PGIM Rock ETF Trust - BUFP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | Added to | 896,237 | 26,998 | 0.01% | 0.0% | 1 | +393,608 | 78.31% | Q4 2025 | Feb 18, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 222,682 | 6,708 | 0.01% | 0.01% | 2 | +21,241 | 10.54% | Q4 2025 | Feb 12, 2026 |
| Fermata Advisors, LLC | History | Added to | 187,325 | 5,643 | 1.35% | 1.36% | 3 | +4,141 | 2.26% | Q4 2025 | Jan 08, 2026 |
| Foguth Wealth Management, LLC. | History | New | 186,221 | 5,607 | 0.87% | — | 4 | +186,221 | New | Q4 2025 | Jan 05, 2026 |
| AssuredPartners Investment Advisors, LLC | History | Added to | 152,228 | 4,585 | 0.68% | 0.14% | 5 | +130,713 | 607.54% | Q4 2025 | Feb 03, 2026 |
| Maltin Wealth Management, Inc. | History | Added to | 143,727 | 4,329 | 1.72% | 1.65% | 6 | +8,787 | 6.51% | Q4 2025 | Jan 15, 2026 |
| Kestra Advisory Services, LLC | History | New | 87,495 | 2,635 | 0.01% | — | 7 | +87,495 | New | Q4 2025 | Feb 13, 2026 |
| AA Financial Advisors, LLC | History | New | 87,016 | 2,621 | 0.48% | — | 8 | +87,016 | New | Q4 2025 | Jan 14, 2026 |
| Cetera Investment Advisers | History | Added to | 84,937 | 2,558 | 0.0% | 0.0% | 9 | +13,445 | 18.81% | Q4 2025 | Feb 17, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 70,235 | 2,116 | 0.1% | 0.11% | 10 | -8,864 | -11.21% | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 56,811 | 1,711 | 0.0% | 0.0% | 11 | +15,944 | 39.01% | Q4 2025 | Feb 10, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | Added to | 54,940 | 1,655 | 0.21% | 0.18% | 12 | +9,625 | 21.24% | Q4 2025 | Jan 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 38,802 | 1,168 | 0.0% | 0.0% | 13 | +5,149 | 15.3% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 31,401 | 945 | 0.0% | 0.0% | 14 | +8,643 | 37.98% | Q4 2025 | Feb 18, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 23,604 | 711 | 0.24% | 0.18% | 15 | +5,896 | 33.3% | Q4 2025 | Jan 23, 2026 |
| PKS Advisory Services, LLC | History | Added to | 21,630 | 651 | 0.15% | 0.12% | 16 | +1,315 | 6.47% | Q4 2025 | Feb 02, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 20,860 | 628 | 0.0% | 0.0% | 17 | +9,389 | 81.85% | Q4 2025 | Feb 06, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 11,114 | 334 | 0.01% | — | 18 | +11,114 | New | Q4 2025 | Feb 17, 2026 |
| OneDigital Investment Advisors LLC | History | New | 8,300 | 250 | 0.0% | — | 19 | +8,300 | New | Q4 2025 | Feb 13, 2026 |
| Ankerstar Wealth, LLC | History | New | 3,531 | 106 | 0.11% | — | 20 | +3,531 | New | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | New | 2,813 | 85 | 0.0% | — | 21 | +2,813 | New | Q4 2025 | Feb 17, 2026 |
| Financial Connections Group, Inc. | History | No change | 2,588 | 77 | 0.03% | 0.03% | 22 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| UBS Group AG | History | New | 302 | 9 | 0.0% | — | 23 | +302 | New | Q4 2025 | Jan 29, 2026 |
| Root Financial Partners, LLC | History | New | 77 | 2 | 0.0% | — | 24 | +77 | New | Q4 2025 | Feb 10, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,091 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -85 | -100.0% | Q3 2025 | Nov 18, 2025 |