PGIM Rock ETF Trust - BUFP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,149,118 | 34,151 | 0.01% | 0.01% | 1 | +252,881 | 28.22% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 345,243 | 10,260 | 0.01% | 0.01% | 2 | +122,561 | 55.04% | Q1 2026 | Apr 27, 2026 |
| AA Financial Advisors, LLC | History | Added to | 264,055 | 7,847 | 1.11% | 0.48% | 3 | +177,039 | 203.46% | Q1 2026 | Apr 20, 2026 |
| Fermata Advisors, LLC | History | Added to | 189,105 | 5,620 | 1.27% | 1.35% | 4 | +1,780 | 0.95% | Q1 2026 | Apr 08, 2026 |
| Foguth Wealth Management, LLC. | History | No change | 186,221 | 5,607 | 0.87% | 0.87% | 5 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| AssuredPartners Investment Advisors, LLC | History | Reduced | 149,072 | 4,470 | 0.49% | 0.68% | 6 | -3,156 | -2.07% | Q1 2026 | Apr 10, 2026 |
| Maltin Wealth Management, Inc. | History | Reduced | 143,119 | 4,253 | 1.63% | 1.72% | 7 | -608 | -0.42% | Q1 2026 | Apr 21, 2026 |
| Cetera Investment Advisers | History | Added to | 115,477 | 3,431 | 0.0% | 0.0% | 8 | +30,540 | 35.96% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 114,935 | 3,415 | 0.0% | 0.0% | 9 | +58,124 | 102.31% | Q1 2026 | May 04, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 110,151 | 3,273 | 0.01% | 0.01% | 10 | +22,656 | 25.89% | Q1 2026 | Apr 30, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 99,221 | 2,949 | 0.14% | 0.1% | 11 | +28,986 | 41.27% | Q1 2026 | May 18, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 80,278 | 2,385 | 0.0% | 0.0% | 12 | +59,418 | 284.84% | Q1 2026 | May 08, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | Added to | 64,498 | 1,916 | 0.24% | 0.21% | 13 | +9,558 | 17.4% | Q1 2026 | Apr 27, 2026 |
| OneDigital Investment Advisors LLC | History | Added to | 42,543 | 1,264 | 0.01% | 0.0% | 14 | +34,243 | 412.57% | Q1 2026 | May 08, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 35,432 | 1,053 | 0.0% | 0.0% | 15 | -3,370 | -8.69% | Q1 2026 | May 04, 2026 |
| LPL Financial LLC | History | New | 29,433 | 874 | 0.0% | — | 16 | +29,433 | New | Q1 2026 | May 06, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 28,081 | 834 | 0.28% | 0.24% | 17 | +4,477 | 18.97% | Q1 2026 | Apr 09, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 22,489 | 668 | 0.0% | — | 18 | +22,489 | New | Q1 2026 | May 15, 2026 |
| PKS Advisory Services, LLC | History | Added to | 21,846 | 648 | 0.15% | 0.15% | 19 | +216 | 1.0% | Q1 2026 | May 13, 2026 |
| Kingsview Wealth Management, LLC | History | New | 18,011 | 535 | 0.01% | — | 20 | +18,011 | New | Q1 2026 | May 12, 2026 |
| Horizon Wealth Management, LLC | History | New | 11,000 | 326 | 0.05% | — | 21 | +11,000 | New | Q1 2026 | Apr 24, 2026 |
| IHT Wealth Management, LLC | History | New | 9,600 | 285 | 0.01% | — | 22 | +9,600 | New | Q1 2026 | May 15, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 9,347 | 277 | 0.0% | 0.01% | 23 | -1,767 | -15.9% | Q1 2026 | May 15, 2026 |
| Financial Connections Group, Inc. | History | Added to | 5,878 | 174 | 0.06% | 0.03% | 24 | +3,290 | 127.13% | Q1 2026 | May 01, 2026 |
| Ankerstar Wealth, LLC | History | Added to | 3,571 | 106 | 0.11% | 0.11% | 25 | +40 | 1.13% | Q1 2026 | May 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 33,701 | 33 | 0.0% | 0.0% | 26 | +2,300 | 7.32% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | New | 971 | 28 | 0.0% | — | 27 | +971 | New | Q1 2026 | May 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 355 | 10 | 0.0% | — | 28 | +355 | New | Q1 2026 | May 08, 2026 |
| Advisory Services Network, LLC | History | New | 85 | 2 | 0.0% | — | 29 | +85 | New | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,813 | -100.0% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -302 | -100.0% | Q1 2026 | May 05, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -77 | -100.0% | Q1 2026 | Apr 24, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 14 | 0 | — | — | — | +14 | New | Q1 2026 | May 11, 2026 |