FIRST TRUST EXCHANGE-TRADED FUND IV - CAAA
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ETF / Fund
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Company profile
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Quarter snapshot
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Q3 2026
· Q2 2026
Value (USD)
Total reported value ($000)
$32.1M
QoQ value delta ($000)
-$12K
(-0.04%)
Implied price effect (QoQ)
-0.26%
Shares
Total shares
1,585,022
QoQ shares delta
+3,502
(+0.22%)
Total shares held by funds (by quarter)
Shares (left)
Fund holders (right)
Market chart (CAAA)
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Top holders (Q3 2026)
Top 25 only
Full list
Partial Q3 2026 data: 3 holders have filed so far. Prior holders are carried forward until their next 13F confirms a change.
| Manager | Value ($000) | Shares | % of 13F |
|---|---|---|---|
| STAR Financial Bank | 12,723 | 626,482 | 5.18% |
| Prospera Financial Services Inc | 6,009 | 295,916 | 0.09% |
| Platform Technology Partners | 3,445 | 169,633 | 0.56% |
| COMMONWEALTH EQUITY SERVICES, LLC | 2,782 | 137,011 | 0.0% |
| Farther Finance Advisors, LLC | 1,742 | 88,382 | 0.01% |
| FIRST TRUST ADVISORS LP | 1,376 | 67,790 | 0.0% |
| Kestra Advisory Services, LLC | 1,108 | 54,601 | 0.0% |
| INSPIRION WEALTH ADVISORS, LLC | 522 | 26,509 | 0.06% |
| Belpointe Asset Management LLC | 502 | 24,765 | 0.02% |
| Fearless Solutions, LLC dba Best Invest | 489 | 24,822 | 0.25% |
| JANE STREET GROUP, LLC | 302 | 14,884 | 0.0% |
| GOLDMAN SACHS GROUP INC | 269 | 13,289 | 0.0% |
| United Advisor Group, LLC | 253 | 12,480 | 0.03% |
| Ashton Thomas Private Wealth, LLC | 224 | 11,042 | 0.0% |
| OSAIC HOLDINGS, INC. | 124 | 6,122 | 0.0% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 76 | 3,750 | 0.0% |
| Financial Network Wealth Advisors LLC | 67 | 3,312 | 0.07% |
| Geneos Wealth Management Inc. | 60 | 3,000 | 0.0% |
| HARBOUR INVESTMENTS, INC. | 19 | 968 | 0.0% |
| UBS Group AG | 4 | 215 | 0.0% |
| Rossby Financial, LCC | 0 | 49 | 0.0% |