New | Q1 2026 | May 12, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 312 | 12 | 0.0% | — | 31 | +312 | New | Q1 2026 | May 11, 2026 |
| UBS Group AG | History | Reduced | 312 | 12 | 0.0% | 0.0% | 32 | -60 | -16.13% | Q1 2026 | May 05, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 280 | 11 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Key Capital Management, INC | History | New | 235 | 9 | 0.01% | — | 34 | +235 | New | Q1 2026 | May 07, 2026 |
| Decker Retirement Planning Inc. | History | New | 132 | 5 | 0.0% | — | 35 | +132 | New | Q1 2026 | Apr 20, 2026 |
| Elevated Capital Advisors, LLC | History | New | 8 | 0 | — | — | — | +8 | New | Q1 2026 | Apr 30, 2026 |