BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - BGH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Reduced | 577,327 | 8,140 | 0.0% | 0.0% | 1 | -73,889 | -11.35% | Q2 2026 | Aug 14, 2026 |
| TSP Capital Management Group, LLC | History | Reduced | 402,228 | 5,671 | 1.36% | 1.36% | 2 | -6,799 | -1.66% | Q2 2026 | Jul 31, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 327,822 | 4,622 | 0.03% | 0.03% | 3 | +20,193 | 6.56% | Q2 2026 | Aug 12, 2026 |
| Invesco Ltd. | History | Reduced | 299,826 | 4,227 | 0.0% | 0.0% | 4 | -36,736 | -10.92% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 249,812 | 3,522 | 0.0% | 0.0% | 5 | +81,521 | 48.44% | Q2 2026 | Aug 14, 2026 |
| COHEN & STEERS, INC. | History | Added to | 216,013 | 3,046 | 0.0% | 0.0% | 6 | +30,000 | 16.13% | Q2 2026 | Aug 14, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 188,748 | 2,683 | 0.84% | 1.06% | 7 | -32,510 | -14.69% | Q2 2026 | Jul 15, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 154,817 | 2,182 | 0.03% | 0.03% | 8 | -2,129 | -1.36% | Q2 2026 | Aug 06, 2026 |
| MORGAN STANLEY | History | Reduced | 139,841 | 1,971 | 0.0% | 0.0% | 9 | -49,698 | -26.22% | Q2 2026 | Aug 13, 2026 |
| PFG Investments, LLC | History | Reduced | 108,068 | 1,523 | 0.06% | 0.07% | 10 | -600 | -0.55% | Q2 2026 | Jul 23, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 82,572 | 1,164 | 0.01% | 0.01% | 11 | +31,588 | 61.96% | Q2 2026 | Aug 10, 2026 |
| NewEdge Advisors, LLC | History | Added to | 79,957 | 1,127 | 0.0% | 0.0% | 12 | +13,227 | 19.82% | Q2 2026 | Aug 12, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 68,784 | 969 | 0.01% | 0.01% | 13 | +15,096 | 28.12% | Q2 2026 | Aug 13, 2026 |
| Corient Private Wealth LP | History | Added to | 68,256 | 962 | 0.0% | 0.0% | 14 | +33,821 | 98.22% | Q2 2026 | Aug 27, 2026 |
| Secure Asset Management, LLC | History | Reduced | 63,488 | 895 | 0.13% | 0.19% | 15 | -22,735 | -26.37% | Q2 2026 | Jul 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 62,376 | 880 | 0.0% | 0.0% | 16 | -8,238 | -11.67% | Q2 2026 | Aug 05, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 61,799 | 871 | 0.02% | 0.01% | 17 | +45,638 | 282.4% | Q2 2026 | Jul 08, 2026 |
| Cetera Investment Advisers | History | Added to | 58,245 | 821 | 0.0% | 0.0% | 18 | +20,655 | 54.95% | Q2 2026 | Aug 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 56,018 | 789 | 0.0% | 0.0% | 19 | -6,280 | -10.08% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 53,874 | 759 | 0.0% | 0.0% | 20 | -9,389 | -14.84% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 49,237 | 694 | 0.0% | 0.0% | 21 | +5,252 | 11.94% | Q2 2026 | Aug 07, 2026 |
| Jefferies Financial Group Inc. | History | Added to | 25,943 | 365 | 0.0% | 0.0% | 22 | +7,648 | 41.8% | Q2 2026 | Aug 17, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 25,615 | 361 | 0.0% | 0.0% | 23 | -964 | -3.63% | Q2 2026 | Aug 11, 2026 |
| Camelot Portfolios, LLC | History | New | 25,032 | 352 | 0.25% | — | 24 | +25,032 | New | Q2 2026 | Jul 17, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 24,684 | 348 | 0.0% | 0.0% | 25 | -232 | -0.93% | Q2 2026 | Aug 12, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 23,795 | 336 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MCRAE CAPITAL MANAGEMENT INC | History | Added to | 22,897 | 322 | 0.06% | 0.06% | 27 | +322 | 1.43% | Q2 2026 | Jul 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 22,340 | 315 | 0.0% | 0.0% | 28 | +1,481 | 7.1% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | New | 18,670 | 263 | 0.0% | — | 29 | +18,670 | New | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 18,163 | 256 | 0.0% | 0.0% | 30 | +12,082 | 198.68% | Q2 2026 | Aug 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 16,518 | 232 | 0.0% | 0.0% | 31 | +1,083 | 7.02% | Q2 2026 | Aug 07, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 16,400 | 231 | 0.09% | 0.09% | 32 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| BARINGS LLC | History | Added to | 16,331 | 230 | 0.0% | 0.0% | 33 | +420 | 2.64% | Q2 2026 | Aug 07, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 15,823 | 223 | 0.01% | 0.05% | 34 | -67,794 | -81.08% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 14,056 | 198 | 0.0% | 0.0% | 35 | +849 | 6.43% | Q2 2026 | Jul 27, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 13,614 | 191 | 0.0% | 0.0% | 36 | +153 | 1.14% | Q2 2026 | Aug 03, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 12,806 | 180 | 0.0% | — | 37 | +12,806 | New | Q2 2026 | Sep 23, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 12,362 | 174 | 0.02% | — | 38 | +12,362 | New | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | No change | 12,000 | 169 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 11,910 | 167 | 0.0% | — | 40 | +11,910 | New | Q2 2026 | Jul 21, 2026 |
| XTX Topco Ltd | History | New | 11,093 | 156 | 0.0% | — | 41 | +11,093 | New | Q2 2026 | Aug 14, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 10,636 | 149 | 0.0% | — | 42 | +10,636 | New | Q2 2026 | Jul 27, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 10,538 | 148 | 0.02% | 0.03% | 43 | +22 | 0.21% | Q2 2026 | Aug 04, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 10,000 | 142 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 10,000 | 141 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFG Advisory, LLC | History | No change | 6,800 | 95 | 0.0% | 0.26% | 46 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 3,930 | 55 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | Reduced | 3,600 | 50 | 0.0% | 0.0% | 48 | -2,500 | -40.98% | Q2 2026 | Aug 11, 2026 |
| Clear Street Group Inc. | History | New | 3,334 | 47 | 0.0% | — | 49 | +3,334 | New | Q2 2026 | Aug 12, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 2,737 | 38 | 0.01% | 0.01% | 50 | +70 | 2.62% | Q2 2026 | Jul 21, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,837 | 25 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FNY Investment Advisers, LLC | History | No change | 800 | 11 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Institute for Wealth Management, LLC. | History | New | 527 | 7 | 0.0% | — | 54 | +527 | New | Q2 2026 | Jul 28, 2026 |
| CWM, LLC | History | No change | 560 | 7 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,500 | -100.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -26,393 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Lido Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,732 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Hamrick Investment Counsel, llc | History | Closed out | 0 | 0 | — | 0.02% | — | -2,700 | -100.0% | Q2 2026 | Aug 13, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -57 | -100.0% | Q2 2026 | Aug 14, 2026 |