BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - BGH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | No change | 577,327 | 8,140 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TSP Capital Management Group, LLC | History | Added to | 406,029 | 5,306 | 1.34% | 1.36% | 2 | +3,801 | 0.94% | Q3 2026 | Oct 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 327,822 | 4,622 | 0.03% | 0.03% | 3 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Invesco Ltd. | History | No change | 299,826 | 4,227 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 249,812 | 3,522 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COHEN & STEERS, INC. | History | No change | 216,013 | 3,046 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Shaker Financial Services, LLC | History | Added to | 219,769 | 2,896 | 0.96% | 0.84% | 7 | +31,021 | 16.44% | Q3 2026 | Oct 14, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 154,241 | 2,015 | 0.03% | 0.03% | 8 | -576 | -0.37% | Q3 2026 | Oct 22, 2026 |
| MORGAN STANLEY | History | No change | 139,841 | 1,971 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 116,560 | 1,523 | 0.04% | 0.02% | 10 | +54,761 | 88.61% | Q3 2026 | Oct 13, 2026 |
| PFG Investments, LLC | History | No change | 108,068 | 1,523 | 0.06% | 0.06% | 11 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| NewEdge Advisors, LLC | History | No change | 79,957 | 1,127 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Advisors Asset Management, Inc. | History | No change | 68,784 | 969 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Corient Private Wealth LP | History | No change | 68,256 | 962 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Janney Montgomery Scott LLC | History | No change | 62,376 | 880 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Secure Asset Management, LLC | History | Added to | 65,517 | 856 | 0.11% | 0.13% | 16 | +2,029 | 3.2% | Q3 2026 | Oct 19, 2026 |
| Cetera Investment Advisers | History | No change | 58,245 | 821 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 56,018 | 789 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 53,874 | 759 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 40,005 | 522 | 0.0% | 0.0% | 20 | -9,232 | -18.75% | Q3 2026 | Nov 06, 2026 |
| Camelot Portfolios, LLC | History | Added to | 30,927 | 404 | 0.3% | 0.25% | 21 | +5,895 | 23.55% | Q3 2026 | Nov 09, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 25,615 | 361 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Baird Financial Group, Inc. | History | No change | 24,684 | 348 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 22,340 | 315 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 23,795 | 311 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| JANE STREET GROUP, LLC | History | No change | 18,670 | 263 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 18,163 | 256 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 16,518 | 232 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | No change | 15,823 | 223 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BARINGS LLC | History | Added to | 16,756 | 219 | 0.0% | 0.0% | 30 | +425 | 2.6% | Q3 2026 | Oct 22, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 16,400 | 214 | 0.08% | 0.09% | 31 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 15,142 | 198 | 0.0% | 0.0% | 32 | +1,086 | 7.73% | Q3 2026 | Nov 02, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 14,399 | 188 | 0.0% | 0.0% | 33 | +2,489 | 20.9% | Q3 2026 | Nov 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 12,806 | 180 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 13,626 | 178 | 0.0% | 0.0% | 35 | +12 | 0.09% | Q3 2026 | Oct 26, 2026 |
| TWO SIGMA SECURITIES, LLC | History | No change | 12,362 | 174 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | No change | 12,000 | 156 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| XTX Topco Ltd | History | No change | 11,093 | 156 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Founders Financial Alliance, LLC | History | No change | 10,538 | 148 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 10,000 | 141 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 10,636 | 139 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| MCRAE CAPITAL MANAGEMENT INC | History | Reduced | 10,485 | 137 | 0.03% | 0.06% | 42 | -12,412 | -54.21% | Q3 2026 | Oct 15, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 10,000 | 131 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 3,930 | 55 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | No change | 3,600 | 50 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Clear Street Group Inc. | History | No change | 3,334 | 47 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 2,737 | 38 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Larson Financial Group LLC | History | New | 2,633 | 34 | 0.0% | — | 48 | +2,633 | New | Q3 2026 | Nov 05, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 2,163 | 28 | 0.0% | 0.01% | 49 | -80,409 | -97.38% | Q3 2026 | Nov 02, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,837 | 25 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FNY Investment Advisers, LLC | History | No change | 800 | 10 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 339 | 4 | 0.0% | — | 52 | +339 | New | Q3 2026 | Oct 30, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Jefferies Financial Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -25,943 | -100.0% | Q3 2026 | Nov 05, 2026 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,800 | -100.0% | Q3 2026 | Nov 06, 2026 |
| Institute for Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -527 | -100.0% | Q3 2026 | Nov 06, 2026 |