Northern Lights Fund Trust IV - BUYW
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | History | Added to | 21,709,890 | 310,885 | 2.28% | 2.1% | 1 | +2,688,143 | 14.13% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Added to | 14,725,588 | 210,870 | 0.06% | 0.04% | 2 | +3,888,418 | 35.88% | Q4 2025 | Feb 11, 2026 |
| Main Management LLC | History | Added to | 8,036,358 | 115,081 | 8.28% | 7.95% | 3 | +403,560 | 5.29% | Q4 2025 | Feb 10, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 7,510,759 | 107,554 | 0.16% | 0.14% | 4 | +372,150 | 5.21% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 2,538,709 | 36,354 | 0.01% | 0.01% | 5 | +330,823 | 14.98% | Q4 2025 | Feb 10, 2026 |
| Encompass More Asset Management | History | Added to | 2,418,219 | 34,628 | 6.38% | 4.29% | 6 | +841,219 | 53.34% | Q4 2025 | Feb 03, 2026 |
| Virtue Capital Management, LLC | History | Added to | 1,240,039 | 17,707 | 2.73% | 0.03% | 7 | +1,239,953 | 1441805.81% | Q4 2025 | Feb 18, 2026 |
| CWM, LLC | History | Added to | 939,710 | 13,457 | 0.04% | 0.04% | 8 | +57,505 | 6.52% | Q4 2025 | Jan 26, 2026 |
| San Luis Wealth Advisors LLC | History | Added to | 789,794 | 11,309 | 1.89% | 1.08% | 9 | +368,501 | 87.47% | Q4 2025 | Jan 26, 2026 |
| POTOMAC FUND MANAGEMENT INC /ADV | History | Added to | 703,090 | 10,068 | 0.37% | 0.33% | 10 | +153,167 | 27.85% | Q4 2025 | Feb 13, 2026 |
| Madrona Financial Services, LLC | History | Added to | 328,498 | 4,704 | 1.01% | 1.01% | 11 | +4,769 | 1.47% | Q4 2025 | Jan 22, 2026 |
| Echo45 Advisors LLC | History | Added to | 310,407 | 4,445 | 2.54% | 2.54% | 12 | +5,310 | 1.74% | Q4 2025 | Feb 06, 2026 |
| Cetera Investment Advisers | History | Added to | 245,723 | 3,518 | 0.0% | 0.0% | 13 | +41,963 | 20.59% | Q4 2025 | Feb 17, 2026 |
| GWN SECURITIES INC. | History | Added to | 243,877 | 3,492 | 0.71% | 0.7% | 14 | +31,811 | 15.0% | Q4 2025 | Feb 11, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 241,115 | 3,452 | 0.05% | 0.03% | 15 | +114,798 | 90.88% | Q4 2025 | Feb 10, 2026 |
| Copley Financial Group, Inc. | History | Added to | 222,894 | 3,191 | 1.97% | 1.94% | 16 | +22,827 | 11.41% | Q4 2025 | Feb 17, 2026 |
| Tactive Advisors, LLC | History | Added to | 203,290 | 2,911 | 0.85% | 0.77% | 17 | +11,496 | 5.99% | Q4 2025 | Jan 09, 2026 |
| Global Retirement Partners, LLC | History | Added to | 167,572 | 2,399 | 0.04% | 0.04% | 18 | +35,299 | 26.69% | Q4 2025 | Feb 06, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 154,385 | 2,210 | 0.08% | 0.11% | 19 | -13,601 | -8.1% | Q4 2025 | Feb 09, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 152,565 | 2,185 | 0.01% | 0.0% | 20 | +64,031 | 72.32% | Q4 2025 | Feb 05, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 148,883 | 2,132 | 0.1% | 0.09% | 21 | +22,499 | 17.8% | Q4 2025 | Feb 13, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 130,234 | 1,864 | 0.06% | 0.05% | 22 | +16,186 | 14.19% | Q4 2025 | Jan 09, 2026 |
| AMG Asset Management Group, Inc. | History | New | 120,435 | 1,724 | 5.55% | — | 23 | +120,435 | New | Q4 2025 | Mar 17, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 116,078 | 1,663 | 0.11% | 0.08% | 24 | +43,491 | 59.92% | Q4 2025 | Jan 15, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 102,369 | 1,465 | 0.04% | — | 25 | +102,369 | New | Q4 2025 | Jan 29, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 101,271 | 1,450 | 0.04% | 0.03% | 26 | +8,915 | 9.65% | Q4 2025 | Feb 13, 2026 |
| GeoWealth Management, LLC | History | Added to | 85,745 | 1,227 | 0.05% | 0.04% | 27 | +3,652 | 4.45% | Q4 2025 | Feb 17, 2026 |
| CFS Investment Advisory Services, LLC | History | Added to | 80,210 | 1,148 | 0.08% | 0.08% | 28 | +3,938 | 5.16% | Q4 2025 | Feb 10, 2026 |
| Sonoma Allocations LLC | History | New | 76,886 | 1,103 | 0.37% | — | 29 | +76,886 | New | Q4 2025 | Feb 23, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 75,803 | 1,085 | 0.94% | 0.9% | 30 | +9,361 | 14.09% | Q4 2025 | Feb 17, 2026 |
| Astoria Portfolio Advisors LLC. | History | New | 72,944 | 1,036 | 0.24% | — | 31 | +72,944 | New | Q4 2025 | Feb 24, 2026 |
| PFG Advisors | History | Added to | 71,731 | 1,027 | 0.05% | 0.04% | 32 | +5,050 | 7.57% | Q4 2025 | Jan 27, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 69,445 | 994 | 0.05% | 0.04% | 33 | +5,213 | 8.12% | Q4 2025 | Feb 13, 2026 |
| United Advisor Group, LLC | History | Added to | 59,480 | 851 | 0.11% | 0.1% | 34 | +7,044 | 13.43% | Q4 2025 | Jan 26, 2026 |
| Mutual Advisors, LLC | History | Added to | 51,668 | 739 | 0.02% | 0.01% | 35 | +5,417 | 11.71% | Q4 2025 | Feb 02, 2026 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Added to | 44,032 | 630 | 0.01% | 0.0% | 36 | +21,584 | 96.15% | Q4 2025 | Feb 09, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 36,692 | 525 | 0.0% | 0.0% | 37 | +2,437 | 7.11% | Q4 2025 | Feb 06, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 33,886 | 485 | 0.01% | — | 38 | +33,886 | New | Q4 2025 | Feb 17, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 30,692 | 439 | 0.02% | 0.02% | 39 | +1,744 | 6.02% | Q4 2025 | Jan 28, 2026 |
| Gibbs Wealth Management | History | Added to | 27,887 | 399 | 0.1% | 0.09% | 40 | +1,272 | 4.78% | Q4 2025 | Jan 23, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Reduced | 24,293 | 347 | 0.02% | 0.03% | 41 | -4,350 | -15.19% | Q4 2025 | Feb 04, 2026 |
| Koshinski Asset Management, Inc. | History | Added to | 24,134 | 345 | 0.02% | 0.02% | 42 | +590 | 2.51% | Q4 2025 | Feb 03, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 21,143 | 302 | 0.0% | 0.0% | 43 | +25 | 0.12% | Q4 2025 | Feb 13, 2026 |
| Sigma Planning Corp | History | Added to | 20,972 | 300 | 0.01% | 0.0% | 44 | +9,860 | 88.73% | Q4 2025 | Jan 30, 2026 |
| Balefire, LLC | History | New | 17,966 | 257 | 0.05% | — | 45 | +17,966 | New | Q4 2025 | Jan 12, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 15,104 | 216 | 0.03% | 0.02% | 46 | +4,402 | 41.13% | Q4 2025 | Feb 09, 2026 |
| PARTNERS WEALTH MANAGEMENT, LLC | History | Reduced | 13,827 | 198 | 0.21% | 0.46% | 47 | -19,208 | -58.14% | Q4 2025 | Jan 20, 2026 |
| COLUMBIA ADVISORY PARTNERS LLC | History | Reduced | 13,683 | 195 | 0.13% | 0.16% | 48 | -2,297 | -14.37% | Q4 2025 | Jan 22, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 13,547 | 193 | 0.0% | 0.0% | 49 | -51 | -0.38% | Q4 2025 | Feb 18, 2026 |
| Oak Harvest Investment Services | History | New | 13,383 | 191 | 0.02% | — | 50 | +13,383 | New | Q4 2025 | Jan 27, 2026 |
| FLORIDA FINANCIAL ADVISORS, LLC | History | New | 11,256 | 161 | 0.04% | — | 51 | +11,256 | New | Q4 2025 | Feb 10, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 10,316 | 147 | 0.0% | 0.0% | 52 | +10,002 | 3185.35% | Q4 2025 | Feb 17, 2026 |
| AE Wealth Management LLC | History | Reduced | 9,958 | 142 | 0.0% | 0.0% | 53 | -2,085 | -17.31% | Q4 2025 | Jan 26, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 5,719 | 81 | 0.0% | 0.0% | 54 | +276 | 5.07% | Q4 2025 | Feb 09, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,274 | 18 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| UBS Group AG | History | Reduced | 1,244 | 17 | 0.0% | 0.0% | 56 | -3,145 | -71.66% | Q4 2025 | Jan 29, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,038 | 14 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 445 | 6 | 0.0% | 0.0% | 58 | -10 | -2.2% | Q4 2025 | Feb 06, 2026 |
| Allworth Financial LP | History | New | 195 | 2 | 0.0% | — | 59 | +195 | New | Q4 2025 | Feb 05, 2026 |
| IFP Advisors, Inc | History | Added to | 145 | 2 | 0.0% | 0.0% | 60 | +22 | 17.89% | Q4 2025 | Feb 06, 2026 |
| IFC & Insurance Marketing, Inc. | History | New | 104 | 1 | 0.0% | — | 63 | +104 | New | Q4 2025 | Feb 12, 2026 |
| Fortis Group Advisors, LLC | History | New | 74 | 1 | 0.0% | — | 61 | +74 | New | Q4 2025 | Feb 06, 2026 |
| Root Financial Partners, LLC | History | No change | 115 | 1 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.02% | — | -150,186 | -100.0% | Q3 2025 | Nov 06, 2025 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,581 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Mach-1 Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,702 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Tripletail Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -3,253 | -100.0% | Q3 2025 | Oct 20, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,107 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,753 | -100.0% | Q3 2025 | Nov 18, 2025 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -454 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -116 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -106 | -100.0% | Q3 2025 | Nov 12, 2025 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q4 2025 | Feb 13, 2026 |
| NBC SECURITIES, INC. | History | No change | 55 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| ASSETMARK, INC | History | No change | 44 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |