Northern Lights Fund Trust IV - BUYW
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | History | Added to | 23,594,578 | 340,941 | 2.61% | 2.72% | 1 | +900,428 | 3.97% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 22,846,738 | 330,135 | 0.07% | 0.07% | 2 | +4,786,720 | 26.5% | Q2 2026 | Aug 07, 2026 |
| Main Management LLC | History | Reduced | 10,166,319 | 146,903 | 9.87% | 10.83% | 3 | -406,258 | -3.84% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 7,411,816 | 107,100 | 0.13% | 0.15% | 4 | +71,681 | 0.98% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 2,534,773 | 36,627 | 0.01% | 0.01% | 5 | -110,494 | -4.18% | Q2 2026 | Sep 23, 2026 |
| San Luis Wealth Advisors LLC | History | Added to | 1,220,457 | 17,635 | 2.65% | 2.02% | 6 | +354,467 | 40.93% | Q2 2026 | Jul 16, 2026 |
| Encompass More Asset Management | History | Added to | 1,129,401 | 16,319 | 2.37% | 2.59% | 7 | +31,288 | 2.85% | Q2 2026 | Jul 14, 2026 |
| CWM, LLC | History | No change | 1,004,058 | 14,137 | 0.04% | 0.04% | 8 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Madrona Financial Services, LLC | History | Added to | 941,305 | 13,601 | 2.51% | 2.9% | 9 | +1,386 | 0.15% | Q2 2026 | Jul 17, 2026 |
| POTOMAC FUND MANAGEMENT INC /ADV | History | Added to | 792,716 | 11,454 | 0.29% | 0.35% | 10 | +79,140 | 11.09% | Q2 2026 | Aug 13, 2026 |
| Virtue Capital Management, LLC | History | Reduced | 614,069 | 8,873 | 1.18% | 1.32% | 11 | -11,140 | -1.78% | Q2 2026 | Aug 05, 2026 |
| AMG Asset Management Group, Inc. | History | Added to | 582,661 | 8,419 | 5.27% | 6.18% | 12 | +17,524 | 3.1% | Q2 2026 | Jul 29, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 416,325 | 6,015 | 0.13% | 0.12% | 13 | +60,233 | 16.92% | Q2 2026 | Jul 29, 2026 |
| Echo45 Advisors LLC | History | Added to | 344,192 | 4,973 | 2.57% | 2.55% | 14 | +22,661 | 7.05% | Q2 2026 | Jul 13, 2026 |
| GWN SECURITIES INC. | History | Added to | 287,577 | 4,155 | 0.69% | 0.67% | 15 | +39,862 | 16.09% | Q2 2026 | Aug 05, 2026 |
| World Investment Advisors | History | Reduced | 259,061 | 3,743 | 0.06% | 0.06% | 16 | -23,639 | -8.36% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 255,482 | 3,692 | 0.01% | 0.01% | 17 | +73,356 | 40.28% | Q2 2026 | Jul 27, 2026 |
| Copley Financial Group, Inc. | History | Added to | 245,634 | 3,549 | 2.15% | 1.86% | 18 | +26,130 | 11.9% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | Reduced | 240,604 | 3,476 | 0.0% | 0.0% | 19 | -25,071 | -9.44% | Q2 2026 | Aug 12, 2026 |
| Global Retirement Partners, LLC | History | New | 217,126 | 3,137 | 0.05% | — | 20 | +217,126 | New | Q2 2026 | Aug 06, 2026 |
| Tactive Advisors, LLC | History | Added to | 207,434 | 2,997 | 0.74% | 0.81% | 21 | +2,211 | 1.08% | Q2 2026 | Jul 08, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 182,142 | 2,631 | 0.1% | 0.11% | 22 | +18,958 | 11.62% | Q2 2026 | Jul 24, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 179,870 | 2,599 | 0.07% | 0.06% | 23 | +35,514 | 24.6% | Q2 2026 | Jul 07, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 168,750 | 2,438 | 0.08% | 0.09% | 24 | +2,644 | 1.59% | Q2 2026 | Jul 31, 2026 |
| Sonoma Allocations LLC | History | Added to | 161,272 | 2,334 | 0.73% | 0.55% | 25 | +47,738 | 42.05% | Q2 2026 | Jul 08, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 160,679 | 2,321 | 0.04% | 0.05% | 26 | -8,765 | -5.17% | Q2 2026 | Jul 15, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Reduced | 126,949 | 1,834 | 0.11% | 0.13% | 27 | -414 | -0.33% | Q2 2026 | Aug 07, 2026 |
| GeoWealth Management, LLC | History | Added to | 115,075 | 1,662 | 0.05% | 0.05% | 28 | +23,272 | 25.35% | Q2 2026 | Jul 30, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 112,624 | 1,627 | 0.04% | 0.03% | 29 | +9,080 | 8.77% | Q2 2026 | Aug 13, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 84,689 | 1,223 | 0.66% | 0.91% | 30 | +3,821 | 4.72% | Q2 2026 | Aug 13, 2026 |
| United Advisor Group, LLC | History | Added to | 82,863 | 1,197 | 0.13% | 0.12% | 31 | +13,870 | 20.1% | Q2 2026 | Jul 29, 2026 |
| CFS Investment Advisory Services, LLC | History | Added to | 79,806 | 1,157 | 0.08% | 0.08% | 32 | +291 | 0.37% | Q2 2026 | Jul 16, 2026 |
| Tortuga Wealth Management, Inc | History | Added to | 79,634 | 1,150 | 0.87% | 0.97% | 33 | +6,266 | 8.54% | Q2 2026 | Jul 30, 2026 |
| Astoria Portfolio Advisors LLC. | History | Added to | 74,790 | 1,080 | 0.18% | 0.22% | 34 | +1,111 | 1.51% | Q2 2026 | Jul 28, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 73,927 | 1,068 | 0.0% | 0.0% | 35 | +44,274 | 149.31% | Q2 2026 | Aug 14, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 73,166 | 1,057 | 0.04% | 0.05% | 36 | -1,053 | -1.42% | Q2 2026 | Aug 14, 2026 |
| Mutual Advisors, LLC | History | Added to | 69,475 | 1,003 | 0.02% | 0.02% | 37 | +11,713 | 20.28% | Q2 2026 | Aug 14, 2026 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Added to | 69,226 | 1,000 | 0.01% | 0.01% | 38 | +34,110 | 97.14% | Q2 2026 | Aug 13, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | Added to | 53,377 | 771 | 0.08% | 0.07% | 39 | +15,336 | 40.31% | Q2 2026 | Jul 28, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 52,512 | 758 | 0.0% | 0.0% | 40 | +2,219 | 4.41% | Q2 2026 | Sep 23, 2026 |
| Gibbs Wealth Management | History | No change | 34,844 | 490 | 0.06% | 0.06% | 41 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Added to | 31,612 | 456 | 0.02% | 0.02% | 42 | +2,100 | 7.12% | Q2 2026 | Aug 04, 2026 |
| PFG Advisors | History | Added to | 29,537 | 426 | 0.02% | 0.02% | 43 | +2,038 | 7.41% | Q2 2026 | Jul 16, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 29,520 | 426 | 0.02% | 0.02% | 44 | +244 | 0.83% | Q2 2026 | Jul 27, 2026 |
| CITADEL ADVISORS LLC | History | New | 28,059 | 405 | 0.0% | — | 45 | +28,059 | New | Q2 2026 | Sep 02, 2026 |
| Koshinski Asset Management, Inc. | History | Added to | 27,584 | 398 | 0.02% | 0.02% | 46 | +1,612 | 6.21% | Q2 2026 | Jul 27, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 24,565 | 354 | 0.04% | 0.03% | 47 | +6,637 | 37.02% | Q2 2026 | Jul 31, 2026 |
| Mission Financial Group, LLC | History | New | 21,385 | 309 | 0.26% | — | 48 | +21,385 | New | Q2 2026 | Aug 12, 2026 |
| Signal Advisors Wealth, LLC | History | New | 20,336 | 293 | 0.01% | — | 49 | +20,336 | New | Q2 2026 | Aug 04, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 20,125 | 290 | 0.0% | 0.0% | 50 | -410 | -2.0% | Q2 2026 | Jul 28, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 19,700 | 284 | 0.0% | 0.0% | 51 | -1,728 | -8.06% | Q2 2026 | Aug 12, 2026 |
| Balefire, LLC | History | Reduced | 17,073 | 246 | 0.04% | 0.05% | 52 | -1,490 | -8.03% | Q2 2026 | Jul 07, 2026 |
| Triad Wealth Partners, LLC | History | New | 15,766 | 229 | 0.01% | — | 53 | +15,766 | New | Q2 2026 | Aug 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 14,848 | 214 | 0.0% | — | 54 | +14,848 | New | Q2 2026 | Aug 14, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 10,976 | 158 | 0.0% | — | 55 | +10,976 | New | Q2 2026 | Aug 14, 2026 |
| PACIFIC FINANCIAL GROUP INC | History | New | 10,742 | 155 | 0.07% | — | 56 | +10,742 | New | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | New | 10,258 | 148 | 0.0% | — | 57 | +10,258 | New | Q2 2026 | Aug 14, 2026 |
| AE Wealth Management LLC | History | Added to | 10,015 | 144 | 0.0% | 0.0% | 58 | +810 | 8.8% | Q2 2026 | Aug 03, 2026 |
| Synergy Investment Management, LLC | History | Reduced | 8,060 | 116 | 0.03% | 0.04% | 59 | -31 | -0.38% | Q2 2026 | Aug 14, 2026 |
| ASSETMARK, INC | History | Added to | 3,896 | 56 | 0.0% | 0.0% | 60 | +3,239 | 493.0% | Q2 2026 | Jul 30, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,488 | 35 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 987 | 14 | 0.0% | 0.0% | 62 | -287 | -22.53% | Q2 2026 | Jul 06, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,038 | 14 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Ameritas Advisory Services, LLC | History | New | 558 | 8 | 0.0% | — | 64 | +558 | New | Q2 2026 | Aug 14, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 435 | 6 | 0.0% | 0.0% | 65 | -435 | -50.0% | Q2 2026 | Jul 24, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 325 | 4 | 0.0% | 0.0% | 66 | -10,496 | -97.0% | Q2 2026 | Aug 12, 2026 |
| Fortis Group Advisors, LLC | History | No change | 74 | 1 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -187,588 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Sigma Planning Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -54,349 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Richmond Investment Services, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -23,322 | -100.0% | Q2 2026 | Jul 27, 2026 |
| MONEYWISE, INC. | History | Closed out | 0 | 0 | — | 0.1% | — | -16,107 | -100.0% | Q2 2026 | Jul 21, 2026 |
| Strategic Equity Management | History | Closed out | 0 | 0 | — | 0.08% | — | -16,107 | -100.0% | Q2 2026 | Aug 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,425 | -100.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -2,660 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,884 | -100.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -525 | -100.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -162 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -57 | -100.0% | Q2 2026 | Jul 29, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 54 | 0 | — | — | — | +54 | New | Q2 2026 | Aug 14, 2026 |
| Vision Retirement, LLC | History | Closed out | 0 | 0 | — | — | — | -53 | -100.0% | Q2 2026 | Jul 21, 2026 |
| MORGAN STANLEY | History | New | 41 | 0 | — | — | — | +41 | New | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 50 | 0 | — | 0.0% | — | -29 | -36.71% | Q2 2026 | Jul 20, 2026 |
| Buck Wealth Strategies, LLC | History | New | 26 | 0 | — | — | — | +26 | New | Q2 2026 | Jul 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |