Global X Funds - CEFA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Choate Investment Advisors | History | No change | 275,628 | 10,938 | 0.19% | 0.19% | 1 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Hirtle & Co., LLC | History | No change | 149,300 | 5,925 | 0.19% | 0.19% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 67,158 | 2,665 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Leith Wheeler Investment Counsel Ltd. | History | No change | 58,021 | 2,302 | 0.17% | 0.17% | 4 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Curi Capital, LLC | History | No change | 48,072 | 1,927 | 0.03% | 0.03% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Chevy Chase Trust Holdings, LLC | History | No change | 44,984 | 1,785 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Signet Private Wealth LLC | History | No change | 32,411 | 1,286 | 1.03% | 1.03% | 7 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Pioneer Wealth Management Group | History | Added to | 24,934 | 1,002 | 0.24% | 0.22% | 8 | +1,632 | 7.0% | Q3 2026 | Oct 08, 2026 |
| ROYAL BANK OF CANADA | History | No change | 22,970 | 912 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HBK Sorce Advisory LLC | History | Added to | 22,217 | 871 | 0.02% | 0.02% | 10 | +308 | 1.41% | Q3 2026 | Nov 06, 2026 |
| DAGCO, INC. | History | No change | 19,900 | 800 | 0.14% | 0.15% | 11 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Sound View Wealth Advisors Group, LLC | History | No change | 19,884 | 789 | 0.05% | 0.05% | 12 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Hanson & Doremus Investment Management | History | Reduced | 17,107 | 688 | 0.07% | 0.07% | 13 | -326 | -1.87% | Q3 2026 | Oct 16, 2026 |
| LPL Financial LLC | History | Added to | 14,986 | 602 | 0.0% | 0.0% | 14 | +1,303 | 9.52% | Q3 2026 | Nov 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 14,440 | 573 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| COURIER CAPITAL LLC | History | Reduced | 13,503 | 543 | 0.03% | 0.03% | 16 | -885 | -6.15% | Q3 2026 | Oct 19, 2026 |
| MCF Advisors LLC | History | Added to | 11,781 | 473 | 0.02% | 0.01% | 17 | +3,921 | 49.89% | Q3 2026 | Oct 28, 2026 |
| Alesco Advisors, LLC, An ESL Co | History | No change | 11,850 | 470 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Argent Trust Co | History | No change | 9,998 | 396 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FIDUCIARY ADVISORS, INC. | History | New | 9,782 | 393 | 0.26% | — | 20 | +9,782 | New | Q3 2026 | Oct 16, 2026 |
| RFG Advisory, LLC | History | Added to | 9,649 | 388 | 0.01% | 0.01% | 21 | +515 | 5.64% | Q3 2026 | Nov 03, 2026 |
| Prospera Financial Services Inc | History | Added to | 8,326 | 330 | 0.0% | 0.0% | 22 | +3,031 | 57.24% | Q3 2026 | Nov 04, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 7,767 | 312 | 0.01% | 0.01% | 23 | -450 | -5.48% | Q3 2026 | Nov 04, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 7,000 | 277 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gradient Investments LLC | History | No change | 6,862 | 275 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 6,941 | 275 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| UMB Bank, n.a. | History | No change | 6,296 | 253 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| eCIO, Inc. | History | Reduced | 5,734 | 231 | 0.08% | 0.07% | 28 | -196 | -3.31% | Q3 2026 | Nov 02, 2026 |
| SMITH, MOORE & CO. | History | No change | 5,778 | 229 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | No change | 5,618 | 222 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 4,039 | 160 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MANNING & NAPIER ADVISORS LLC | History | No change | 3,489 | 138 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 1,611 | 64 | 0.0% | 0.0% | 33 | +97 | 6.41% | Q3 2026 | Nov 05, 2026 |
| US BANCORP \DE\ | History | No change | 1,524 | 61 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| CDKV HOLDINGS LLC | History | Reduced | 1,000 | 40 | 0.03% | 0.1% | 35 | -2,200 | -68.75% | Q3 2026 | Oct 28, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 685 | 27 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| UBS Group AG | History | No change | 684 | 27 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 390 | 15 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Harpswell Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.51% | — | -20,000 | -100.0% | Q3 2026 | Oct 09, 2026 |