BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - BGH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Reduced | 651,216 | 8,895 | 0.0% | 0.0% | 1 | -10,691 | -1.62% | Q1 2026 | May 11, 2026 |
| TSP Capital Management Group, LLC | History | Added to | 409,027 | 5,587 | 1.36% | 1.19% | 2 | +84,273 | 25.95% | Q1 2026 | Apr 24, 2026 |
| Invesco Ltd. | History | Reduced | 336,562 | 4,597 | 0.0% | 0.0% | 3 | -18,650 | -5.25% | Q1 2026 | May 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 307,629 | 4,202 | 0.03% | 0.04% | 4 | -21,995 | -6.67% | Q1 2026 | May 15, 2026 |
| Shaker Financial Services, LLC | History | Added to | 221,258 | 3,049 | 1.06% | 0.16% | 5 | +187,469 | 554.82% | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | Added to | 189,539 | 2,589 | 0.0% | 0.0% | 6 | +3,951 | 2.13% | Q1 2026 | May 15, 2026 |
| COHEN & STEERS, INC. | History | No change | 186,013 | 2,541 | 0.0% | 0.01% | 7 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 168,291 | 2,298 | 0.0% | 0.0% | 8 | -6,056 | -3.47% | Q1 2026 | May 14, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 156,946 | 2,143 | 0.03% | 0.04% | 9 | +1 | 0.0% | Q1 2026 | Apr 17, 2026 |
| PFG Investments, LLC | History | Added to | 108,668 | 1,484 | 0.07% | 0.07% | 10 | +2,700 | 2.55% | Q1 2026 | Apr 27, 2026 |
| Secure Asset Management, LLC | History | Added to | 86,223 | 1,177 | 0.19% | 0.17% | 11 | +12,849 | 17.51% | Q1 2026 | Apr 09, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 83,617 | 1,142 | 0.05% | — | 12 | +83,617 | New | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 70,614 | 965 | 0.0% | 0.0% | 13 | +10,707 | 17.87% | Q1 2026 | Apr 22, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 66,730 | 911 | 0.0% | 0.0% | 14 | -1,419 | -2.08% | Q1 2026 | Jun 02, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 63,263 | 864 | 0.0% | 0.0% | 15 | +6,526 | 11.5% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 62,298 | 850 | 0.0% | 0.0% | 16 | +3,568 | 6.08% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 53,688 | 733 | 0.01% | 0.01% | 17 | +635 | 1.2% | Q1 2026 | May 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 50,984 | 696 | 0.01% | — | 18 | +50,984 | New | Q1 2026 | May 04, 2026 |
| LPL Financial LLC | History | Reduced | 43,985 | 600 | 0.0% | 0.0% | 19 | -3,664 | -7.69% | Q1 2026 | May 06, 2026 |
| Cetera Investment Advisers | History | Added to | 37,590 | 513 | 0.0% | 0.0% | 20 | +868 | 2.36% | Q1 2026 | May 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 37,500 | 512 | 0.0% | 0.0% | 21 | -30,500 | -44.85% | Q1 2026 | May 15, 2026 |
| Corient Private Wealth LLC | History | Added to | 34,435 | 470 | 0.0% | 0.0% | 22 | +7,350 | 27.14% | Q1 2026 | May 15, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 26,579 | 363 | 0.0% | 0.0% | 23 | -725 | -2.66% | Q1 2026 | May 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 26,393 | 360 | 0.0% | 0.0% | 24 | +5,969 | 29.23% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | Added to | 24,916 | 340 | 0.0% | 0.0% | 25 | +149 | 0.6% | Q1 2026 | May 14, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 23,795 | 325 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| MCRAE CAPITAL MANAGEMENT INC | History | Added to | 22,575 | 308 | 0.06% | 0.07% | 27 | +294 | 1.32% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 20,859 | 285 | 0.0% | 0.0% | 29 | +738 | 3.67% | Q1 2026 | May 15, 2026 |
| Lido Advisors, LLC | History | No change | 20,732 | 285 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Jefferies Financial Group Inc. | History | Added to | 18,295 | 249 | 0.0% | 0.0% | 30 | +7,500 | 69.48% | Q1 2026 | May 07, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 16,400 | 224 | 0.09% | 0.1% | 31 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 16,161 | 220 | 0.01% | 0.01% | 32 | -12,771 | -44.14% | Q1 2026 | May 13, 2026 |
| BARINGS LLC | History | Added to | 15,911 | 217 | 0.0% | 0.0% | 33 | +388 | 2.5% | Q1 2026 | May 06, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 15,435 | 210 | 0.0% | 0.0% | 34 | -988 | -6.02% | Q1 2026 | May 04, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 13,461 | 183 | 0.0% | 0.0% | 35 | +1,792 | 15.36% | Q1 2026 | Apr 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 13,207 | 180 | 0.0% | — | 37 | +13,207 | New | Q1 2026 | Apr 30, 2026 |
| COMERICA BANK | History | No change | 12,000 | 180 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 12,000 | 163 | 0.0% | — | 38 | +12,000 | New | Q1 2026 | May 01, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 10,516 | 143 | 0.03% | 0.03% | 39 | +465 | 4.63% | Q1 2026 | May 11, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 10,000 | 137 | 0.0% | 0.01% | 40 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 10,000 | 136 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| IFG Advisory, LLC | History | New | 6,800 | 92 | 0.26% | — | 42 | +6,800 | New | Q1 2026 | May 12, 2026 |
| Western Wealth Management, LLC | History | New | 6,402 | 87 | 0.0% | — | 43 | +6,402 | New | Q1 2026 | May 19, 2026 |
| UBS Group AG | History | Reduced | 6,081 | 83 | 0.0% | 0.0% | 45 | -9,466 | -60.89% | Q1 2026 | May 05, 2026 |
| Allworth Financial LP | History | No change | 6,100 | 83 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 3,930 | 53 | 0.0% | 0.0% | 46 | -8,000 | -67.06% | Q1 2026 | May 14, 2026 |
| Hamrick Investment Counsel, llc | History | New | 2,700 | 37 | 0.02% | — | 47 | +2,700 | New | Q1 2026 | May 11, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 2,667 | 36 | 0.01% | 0.01% | 48 | +65 | 2.5% | Q1 2026 | May 20, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 1,837 | 25 | 0.0% | 0.0% | 49 | -1,500 | -44.95% | Q1 2026 | May 07, 2026 |
| Stephens Consulting, LLC | History | No change | 1,281 | 19 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| FNY Investment Advisers, LLC | History | New | 800 | 10 | 0.0% | — | 51 | +800 | New | Q1 2026 | Apr 15, 2026 |
| CWM, LLC | History | No change | 560 | 7 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -109,868 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Nilsine Partners, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -63,501 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -5,518 | -100.0% | Q1 2026 | May 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -850 | -100.0% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | No change | 57 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |