PGIM Rock ETF Trust - BUFP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | No change | 1,556,602 | 49,889 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 695,610 | 22,294 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Kestra Advisory Services, LLC | History | No change | 449,822 | 14,416 | 0.05% | 0.05% | 3 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 421,690 | 13,515 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| AA Financial Advisors, LLC | History | No change | 325,348 | 10,427 | 1.25% | 1.25% | 5 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| IHT Wealth Management, LLC | History | No change | 259,642 | 8,321 | 0.18% | 0.18% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Foguth Wealth Management, LLC. | History | No change | 235,517 | 7,555 | 0.86% | 0.86% | 7 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Fermata Advisors, LLC | History | No change | 192,219 | 6,160 | 1.25% | 1.25% | 8 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Cetera Investment Advisers | History | No change | 160,085 | 5,130 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 152,645 | 4,892 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| AssuredPartners Investment Advisors, LLC | History | No change | 146,647 | 4,700 | 0.45% | 0.45% | 11 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Maltin Wealth Management, Inc. | History | No change | 142,365 | 4,562 | 1.53% | 1.53% | 12 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 123,604 | 3,961 | 0.04% | 0.04% | 13 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 108,289 | 3,471 | 0.13% | 0.13% | 14 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 106,231 | 3,404 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NewEdge Advisors, LLC | History | No change | 105,277 | 3,374 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 73,943 | 2,369 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | No change | 56,526 | 1,811 | 0.19% | 0.19% | 18 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 42,028 | 1,346 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 35,476 | 1,137 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Western Wealth Management, LLC | History | No change | 34,471 | 1,104 | 0.04% | 0.04% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 30,302 | 971 | 0.28% | 0.28% | 22 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| JANE STREET GROUP, LLC | History | No change | 23,162 | 742 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PKS Advisory Services, LLC | History | No change | 22,875 | 733 | 0.12% | 0.12% | 24 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Horizon Wealth Management, LLC | History | No change | 21,000 | 673 | 0.09% | 0.09% | 25 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Apella Capital, LLC | History | New | 19,244 | 639 | 0.01% | — | 26 | +19,244 | New | Q3 2026 | Oct 08, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | No change | 19,579 | 628 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Apollon Financial, LLC | History | No change | 16,480 | 528 | 0.06% | 0.06% | 28 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 12,491 | 400 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COFG Advisors, LLC | History | No change | 10,380 | 332 | 0.06% | 0.06% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 8,803 | 282 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 6,972 | 223 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ADAMSBROWN WEALTH CONSULTANTS LLC | History | No change | 6,379 | 204 | 0.04% | 0.04% | 33 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 6,275 | 201 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ankerstar Wealth, LLC | History | No change | 5,361 | 171 | 0.14% | 0.14% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 2,350 | 75 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRIVATE TRUST CO NA | History | No change | 589 | 18 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 350 | 11 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PlanVest Financial, Inc | History | No change | 205 | 6 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IFP Advisors, Inc | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |