Northern Lights Fund Trust IV - BUYW
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | History | Added to | 22,694,150 | 319,533 | 2.72% | 2.28% | 1 | +984,260 | 4.53% | Q1 2026 | May 13, 2026 |
| LPL Financial LLC | History | Added to | 18,060,018 | 254,285 | 0.07% | 0.06% | 2 | +3,334,430 | 22.64% | Q1 2026 | May 06, 2026 |
| Main Management LLC | History | Added to | 10,572,577 | 148,862 | 10.83% | 8.28% | 3 | +2,536,219 | 31.56% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 7,340,135 | 103,349 | 0.15% | 0.16% | 4 | -170,624 | -2.27% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 2,645,267 | 37,245 | 0.01% | 0.01% | 5 | +106,558 | 4.2% | Q1 2026 | May 04, 2026 |
| Encompass More Asset Management | History | Reduced | 1,098,113 | 15,461 | 2.59% | 6.38% | 6 | -1,320,106 | -54.59% | Q1 2026 | Apr 28, 2026 |
| CWM, LLC | History | Added to | 1,004,058 | 14,137 | 0.04% | 0.04% | 7 | +64,348 | 6.85% | Q1 2026 | May 14, 2026 |
| Madrona Financial Services, LLC | History | Added to | 939,919 | 13,234 | 2.9% | 1.01% | 8 | +611,421 | 186.13% | Q1 2026 | Apr 14, 2026 |
| San Luis Wealth Advisors LLC | History | Added to | 865,990 | 12,193 | 2.02% | 1.89% | 9 | +76,196 | 9.65% | Q1 2026 | Apr 29, 2026 |
| POTOMAC FUND MANAGEMENT INC /ADV | History | Added to | 713,576 | 10,047 | 0.35% | 0.37% | 10 | +10,486 | 1.49% | Q1 2026 | May 14, 2026 |
| Virtue Capital Management, LLC | History | Reduced | 625,209 | 8,671 | 1.32% | 2.73% | 11 | -614,830 | -49.58% | Q1 2026 | May 07, 2026 |
| AMG Asset Management Group, Inc. | History | Added to | 565,137 | 7,957 | 6.18% | 5.55% | 12 | +444,702 | 369.25% | Q1 2026 | Apr 27, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 356,092 | 5,013 | 0.12% | 0.04% | 13 | +253,723 | 247.85% | Q1 2026 | May 11, 2026 |
| Echo45 Advisors LLC | History | Added to | 321,531 | 4,527 | 2.55% | 2.54% | 14 | +11,124 | 3.58% | Q1 2026 | Apr 20, 2026 |
| World Investment Advisors | History | New | 282,700 | 3,980 | 0.06% | — | 15 | +282,700 | New | Q1 2026 | Apr 27, 2026 |
| Cetera Investment Advisers | History | Added to | 265,675 | 3,740 | 0.0% | 0.0% | 16 | +19,952 | 8.12% | Q1 2026 | May 13, 2026 |
| GWN SECURITIES INC. | History | Added to | 247,715 | 3,487 | 0.67% | 0.71% | 17 | +3,838 | 1.57% | Q1 2026 | May 14, 2026 |
| Copley Financial Group, Inc. | History | Reduced | 219,504 | 3,090 | 1.86% | 1.97% | 18 | -3,390 | -1.52% | Q1 2026 | May 15, 2026 |
| Tactive Advisors, LLC | History | Added to | 205,223 | 2,889 | 0.81% | 0.85% | 19 | +1,933 | 0.95% | Q1 2026 | Apr 16, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 187,588 | 2,641 | 0.03% | 0.05% | 20 | -53,527 | -22.2% | Q1 2026 | May 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 182,126 | 2,564 | 0.01% | 0.01% | 21 | +29,561 | 19.38% | Q1 2026 | Apr 30, 2026 |
| Global Retirement Partners, LLC | History | No change | 167,572 | 2,399 | 0.04% | 0.04% | 22 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 169,444 | 2,385 | 0.05% | 0.05% | 23 | +20,235 | 13.56% | Q1 2026 | May 15, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 166,106 | 2,338 | 0.09% | 0.08% | 24 | +11,721 | 7.59% | Q1 2026 | May 11, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 148,883 | 2,132 | 0.1% | 0.1% | 25 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 144,356 | 2,032 | 0.06% | 0.06% | 26 | +14,122 | 10.84% | Q1 2026 | Apr 08, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 127,363 | 1,793 | 0.13% | 0.11% | 27 | +11,285 | 9.72% | Q1 2026 | Apr 20, 2026 |
| Sonoma Allocations LLC | History | Added to | 113,534 | 1,602 | 0.55% | 0.37% | 28 | +36,648 | 47.67% | Q1 2026 | May 19, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 103,544 | 1,457 | 0.03% | 0.04% | 29 | +2,273 | 2.24% | Q1 2026 | May 15, 2026 |
| GeoWealth Management, LLC | History | Added to | 91,803 | 1,292 | 0.05% | 0.05% | 30 | +6,058 | 7.07% | Q1 2026 | May 13, 2026 |
| CFS Investment Advisory Services, LLC | History | Reduced | 79,515 | 1,147 | 0.08% | 0.08% | 31 | -695 | -0.87% | Q1 2026 | Apr 29, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 80,868 | 1,138 | 0.91% | 0.94% | 32 | +5,065 | 6.68% | Q1 2026 | May 15, 2026 |
| Astoria Portfolio Advisors LLC. | History | Added to | 73,679 | 1,054 | 0.22% | 0.24% | 33 | +735 | 1.01% | Q1 2026 | Apr 28, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 74,219 | 1,045 | 0.05% | 0.05% | 34 | +4,774 | 6.87% | Q1 2026 | May 12, 2026 |
| United Advisor Group, LLC | History | Added to | 68,993 | 971 | 0.12% | 0.11% | 35 | +9,513 | 15.99% | Q1 2026 | Apr 17, 2026 |
| Mutual Advisors, LLC | History | Added to | 57,762 | 813 | 0.02% | 0.02% | 36 | +6,094 | 11.79% | Q1 2026 | May 01, 2026 |
| Sigma Planning Corp | History | Added to | 54,349 | 765 | 0.02% | 0.01% | 37 | +33,377 | 159.15% | Q1 2026 | May 04, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 50,293 | 708 | 0.0% | 0.0% | 38 | +13,601 | 37.07% | Q1 2026 | Apr 29, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | New | 38,041 | 535 | 0.07% | — | 39 | +38,041 | New | Q1 2026 | Apr 27, 2026 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Reduced | 35,116 | 494 | 0.01% | 0.01% | 40 | -8,916 | -20.25% | Q1 2026 | May 08, 2026 |
| Gibbs Wealth Management | History | Added to | 34,844 | 490 | 0.06% | 0.1% | 41 | +6,957 | 24.95% | Q1 2026 | May 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 29,653 | 417 | 0.0% | — | 42 | +29,653 | New | Q1 2026 | May 15, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Added to | 29,512 | 415 | 0.02% | 0.02% | 43 | +5,219 | 21.48% | Q1 2026 | Apr 30, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 29,276 | 412 | 0.02% | 0.02% | 44 | -1,416 | -4.61% | Q1 2026 | Apr 28, 2026 |
| PFG Advisors | History | Reduced | 27,499 | 387 | 0.02% | 0.05% | 45 | -44,232 | -61.66% | Q1 2026 | May 05, 2026 |
| Koshinski Asset Management, Inc. | History | Added to | 25,972 | 365 | 0.02% | 0.02% | 46 | +1,838 | 7.62% | Q1 2026 | Apr 27, 2026 |
| Richmond Investment Services, LLC | History | New | 23,322 | 328 | 0.05% | — | 47 | +23,322 | New | Q1 2026 | Apr 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 21,428 | 301 | 0.0% | 0.0% | 48 | +15,709 | 274.68% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 20,535 | 289 | 0.0% | 0.0% | 49 | -608 | -2.88% | Q1 2026 | Apr 30, 2026 |
| Balefire, LLC | History | Added to | 18,563 | 261 | 0.05% | 0.05% | 50 | +597 | 3.32% | Q1 2026 | May 07, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 17,928 | 252 | 0.03% | 0.03% | 51 | +2,824 | 18.7% | Q1 2026 | May 11, 2026 |
| MONEYWISE, INC. | History | New | 16,107 | 226 | 0.1% | — | 52 | +16,107 | New | Q1 2026 | Apr 27, 2026 |
| Strategic Equity Management | History | New | 16,107 | 226 | 0.08% | — | 53 | +16,107 | New | Q1 2026 | Apr 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 11,425 | 160 | 0.0% | — | 54 | +11,425 | New | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 10,821 | 152 | 0.0% | — | 55 | +10,821 | New | Q1 2026 | May 07, 2026 |
| AE Wealth Management LLC | History | Reduced | 9,205 | 129 | 0.0% | 0.0% | 56 | -753 | -7.56% | Q1 2026 | May 13, 2026 |
| Synergy Investment Management, LLC | History | New | 8,091 | 113 | 0.04% | — | 57 | +8,091 | New | Q1 2026 | May 14, 2026 |
| Western Wealth Management, LLC | History | New | 6,507 | 91 | 0.0% | — | 58 | +6,507 | New | Q1 2026 | May 19, 2026 |
| UBS Group AG | History | Added to | 2,660 | 37 | 0.0% | 0.0% | 59 | +1,416 | 113.83% | Q1 2026 | May 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 2,488 | 35 | 0.0% | — | 60 | +2,488 | New | Q1 2026 | May 08, 2026 |
| Advisory Services Network, LLC | History | New | 1,884 | 26 | 0.0% | — | 61 | +1,884 | New | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,274 | 17 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,038 | 14 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 870 | 12 | 0.0% | 0.0% | 64 | +425 | 95.51% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Added to | 657 | 9 | 0.0% | — | 65 | +613 | 1393.18% | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | New | 525 | 7 | 0.0% | — | 66 | +525 | New | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | Reduced | 79 | 1 | 0.0% | 0.0% | 67 | -66 | -45.52% | Q1 2026 | Apr 13, 2026 |
| Fortis Group Advisors, LLC | History | No change | 74 | 1 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -33,886 | -100.0% | Q1 2026 | May 15, 2026 |
| PARTNERS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -13,827 | -100.0% | Q1 2026 | Apr 23, 2026 |
| COLUMBIA ADVISORY PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -13,683 | -100.0% | Q1 2026 | Apr 23, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,547 | -100.0% | Q1 2026 | May 14, 2026 |
| Oak Harvest Investment Services | History | Closed out | 0 | 0 | — | 0.02% | — | -13,383 | -100.0% | Q1 2026 | Apr 22, 2026 |
| FLORIDA FINANCIAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -11,256 | -100.0% | Q1 2026 | May 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,316 | -100.0% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -195 | -100.0% | Q1 2026 | May 14, 2026 |
| IFC & Insurance Marketing, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -104 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Root Financial Partners, LLC | History | Reduced | 57 | 0 | — | 0.0% | — | -58 | -50.43% | Q1 2026 | Apr 24, 2026 |
| NBC SECURITIES, INC. | History | Closed out | 0 | 0 | — | — | — | -55 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Vision Retirement, LLC | History | New | 53 | 0 | — | — | — | +53 | New | Q1 2026 | May 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q1 2026 | May 11, 2026 |