FIRST TRUST EXCHANGE-TRADED FUND IV - CAAA
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 8 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STAR Financial Bank | History | Added to | 441,039 | 9,041 | 4.62% | 4.2% | 1 | +94,432 | 27.24% | Q4 2025 | Feb 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 296,939 | 6,087 | 0.1% | 0.1% | 2 | +1,941 | 0.66% | Q4 2025 | Feb 09, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 75,608 | 1,549 | 0.02% | 0.02% | 3 | +14,619 | 23.97% | Q4 2025 | Jan 23, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 67,790 | 1,389 | 0.0% | 0.0% | 4 | -4,210 | -5.85% | Q4 2025 | Feb 13, 2026 |
| Integrated Advisors Network LLC | History | Reduced | 67,470 | 1,383 | 0.06% | 0.12% | 5 | -75,818 | -52.91% | Q4 2025 | Feb 17, 2026 |
| Platform Technology Partners | History | Added to | 59,570 | 1,221 | 0.26% | 0.25% | 6 | +9,410 | 18.76% | Q4 2025 | Feb 13, 2026 |
| FLOW TRADERS U.S. LLC | History | Added to | 39,108 | 802 | 0.03% | 0.01% | 7 | +23,108 | 144.43% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 35,618 | 730 | 0.0% | 0.0% | 8 | -10,805 | -23.28% | Q4 2025 | Mar 25, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | History | Reduced | 30,393 | 623 | 0.08% | 0.1% | 9 | -3,315 | -9.83% | Q4 2025 | Jan 09, 2026 |
| Belpointe Asset Management LLC | History | Added to | 21,770 | 446 | 0.02% | 0.02% | 10 | +310 | 1.44% | Q4 2025 | Jan 27, 2026 |
| Fearless Solutions, LLC dba Best Invest | History | New | 10,495 | 215 | 0.13% | — | 11 | +10,495 | New | Q4 2025 | Jan 20, 2026 |
| Ashton Thomas Private Wealth, LLC | History | No change | 9,818 | 201 | 0.0% | 0.01% | 12 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 3,800 | 77 | 0.01% | — | 13 | +3,800 | New | Q4 2025 | Feb 03, 2026 |
| Geneos Wealth Management Inc. | History | No change | 3,000 | 61 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 2,962 | 60 | 0.0% | 0.0% | 15 | +1,962 | 196.2% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,234 | 25 | 0.0% | 0.0% | 16 | +266 | 27.48% | Q4 2025 | Feb 09, 2026 |
| Financial Network Wealth Advisors LLC | History | New | 1,087 | 22 | 0.02% | — | 17 | +1,087 | New | Q4 2025 | Feb 13, 2026 |
| Bank of Jackson Hole Trust | History | No change | 244 | 5 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Reduced | 139 | 2 | 0.0% | 0.0% | 19 | -4 | -2.8% | Q4 2025 | Jan 29, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,890 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,249 | -100.0% | Q3 2025 | Nov 14, 2025 |