CAPRICOR THERAPEUTICS, INC. - CAPR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | Reduced | 2,850,978 | 82,279 | 0.0% | 0.0% | 1 | -19,194 | -0.67% | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 2,689,007 | 77,604 | 0.01% | 0.0% | 2 | +823,030 | 44.11% | Q4 2025 | Feb 17, 2026 |
| VANGUARD GROUP INC | History | Added to | 2,561,880 | 73,935 | 0.0% | 0.0% | 3 | +355,161 | 16.09% | Q4 2025 | Jan 29, 2026 |
| Point72 Asset Management, L.P. | History | Added to | 1,893,276 | 54,639 | 0.06% | 0.0% | 4 | +1,774,685 | 1496.48% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 1,868,796 | 53,933 | 0.01% | 0.0% | 5 | +219,774 | 13.33% | Q4 2025 | Feb 17, 2026 |
| SUVRETTA CAPITAL MANAGEMENT, LLC | History | New | 1,785,610 | 51,532 | 1.06% | — | 6 | +1,785,610 | New | Q4 2025 | Feb 17, 2026 |
| TANG CAPITAL MANAGEMENT LLC | History | New | 1,700,000 | 49,062 | 2.42% | — | 7 | +1,700,000 | New | Q4 2025 | Feb 17, 2026 |
| RA CAPITAL MANAGEMENT, L.P. | History | New | 1,507,844 | 43,516 | 0.45% | — | 8 | +1,507,844 | New | Q4 2025 | Feb 17, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,017,332 | 29,367 | 0.0% | 0.0% | 9 | +55,766 | 5.8% | Q4 2025 | Feb 09, 2026 |
| FMR LLC | History | Added to | 922,634 | 26,627 | 0.0% | 0.0% | 10 | +898,944 | 3794.61% | Q4 2025 | Feb 17, 2026 |
| J. Goldman & Co LP | History | Added to | 873,276 | 25,202 | 0.66% | 0.11% | 11 | +256,295 | 41.54% | Q4 2025 | Feb 17, 2026 |
| Caption Management, LLC | History | Reduced | 846,800 | 24,438 | 0.17% | 0.05% | 12 | -59,300 | -6.54% | Q4 2025 | Feb 17, 2026 |
| STATE STREET CORP | History | Added to | 829,521 | 23,939 | 0.0% | 0.0% | 13 | +28,177 | 3.52% | Q4 2025 | Feb 13, 2026 |
| Darwin Global Management, Ltd. | History | New | 800,000 | 23,168 | 0.47% | — | 14 | +800,000 | New | Q4 2025 | Feb 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 682,344 | 19,692 | 0.01% | 0.0% | 15 | +279,385 | 69.33% | Q4 2025 | Feb 17, 2026 |
| DIADEMA PARTNERS LP | History | Added to | 670,375 | 19,347 | 3.33% | 0.55% | 16 | +370,375 | 123.46% | Q4 2025 | Feb 17, 2026 |
| Soleus Capital Management, L.P. | History | New | 646,390 | 18,654 | 0.69% | — | 17 | +646,390 | New | Q4 2025 | Feb 12, 2026 |
| MORGAN STANLEY | History | Added to | 585,840 | 16,907 | 0.0% | 0.0% | 18 | +34,146 | 6.19% | Q4 2025 | Feb 13, 2026 |
| Ikarian Capital, LLC | History | Added to | 578,015 | 16,681 | 1.3% | 0.34% | 19 | +113,373 | 24.4% | Q4 2025 | Feb 18, 2026 |
| LMR Partners LLP | History | Reduced | 526,900 | 15,206 | 0.03% | 0.02% | 20 | -94,900 | -15.26% | Q4 2025 | Feb 17, 2026 |
| BARCLAYS PLC | History | Added to | 448,272 | 12,937 | 0.0% | 0.0% | 21 | +309,079 | 222.05% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 447,983 | 12,928 | 0.0% | 0.0% | 22 | +272,341 | 155.05% | Q4 2025 | Mar 25, 2026 |
| DG Capital Management, LLC | History | Reduced | 413,963 | 11,946 | 5.24% | 1.18% | 23 | -56,370 | -11.99% | Q4 2025 | Feb 13, 2026 |
| SB Capital Management Inc | History | New | 400,001 | 11,544 | 4.23% | — | 24 | +400,001 | New | Q4 2025 | Feb 20, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 369,134 | 10,653 | 0.0% | 0.0% | 25 | +179,335 | 94.49% | Q4 2025 | Feb 11, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | New | 352,998 | 10,187 | 0.01% | — | 26 | +352,998 | New | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 350,641 | 10,119 | 0.0% | 0.0% | 27 | -1,880 | -0.53% | Q4 2025 | Feb 17, 2026 |
| Boxer Capital Management, LLC | History | New | 325,000 | 9,379 | 2.05% | — | 28 | +325,000 | New | Q4 2025 | Feb 17, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 315,000 | 9,090 | 0.0% | 0.0% | 29 | +234,055 | 289.15% | Q4 2025 | Feb 17, 2026 |
| RTW INVESTMENTS, LP | History | New | 250,000 | 7,215 | 0.07% | — | 30 | +250,000 | New | Q4 2025 | Feb 17, 2026 |
| Quinn Opportunity Partners LLC | History | Added to | 242,883 | 7,009 | 0.3% | 0.07% | 31 | +114,545 | 89.25% | Q4 2025 | Feb 13, 2026 |
| PERCEPTIVE ADVISORS LLC | History | New | 242,100 | 6,987 | 0.12% | — | 32 | +242,100 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 238,216 | 6,874 | 0.0% | 0.0% | 33 | +113,499 | 91.01% | Q4 2025 | Jan 29, 2026 |
| Palo Alto Investors LP | History | New | 226,304 | 6,531 | 0.91% | — | 34 | +226,304 | New | Q4 2025 | Feb 17, 2026 |
| Woodline Partners LP | History | Added to | 219,086 | 6,322 | 0.02% | 0.0% | 35 | +208,969 | 2065.52% | Q4 2025 | Feb 17, 2026 |
| MOODY ALDRICH PARTNERS LLC | History | New | 208,755 | 6,024 | 1.12% | — | 36 | +208,755 | New | Q4 2025 | Jan 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 195,390 | 5,638 | 0.0% | 0.0% | 37 | +4,098 | 2.14% | Q4 2025 | Feb 18, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Added to | 190,730 | 5,504 | 0.08% | 0.02% | 38 | +22,193 | 13.17% | Q4 2025 | Feb 17, 2026 |
| HBK Sorce Advisory LLC | History | Added to | 203,705 | 5,035 | 0.12% | 0.03% | 39 | +33,128 | 19.42% | Q4 2025 | Feb 09, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 143,500 | 4,141 | 0.0% | 0.0% | 40 | -254,200 | -63.92% | Q4 2025 | Feb 17, 2026 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | New | 130,000 | 3,751 | 0.01% | — | 41 | +130,000 | New | Q4 2025 | Feb 17, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Reduced | 128,270 | 3,701 | 0.0% | 0.0% | 42 | -4,045 | -3.06% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | New | 125,169 | 3,612 | 0.0% | — | 43 | +125,169 | New | Q4 2025 | Feb 17, 2026 |
| MARSHALL WACE, LLP | History | Added to | 121,912 | 3,518 | 0.0% | 0.0% | 44 | +22,799 | 23.0% | Q4 2025 | Feb 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 119,352 | 3,444 | 0.0% | 0.0% | 45 | -933 | -0.78% | Q4 2025 | Feb 13, 2026 |
| Bank of New York Mellon Corp | History | Added to | 118,364 | 3,415 | 0.0% | 0.0% | 46 | +23,694 | 25.03% | Q4 2025 | Feb 10, 2026 |
| SEVEN GRAND MANAGERS, LLC | History | New | 100,000 | 2,886 | 0.22% | — | 47 | +100,000 | New | Q4 2025 | Feb 10, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 99,400 | 2,868 | 0.0% | 0.0% | 48 | -226,945 | -69.54% | Q4 2025 | Feb 12, 2026 |
| SUPERSTRING CAPITAL MANAGEMENT LP | History | New | 96,334 | 2,780 | 1.49% | — | 49 | +96,334 | New | Q4 2025 | Feb 17, 2026 |
| Nuveen, LLC | History | Added to | 90,951 | 2,624 | 0.0% | 0.0% | 50 | +1,878 | 2.11% | Q4 2025 | Feb 12, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 80,813 | 2,332 | 0.03% | 0.01% | 51 | -54,600 | -40.32% | Q4 2025 | Feb 02, 2026 |
| FRED ALGER MANAGEMENT, LLC | History | New | 80,793 | 2,331 | 0.01% | — | 52 | +80,793 | New | Q4 2025 | Feb 17, 2026 |
| Black Diamond Financial, LLC | History | Reduced | 79,077 | 2,282 | 0.24% | 0.22% | 53 | -198,660 | -71.53% | Q4 2025 | Feb 03, 2026 |
| Anson Funds Management LP | History | New | 68,018 | 1,962 | 0.18% | — | 54 | +68,018 | New | Q4 2025 | Feb 17, 2026 |
| SIMPLEX TRADING, LLC | History | New | 55,707 | 1,607 | 0.0% | — | 55 | +55,707 | New | Q4 2025 | Feb 11, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 54,773 | 1,580 | 0.0% | 0.0% | 56 | -301,023 | -84.61% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 53,819 | 1,553 | 0.0% | 0.0% | 57 | +11,054 | 25.85% | Q4 2025 | Feb 17, 2026 |
| Persistent Asset Partners Ltd | History | New | 51,481 | 1,485 | 0.67% | — | 58 | +51,481 | New | Q4 2025 | Feb 17, 2026 |
| Jump Financial, LLC | History | New | 49,500 | 1,428 | 0.02% | — | 59 | +49,500 | New | Q4 2025 | Feb 17, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 46,977 | 1,355 | 0.0% | 0.0% | 60 | -3,902 | -7.67% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 46,601 | 1,344 | 0.0% | 0.0% | 61 | +3,900 | 9.13% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 45,604 | 1,316 | 0.0% | 0.0% | 62 | +5,610 | 14.03% | Q4 2025 | Feb 13, 2026 |
| FARALLON CAPITAL MANAGEMENT LLC | History | No change | 41,000 | 1,183 | 0.01% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 39,881 | 1,150 | 0.0% | 0.0% | 64 | +6,722 | 20.27% | Q4 2025 | Feb 17, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 38,830 | 1,120 | 0.0% | 0.0% | 65 | -39,890 | -50.67% | Q4 2025 | Feb 17, 2026 |
| Creek Drive Management Group LLC | History | New | 36,000 | 1,038 | 11.58% | — | 66 | +36,000 | New | Q4 2025 | Mar 24, 2026 |
| GLENMEDE TRUST CO NA | History | New | 32,090 | 926 | 0.0% | — | 67 | +32,090 | New | Q4 2025 | Feb 17, 2026 |
| AlphaQuest LLC | History | Added to | 30,056 | 867 | 0.05% | 0.01% | 68 | +31 | 0.1% | Q4 2025 | Feb 09, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 28,732 | 829 | 0.0% | 0.0% | 69 | +3,643 | 14.52% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 27,404 | 790 | 0.0% | 0.0% | 70 | +13,662 | 99.42% | Q4 2025 | Feb 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 26,288 | 758 | 0.0% | 0.0% | 71 | -4,572 | -14.82% | Q4 2025 | Feb 12, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 23,152 | 669 | 0.0% | 0.0% | 72 | +2,578 | 12.53% | Q4 2025 | Feb 17, 2026 |
| MetLife Investment Management, LLC | History | Added to | 21,976 | 634 | 0.0% | 0.0% | 73 | +7,740 | 54.37% | Q4 2025 | Feb 12, 2026 |
| Jain Global LLC | History | New | 21,700 | 626 | 0.0% | — | 74 | +21,700 | New | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Added to | 21,450 | 619 | 0.0% | 0.0% | 75 | +7,841 | 57.62% | Q4 2025 | Feb 13, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | New | 20,100 | 579 | 0.0% | — | 76 | +20,100 | New | Q4 2025 | Feb 10, 2026 |
| FORA Capital, LLC | History | New | 19,969 | 576 | 0.07% | — | 77 | +19,969 | New | Q4 2025 | Feb 13, 2026 |
| STEMPOINT CAPITAL LP | History | New | 17,853 | 515 | 0.09% | — | 79 | +17,853 | New | Q4 2025 | Feb 17, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 17,863 | 515 | 0.0% | 0.0% | 78 | -82 | -0.46% | Q4 2025 | Feb 17, 2026 |
| Creative Planning | History | New | 15,232 | 439 | 0.0% | — | 80 | +15,232 | New | Q4 2025 | Feb 17, 2026 |
| Entropy Technologies, LP | History | New | 14,170 | 408 | 0.02% | — | 81 | +14,170 | New | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Reduced | 13,621 | 393 | 0.0% | 0.0% | 82 | -34 | -0.25% | Q4 2025 | Feb 19, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | New | 13,295 | 383 | 0.01% | — | 83 | +13,295 | New | Q4 2025 | Feb 17, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 13,000 | 375 | 0.0% | 0.0% | 84 | +7,200 | 124.14% | Q4 2025 | Feb 12, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Reduced | 12,755 | 368 | 0.0% | 0.0% | 85 | -58,800 | -82.17% | Q4 2025 | Feb 17, 2026 |
| US BANCORP \DE\ | History | Added to | 12,630 | 364 | 0.0% | 0.0% | 86 | +5,168 | 69.26% | Q4 2025 | Jan 30, 2026 |
| SEI INVESTMENTS CO | History | New | 12,610 | 363 | 0.0% | — | 87 | +12,610 | New | Q4 2025 | Feb 13, 2026 |
| Quantinno Capital Management LP | History | New | 12,389 | 357 | 0.0% | — | 88 | +12,389 | New | Q4 2025 | Feb 17, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 11,606 | 334 | 0.0% | — | 89 | +11,606 | New | Q4 2025 | Feb 13, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 11,349 | 327 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | New | 10,600 | 305 | 0.0% | — | 91 | +10,600 | New | Q4 2025 | Feb 17, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 10,224 | 295 | 0.08% | 0.02% | 92 | +2,061 | 25.25% | Q4 2025 | Feb 17, 2026 |
| NOMURA HOLDINGS INC | History | Reduced | 9,876 | 285 | 0.0% | 0.0% | 93 | -4,308 | -30.37% | Q4 2025 | Feb 17, 2026 |
| ELLERSON GROUP INC /ADV | History | Reduced | 9,690 | 279 | 0.19% | 0.08% | 94 | -7,410 | -43.33% | Q4 2025 | Feb 09, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 8,596 | 248 | 0.0% | 0.0% | 95 | -3,765 | -30.46% | Q4 2025 | Feb 17, 2026 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | New | 8,457 | 244 | 0.17% | — | 96 | +8,457 | New | Q4 2025 | Feb 05, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 8,294 | 239 | 0.0% | 0.0% | 97 | -19,027 | -69.64% | Q4 2025 | Feb 10, 2026 |
| Orion Porfolio Solutions, LLC | History | New | 8,266 | 238 | 0.0% | — | 98 | +8,266 | New | Q4 2025 | Feb 12, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | Reduced | 7,391 | 213 | 0.0% | 0.0% | 99 | -27,063 | -78.55% | Q4 2025 | Feb 12, 2026 |
| Cetera Investment Advisers | History | Reduced | 7,193 | 207 | 0.0% | 0.0% | 100 | -3,393 | -32.05% | Q4 2025 | Feb 17, 2026 |
| ProShare Advisors LLC | History | New | 7,033 | 202 | 0.0% | — | 101 | +7,033 | New | Q4 2025 | Feb 06, 2026 |
| ROYAL BANK OF CANADA | History | New | 5,040 | 146 | 0.0% | — | 102 | +5,040 | New | Q4 2025 | Feb 17, 2026 |
| Parkside Financial Bank & Trust | History | Added to | 5,020 | 144 | 0.01% | 0.0% | 103 | +20 | 0.4% | Q4 2025 | Feb 13, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 4,640 | 133 | 0.0% | 0.0% | 104 | -426 | -8.41% | Q4 2025 | Feb 17, 2026 |
| State of Wyoming | History | Added to | 4,429 | 127 | 0.01% | 0.0% | 105 | +1,913 | 76.03% | Q4 2025 | Feb 11, 2026 |
| Legal & General Group Plc | History | Reduced | 3,969 | 114 | 0.0% | 0.0% | 106 | -341 | -7.91% | Q4 2025 | Feb 09, 2026 |
| Allworth Financial LP | History | New | 3,329 | 96 | 0.0% | — | 107 | +3,329 | New | Q4 2025 | Feb 05, 2026 |
| Ameritas Investment Partners, Inc. | History | Reduced | 3,247 | 93 | 0.0% | 0.0% | 108 | -585 | -15.27% | Q4 2025 | Feb 11, 2026 |
| CITIGROUP INC | History | Reduced | 2,859 | 82 | 0.0% | 0.0% | 109 | -4,061 | -58.68% | Q4 2025 | Feb 13, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 2,370 | 68 | 0.0% | 0.0% | 110 | -27 | -1.13% | Q4 2025 | Feb 17, 2026 |
| GoalVest Advisory LLC | History | New | 2,050 | 59 | 0.01% | — | 111 | +2,050 | New | Q4 2025 | Jan 05, 2026 |
| Activest Wealth Management | History | Reduced | 2,000 | 57 | 0.01% | 0.01% | 112 | -3,000 | -60.0% | Q4 2025 | Jan 30, 2026 |
| ACT CAPITAL MANAGEMENT, LLC | History | New | 1,500 | 43 | 0.03% | — | 113 | +1,500 | New | Q4 2025 | Feb 17, 2026 |
| AMALGAMATED BANK | History | Reduced | 1,209 | 35 | 0.0% | 0.0% | 114 | -55 | -4.35% | Q4 2025 | Feb 05, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 1,127 | 32 | 0.0% | 0.0% | 115 | -3,126 | -73.5% | Q4 2025 | Feb 17, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 856 | 24 | 0.0% | 0.0% | 116 | -250 | -22.6% | Q4 2025 | Feb 12, 2026 |
| Harel Insurance Investments & Financial Services Ltd. | History | No change | 689 | 20 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Aster Capital Management (DIFC) Ltd | History | New | 526 | 15 | 0.01% | — | 118 | +526 | New | Q4 2025 | Feb 17, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 424 | 12 | 0.0% | 0.0% | 119 | -29 | -6.4% | Q4 2025 | Jan 15, 2026 |
| MAI Capital Management | History | Reduced | 352 | 10 | 0.0% | 0.0% | 120 | -3,680 | -91.27% | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Added to | 305 | 9 | 0.0% | 0.0% | 121 | +20 | 7.02% | Q4 2025 | Jan 26, 2026 |
| Optiver Holding B.V. | History | Reduced | 301 | 8 | 0.0% | 0.0% | 122 | -37 | -10.95% | Q4 2025 | Feb 17, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 252 | 7 | 0.0% | — | 123 | +252 | New | Q4 2025 | Feb 13, 2026 |
| Parallel Advisors, LLC | History | New | 247 | 7 | 0.0% | — | 125 | +247 | New | Q4 2025 | Feb 11, 2026 |
| Sterling Capital Management LLC | History | Added to | 261 | 7 | 0.0% | — | 124 | +168 | 180.65% | Q4 2025 | Feb 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 189 | 5 | 0.0% | — | 126 | +109 | 136.25% | Q4 2025 | Feb 17, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 134 | 3 | 0.0% | — | 127 | +67 | 100.0% | Q4 2025 | Feb 03, 2026 |
| DV EQUITIES, LLC | History | New | 100 | 2 | 0.0% | — | 130 | +100 | New | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 93 | 2 | 0.0% | — | 128 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| Scarborough Advisors, LLC | History | No change | 70 | 2 | 0.0% | — | 129 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 39 | 1 | 0.0% | 0.0% | 131 | -3,846 | -99.0% | Q4 2025 | Jan 23, 2026 |
| GAMMA Investing LLC | History | Reduced | 53 | 1 | 0.0% | — | 132 | -42 | -44.21% | Q4 2025 | Jan 05, 2026 |
| Pier Capital, LLC | History | Closed out | 0 | 0 | — | 0.56% | — | -496,554 | -100.0% | Q3 2025 | Nov 13, 2025 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.13% | — | -215,675 | -100.0% | Q3 2025 | Nov 07, 2025 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -94,420 | -100.0% | Q3 2025 | Nov 13, 2025 |
| GREAT POINT PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -87,700 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TWO SIGMA ADVISERS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -74,200 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,000 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Voleon Capital Management LP | History | Closed out | 0 | 0 | — | 0.01% | — | -43,147 | -100.0% | Q3 2025 | Nov 14, 2025 |
| First Financial Bank - Trust Division | History | Closed out | 0 | 0 | — | 0.02% | — | -28,089 | -100.0% | Q3 2025 | Oct 01, 2025 |
| Krilogy Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,800 | -100.0% | Q3 2025 | Nov 06, 2025 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,112 | -100.0% | Q3 2025 | Nov 05, 2025 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,063 | -100.0% | Q3 2025 | Nov 12, 2025 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,700 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Brevan Howard Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -17,045 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SIG BROKERAGE, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Magnus Financial Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,000 | -100.0% | Q3 2025 | Oct 28, 2025 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -14,442 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Regal Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,811 | -100.0% | Q3 2025 | Nov 13, 2025 |
| PVG ASSET MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.33% | — | -12,562 | -100.0% | Q3 2025 | Dec 31, 2025 |
| Legacy Capital Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,000 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Coastal Bridge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,894 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,054 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q3 2025 | Dec 15, 2025 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 21 | 0 | — | 0.0% | — | -217 | -91.18% | Q4 2025 | Feb 06, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -182 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SageView Advisory Group, LLC | History | New | 20 | 0 | — | — | — | +20 | New | Q4 2025 | Feb 17, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | New | 18 | 0 | — | — | — | +18 | New | Q4 2025 | Feb 10, 2026 |
| Bare Financial Services, Inc | History | New | 17 | 0 | — | — | — | +17 | New | Q4 2025 | Feb 06, 2026 |
| WOLFF WIESE MAGANA LLC | History | New | 6 | 0 | — | — | — | +6 | New | Q4 2025 | Jan 14, 2026 |
| New Millennium Group LLC | History | Reduced | 11 | 0 | — | — | — | -5 | -31.25% | Q4 2025 | Feb 06, 2026 |