CAPRICOR THERAPEUTICS, INC. - CAPR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | No change | 4,145,061 | 99,813 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| TANG CAPITAL MANAGEMENT LLC | History | No change | 4,099,900 | 98,725 | 4.48% | 4.48% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MONTANOVA CAPITAL, LLC | History | No change | 4,092,784 | 98,554 | 1.8% | 1.8% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STATE STREET CORP | History | No change | 3,397,150 | 81,803 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 2,297,674 | 55,327 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 1,602,162 | 38,580 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 1,578,131 | 38,001 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 1,546,044 | 37,228 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| RA CAPITAL MANAGEMENT, L.P. | History | No change | 1,507,844 | 36,308 | 0.32% | 0.32% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PERCEPTIVE ADVISORS LLC | History | No change | 1,500,000 | 36,120 | 0.54% | 0.54% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Boxer Capital Management, LLC | History | No change | 1,395,156 | 33,595 | 2.53% | 2.53% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 1,372,286 | 33,049 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FMR LLC | History | No change | 1,137,730 | 27,396 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ikarian Capital, LLC | History | No change | 954,215 | 22,977 | 2.48% | 2.48% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DIADEMA PARTNERS LP | History | No change | 863,700 | 20,797 | 2.63% | 2.63% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 802,732 | 19,329 | 0.02% | 0.02% | 16 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Soleus Capital Management, L.P. | History | No change | 761,737 | 18,342 | 0.63% | 0.63% | 17 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Caption Management, LLC | History | No change | 714,100 | 17,195 | 0.08% | 0.08% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 684,515 | 16,483 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 636,087 | 15,316 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 619,661 | 14,921 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DG Capital Management, LLC | History | No change | 611,595 | 14,727 | 3.1% | 3.1% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NORTHERN TRUST CORP | History | No change | 503,532 | 12,125 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | No change | 486,836 | 11,723 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| J. Goldman & Co LP | History | No change | 463,321 | 11,156 | 0.29% | 0.29% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 438,746 | 10,565 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Jones Hill Capital LP | History | No change | 420,751 | 10,131 | 2.15% | 2.15% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 402,226 | 9,685 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 372,539 | 8,970 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 362,501 | 8,685 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | No change | 298,862 | 7,196 | 0.09% | 0.09% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GROUP ONE TRADING LLC | History | No change | 272,609 | 6,564 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 251,235 | 6,049 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RTW INVESTMENTS, LP | History | No change | 250,000 | 6,020 | 0.05% | 0.05% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | No change | 236,612 | 5,697 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Palo Alto Investors LP | History | No change | 229,763 | 5,532 | 0.76% | 0.76% | 36 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Trexquant Investment LP | History | No change | 197,793 | 4,762 | 0.03% | 0.03% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 196,856 | 4,740 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 160,938 | 3,875 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Added to | 360,665 | 3,415 | 0.0% | 0.0% | 40 | +249,042 | 223.11% | Q3 2026 | Nov 04, 2026 |
| JANE STREET GROUP, LLC | History | No change | 140,500 | 3,383 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LMR Partners LLP | History | No change | 140,300 | 3,378 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Woodline Partners LP | History | No change | 138,773 | 3,341 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PFM Health Sciences, LP | History | No change | 122,221 | 2,943 | 0.25% | 0.25% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pier Capital, LLC | History | No change | 111,908 | 2,694 | 0.36% | 0.36% | 45 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | No change | 100,246 | 2,413 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MARSHALL WACE, LLP | History | No change | 98,185 | 2,364 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Point72 Asset Management, L.P. | History | No change | 94,723 | 2,280 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Swiss National Bank | History | No change | 92,900 | 2,237 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ADAR1 Capital Management, LLC | History | No change | 90,593 | 2,181 | 0.1% | 0.1% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 203,781 | 1,929 | 0.02% | 0.02% | 51 | +128,067 | 169.15% | Q3 2026 | Oct 26, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 74,430 | 1,792 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rock Springs Capital Management LP | History | No change | 74,448 | 1,792 | 0.09% | 0.09% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Longaeva Partners L.P. | History | No change | 74,046 | 1,783 | 0.04% | 0.04% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 57,300 | 1,741 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RHUMBLINE ADVISERS | History | No change | 67,881 | 1,634 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BARCLAYS PLC | History | No change | 67,440 | 1,623 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | No change | 66,888 | 1,610 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | Added to | 164,260 | 1,555 | 0.0% | 0.0% | 59 | +2,493 | 1.54% | Q3 2026 | Nov 05, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 63,475 | 1,528 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Rafferty Asset Management, LLC | History | No change | 60,373 | 1,453 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 60,010 | 1,445 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 57,579 | 1,386 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 53,188 | 1,280 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Persistent Asset Partners Ltd | History | No change | 2,187 | 1,102 | 0.33% | 0.33% | 65 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 44,748 | 1,078 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quinn Opportunity Partners LLC | History | No change | 44,698 | 1,076 | 0.05% | 0.05% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 43,568 | 1,049 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GLENMEDE TRUST CO NA | History | No change | 39,935 | 961 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Legal & General Group Plc | History | No change | 38,513 | 927 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HBK Sorce Advisory LLC | History | No change | 223,076 | 876 | 0.02% | 0.02% | 71 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| VANGUARD ASSET MANAGEMENT, Ltd | History | No change | 32,265 | 776 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 31,779 | 763 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MetLife Investment Management, LLC | History | No change | 31,380 | 755 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Black Diamond Financial, LLC | History | No change | 79,077 | 748 | 0.06% | 0.17% | 75 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| ALGERT GLOBAL LLC | History | No change | 30,610 | 737 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | No change | 29,552 | 711 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 29,058 | 699 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 28,552 | 687 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TWINBEECH CAPITAL LP | History | No change | 28,337 | 682 | 0.12% | 0.12% | 80 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 27,377 | 659 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 67,402 | 638 | 0.0% | 0.0% | 82 | +40,627 | 151.73% | Q3 2026 | Nov 02, 2026 |
| Aquatic Capital Management LLC | History | No change | 26,257 | 632 | 0.02% | 0.02% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PEAK6 LLC | History | No change | 25,000 | 602 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Anson Funds Management LP | History | No change | 25,000 | 602 | 0.04% | 0.04% | 85 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SEVEN GRAND MANAGERS, LLC | History | No change | 25,000 | 602 | 0.02% | 0.02% | 86 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Jump Financial, LLC | History | No change | 23,036 | 554 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FOX RUN MANAGEMENT, L.L.C. | History | No change | 22,666 | 545 | 0.09% | 0.09% | 88 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Jupiter Topco LLC | History | No change | 22,600 | 543 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | No change | 21,993 | 529 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 20,334 | 489 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Squarepoint Ops LLC | History | No change | 19,731 | 475 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Added to | 48,486 | 459 | 0.0% | 0.0% | 93 | +29,899 | 160.86% | Q3 2026 | Nov 02, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 18,900 | 455 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| SEI INVESTMENTS CO | History | No change | 17,385 | 418 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 17,114 | 412 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SIMPLEX TRADING, LLC | History | New | 42,344 | 400 | 0.0% | — | 97 | +42,344 | New | Q3 2026 | Nov 04, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 15,862 | 381 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 15,816 | 380 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quantinno Capital Management LP | History | No change | 14,841 | 357 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Birchview Capital, LP | History | No change | 14,352 | 345 | 0.16% | 0.16% | 101 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Russell Investments Group, Ltd. | History | No change | 14,290 | 344 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 14,021 | 337 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| nVerses Capital, LLC | History | No change | 13,951 | 335 | 0.52% | 0.52% | 104 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Vanguard Investments Australia, Ltd. | History | No change | 12,969 | 312 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 12,840 | 309 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 12,682 | 305 | 0.07% | 0.07% | 107 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 11,956 | 287 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 11,384 | 274 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| KLP KAPITALFORVALTNING AS | History | No change | 10,800 | 260 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PROFUND ADVISORS LLC | History | Reduced | 27,231 | 257 | 0.01% | 0.02% | 111 | -3,251 | -10.67% | Q3 2026 | Oct 28, 2026 |
| SG Americas Securities, LLC | History | No change | 10,604 | 255 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 10,579 | 254 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 10,432 | 251 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 26,310 | 249 | 0.01% | 0.0% | 115 | +23,495 | 834.64% | Q3 2026 | Oct 21, 2026 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | No change | 10,095 | 243 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| DLD Asset Management, LP | History | No change | 10,000 | 240 | 0.02% | 0.02% | 117 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 9,746 | 234 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | No change | 9,399 | 226 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arrowpoint Investment Partners (Singapore) Pte. Ltd. | History | No change | 9,342 | 224 | 0.05% | 0.05% | 120 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 9,239 | 222 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| DeepCurrents Investment Group LLC | History | No change | 9,045 | 217 | 0.01% | 0.01% | 122 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 22,754 | 215 | 0.02% | — | 124 | +22,754 | New | Q3 2026 | Oct 29, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 8,948 | 215 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRUDENTIAL FINANCIAL INC | History | No change | 8,760 | 210 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| E Fund Management Co., Ltd. | History | No change | 8,513 | 204 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| VestGen Advisors, LLC | History | New | 20,164 | 190 | 0.01% | — | 127 | +20,164 | New | Q3 2026 | Oct 27, 2026 |
| LANARK FINANCIAL, INC. | History | New | 16,000 | 151 | 0.01% | — | 128 | +16,000 | New | Q3 2026 | Oct 26, 2026 |
| State of New Jersey Common Pension Fund D | History | No change | 14,962 | 141 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| ROYAL BANK OF CANADA | History | No change | 5,494 | 132 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arizona State Retirement System | History | Added to | 13,053 | 123 | 0.0% | 0.0% | 131 | +285 | 2.23% | Q3 2026 | Nov 03, 2026 |
| STRS OHIO | History | New | 12,700 | 120 | 0.0% | — | 132 | +12,700 | New | Q3 2026 | Oct 30, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 4,881 | 117 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| US BANCORP \DE\ | History | Reduced | 7,909 | 74 | 0.0% | 0.0% | 134 | -6,326 | -44.44% | Q3 2026 | Nov 05, 2026 |
| Ensign Peak Advisors, Inc | History | No change | 3,100 | 74 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 2,853 | 68 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Activest Wealth Management | History | Added to | 4,000 | 37 | 0.01% | 0.01% | 137 | +2,000 | 100.0% | Q3 2026 | Oct 15, 2026 |
| Allworth Financial LP | History | No change | 1,095 | 26 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Pacer Advisors, Inc. | History | No change | 1,008 | 24 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 856 | 20 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GoalVest Advisory LLC | History | No change | 2,100 | 19 | 0.0% | 0.01% | 141 | 0 | 0.0% | Q3 2026 | Oct 02, 2026 |
| BNP Paribas Asset Management Holding S.A. | History | No change | 717 | 17 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sterling Capital Management LLC | History | Added to | 1,764 | 16 | 0.0% | 0.0% | 143 | +1,575 | 833.33% | Q3 2026 | Oct 22, 2026 |
| Nykredit A/S | History | No change | 645 | 15 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Quantbot Technologies LP | History | No change | 601 | 14 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SIGNATUREFD, LLC | History | Added to | 1,094 | 10 | 0.0% | 0.0% | 146 | +993 | 983.17% | Q3 2026 | Oct 23, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 416 | 10 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Larson Financial Group LLC | History | Added to | 979 | 9 | 0.0% | — | 149 | +938 | 2287.8% | Q3 2026 | Nov 05, 2026 |
| Arax Advisory Partners | History | No change | 409 | 9 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Harel Insurance Investments & Financial Services Ltd. | History | No change | 689 | 7 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Geneos Wealth Management Inc. | History | No change | 300 | 7 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 278 | 6 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 270 | 6 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Parkside Financial Bank & Trust | History | New | 449 | 4 | 0.0% | — | 155 | +449 | New | Q3 2026 | Oct 27, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 520 | 4 | 0.0% | 0.0% | 154 | -63 | -10.81% | Q3 2026 | Oct 20, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 338 | 3 | 0.0% | — | 158 | +302 | 838.89% | Q3 2026 | Oct 08, 2026 |
| Parallel Advisors, LLC | History | Added to | 400 | 3 | 0.0% | 0.0% | 156 | +153 | 61.94% | Q3 2026 | Nov 03, 2026 |
| GAMMA Investing LLC | History | Reduced | 321 | 3 | 0.0% | 0.0% | 159 | -2 | -0.62% | Q3 2026 | Oct 08, 2026 |
| Optiver Holding B.V. | History | No change | 148 | 3 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 262 | 2 | 0.0% | — | 161 | +252 | 2520.0% | Q3 2026 | Nov 04, 2026 |
| FINANCIAL CONSULATE, INC | History | New | 220 | 2 | 0.0% | — | 163 | +220 | New | Q3 2026 | Oct 23, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 109 | 2 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Highland Investment Advisors LLC | History | No change | 100 | 2 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BFSG, LLC | History | New | 155 | 1 | 0.0% | — | 165 | +155 | New | Q3 2026 | Oct 30, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 43 | 1 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MOODY ALDRICH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.77% | — | -177,754 | -100.0% | Q3 2026 | Oct 27, 2026 |
| Jefferies Financial Group Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -105,755 | -100.0% | Q3 2026 | Nov 05, 2026 |
| China Universal Asset Management Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q3 2026 | Oct 27, 2026 |
| KBC Group NV | History | Closed out | 0 | 0 | — | 0.0% | — | -1,461 | -100.0% | Q3 2026 | Oct 22, 2026 |
| State of Wyoming | History | Closed out | 0 | 0 | — | 0.0% | — | -1,252 | -100.0% | Q3 2026 | Oct 28, 2026 |
| SUMMIT SECURITIES GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -682 | -100.0% | Q3 2026 | Nov 05, 2026 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -325 | -100.0% | Q3 2026 | Oct 16, 2026 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -105 | -100.0% | Q3 2026 | Nov 05, 2026 |
| EASTERN BANK | History | New | 94 | 0 | — | — | — | +94 | New | Q3 2026 | Oct 05, 2026 |
| FNY Investment Advisers, LLC | History | New | 75 | 0 | — | — | — | +75 | New | Q3 2026 | Oct 16, 2026 |
| SJS Investment Consulting Inc. | History | New | 51 | 0 | — | — | — | +51 | New | Q3 2026 | Oct 26, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 38 | 0 | — | — | — | +32 | 533.33% | Q3 2026 | Nov 05, 2026 |
| Ascentis Wealth Management, LLC | History | New | 25 | 0 | — | — | — | +25 | New | Q3 2026 | Nov 03, 2026 |
| Stone House Investment Management, LLC | History | Closed out | 0 | 0 | — | — | — | -18 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Capital Advisors, Ltd. LLC | History | New | 12 | 0 | — | — | — | +12 | New | Q3 2026 | Oct 27, 2026 |
| Hughes Financial Services, LLC | History | Reduced | 1 | 0 | — | — | — | -11 | -91.67% | Q3 2026 | Oct 30, 2026 |
| Covestor Ltd | History | Reduced | 11 | 0 | — | — | — | -8 | -42.11% | Q3 2026 | Oct 30, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 21 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Johnson Financial Group, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Global Retirement Partners, LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Westfuller Advisors, LLC | History | No change | 38 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Dauntless Investment Group, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |