Exchange Listed Funds Trust - CEFS
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 405,574 | 9,344 | 0.0% | 0.0% | 1 | -35,662 | -8.08% | Q4 2025 | Feb 11, 2026 |
| New England Private Wealth Advisors LLC | History | Added to | 382,742 | 8,818 | 1.1% | 1.08% | 2 | +24,412 | 6.81% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 318,136 | 7,329 | 0.0% | 0.0% | 3 | +37,954 | 13.55% | Q4 2025 | Feb 18, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 316,162 | 7,284 | 0.08% | 0.0% | 4 | +312,988 | 9861.0% | Q4 2025 | Jan 23, 2026 |
| ROYAL BANK OF CANADA | History | New | 290,550 | 6,694 | 0.0% | — | 5 | +290,550 | New | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 290,078 | 6,683 | 0.0% | 0.0% | 6 | +23,120 | 8.66% | Q4 2025 | Feb 10, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 275,727 | 6,352 | 0.34% | 0.25% | 7 | +81,559 | 42.0% | Q4 2025 | Jan 20, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 256,506 | 5,909 | 0.08% | 0.08% | 8 | +12,286 | 5.03% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Added to | 253,817 | 5,847 | 0.01% | 0.01% | 9 | +20,932 | 8.99% | Q4 2025 | Feb 17, 2026 |
| Columbus Macro, LLC | History | Added to | 246,616 | 5,682 | 0.62% | 0.58% | 10 | +239,180 | 3216.51% | Q4 2025 | Jan 15, 2026 |
| Arete Wealth Advisors, LLC | History | New | 245,564 | 5,658 | 0.34% | — | 11 | +245,564 | New | Q4 2025 | Feb 13, 2026 |
| Private Capital Management, LLC | History | Added to | 194,618 | 4,484 | 0.41% | 0.36% | 12 | +19,696 | 11.26% | Q4 2025 | Feb 17, 2026 |
| XML Financial, LLC | History | Added to | 191,327 | 4,408 | 0.36% | 0.28% | 13 | +41,446 | 27.65% | Q4 2025 | Feb 11, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 127,604 | 2,923 | 0.0% | 0.0% | 14 | +16,369 | 14.72% | Q4 2025 | Jan 08, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 101,580 | 2,340 | 0.01% | 0.01% | 15 | +11,446 | 12.7% | Q4 2025 | Feb 12, 2026 |
| Quattro Advisors LLC | History | New | 101,521 | 2,339 | 1.87% | — | 16 | +101,521 | New | Q4 2025 | Feb 13, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 84,021 | 1,935 | 0.65% | 0.77% | 17 | -14,477 | -14.7% | Q4 2025 | Feb 13, 2026 |
| Visionary Wealth Advisors | History | Reduced | 73,698 | 1,698 | 0.08% | 0.08% | 18 | -1,175 | -1.57% | Q4 2025 | Feb 13, 2026 |
| ROVIN CAPITAL /UT/ /ADV | History | Added to | 72,766 | 1,676 | 0.44% | 0.37% | 19 | +12,854 | 21.45% | Q4 2025 | Feb 09, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 60,824 | 1,401 | 0.02% | 0.03% | 20 | -33,781 | -35.71% | Q4 2025 | Feb 02, 2026 |
| Proficio Capital Partners LLC | History | Reduced | 60,275 | 1,388 | 0.1% | 0.11% | 21 | -10,701 | -15.08% | Q4 2025 | Feb 12, 2026 |
| 3EDGE Asset Management, LP | History | Added to | 57,009 | 1,313 | 0.07% | 0.07% | 22 | +4,624 | 8.83% | Q4 2025 | Feb 06, 2026 |
| Ausdal Financial Partners, Inc. | History | New | 53,202 | 1,225 | 0.06% | — | 23 | +53,202 | New | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 52,132 | 1,201 | 0.0% | 0.0% | 25 | -13,695 | -20.8% | Q4 2025 | Feb 17, 2026 |
| Lido Advisors, LLC | History | No change | 52,765 | 1,201 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Tactive Advisors, LLC | History | Added to | 51,109 | 1,177 | 0.34% | 0.24% | 26 | +14,450 | 39.42% | Q4 2025 | Jan 09, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Added to | 48,510 | 1,117 | 0.12% | 0.12% | 27 | +3,120 | 6.87% | Q4 2025 | Jan 20, 2026 |
| IHT Wealth Management, LLC | History | Added to | 46,460 | 1,070 | 0.03% | 0.03% | 28 | +1,038 | 2.29% | Q4 2025 | Feb 17, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 45,477 | 1,054 | 0.03% | 0.03% | 29 | -5,445 | -10.69% | Q4 2025 | Jan 28, 2026 |
| Avior Wealth Management, LLC | History | Added to | 45,059 | 1,038 | 0.03% | 0.03% | 30 | +3,200 | 7.64% | Q4 2025 | Jan 06, 2026 |
| Triumph Capital Management | History | Reduced | 43,719 | 1,007 | 0.22% | 0.27% | 31 | -529 | -1.2% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | Added to | 39,723 | 915 | 0.0% | 0.0% | 32 | +7,023 | 21.48% | Q4 2025 | Feb 18, 2026 |
| Ares Financial Consulting, LLC | History | New | 36,740 | 846 | 0.81% | — | 33 | +36,740 | New | Q4 2025 | Jan 30, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 35,755 | 823 | 0.01% | 0.01% | 34 | +226 | 0.64% | Q4 2025 | Feb 12, 2026 |
| Family Manage LLC | History | Reduced | 35,532 | 818 | 0.1% | 0.23% | 35 | -38,549 | -52.04% | Q4 2025 | Feb 17, 2026 |
| Newbridge Financial Services Group, Inc. | History | Added to | 34,611 | 797 | 0.12% | 0.08% | 36 | +10,545 | 43.82% | Q4 2025 | Jan 21, 2026 |
| Fort Point Capital Partners LLC | History | New | 32,778 | 759 | 0.09% | — | 37 | +32,778 | New | Q4 2025 | Feb 13, 2026 |
| QUANTIFY CHAOS ADVISORS, LLC | History | New | 30,968 | 713 | 2.16% | — | 38 | +30,968 | New | Q4 2025 | Feb 06, 2026 |
| AMERIPRISE FINANCIAL INC | History | New | 29,775 | 686 | 0.0% | — | 39 | +29,775 | New | Q4 2025 | Feb 17, 2026 |
| Amplius Wealth Advisors, LLC | History | Added to | 27,551 | 634 | 0.05% | 0.05% | 40 | +502 | 1.86% | Q4 2025 | Jan 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 27,317 | 629 | 0.0% | 0.0% | 41 | +1,769 | 6.92% | Q4 2025 | Feb 12, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Reduced | 26,459 | 609 | 0.02% | 0.02% | 42 | -2,425 | -8.4% | Q4 2025 | Feb 09, 2026 |
| Adalta Capital Management LLC | History | No change | 26,135 | 602 | 0.27% | 0.27% | 43 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Advisor OS, LLC | History | Added to | 24,812 | 571 | 0.05% | 0.05% | 44 | +1,534 | 6.59% | Q4 2025 | Feb 04, 2026 |
| CSS LLC/IL | History | No change | 24,674 | 568 | 0.03% | 0.03% | 45 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 23,784 | 548 | 0.0% | 0.0% | 46 | +8,716 | 57.84% | Q4 2025 | Feb 05, 2026 |
| Tidal Investments LLC | History | New | 21,370 | 492 | 0.0% | — | 47 | +21,370 | New | Q4 2025 | Feb 13, 2026 |
| Unified Investment Management | History | No change | 20,572 | 473 | 0.47% | 0.47% | 48 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Oregon Pacific Wealth Management, LLC | History | Reduced | 20,193 | 465 | 0.48% | 0.43% | 49 | -1,676 | -7.66% | Q4 2025 | Jan 16, 2026 |
| CERTIOR FINANCIAL GROUP, LLC | History | Added to | 18,216 | 419 | 0.28% | 0.21% | 50 | +4,232 | 30.26% | Q4 2025 | Feb 04, 2026 |
| Bison Wealth, LLC | History | New | 18,737 | 417 | 0.05% | — | 51 | +18,737 | New | Q4 2025 | Mar 24, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 16,732 | 385 | 0.0% | 0.0% | 52 | +441 | 2.71% | Q4 2025 | Feb 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 15,511 | 357 | 0.0% | — | 53 | +15,511 | New | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 15,521 | 357 | 0.0% | 0.0% | 54 | +2,126 | 15.87% | Q4 2025 | Feb 17, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 13,955 | 321 | 0.01% | 0.01% | 55 | -57 | -0.41% | Q4 2025 | Feb 17, 2026 |
| Towerpoint Wealth, LLC | History | No change | 13,690 | 315 | 0.12% | 0.13% | 56 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| NOVEM GROUP | History | Added to | 12,190 | 280 | 0.03% | 0.03% | 57 | +2,500 | 25.8% | Q4 2025 | Jan 27, 2026 |
| Mariner, LLC | History | New | 12,016 | 276 | 0.0% | — | 58 | +12,016 | New | Q4 2025 | Feb 13, 2026 |
| Braeburn Wealth Management LLC | History | New | 11,675 | 268 | 0.14% | — | 59 | +11,675 | New | Q4 2025 | Feb 18, 2026 |
| Hilltop Holdings Inc. | History | No change | 11,074 | 255 | 0.02% | 0.01% | 60 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 10,441 | 240 | 0.14% | — | 61 | +10,441 | New | Q4 2025 | Feb 11, 2026 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | No change | 10,000 | 230 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| CALTON & ASSOCIATES, INC. | History | Added to | 9,562 | 220 | 0.03% | 0.03% | 63 | +123 | 1.3% | Q4 2025 | Feb 10, 2026 |
| Encompass More Asset Management | History | New | 9,390 | 216 | 0.04% | — | 64 | +9,390 | New | Q4 2025 | Feb 03, 2026 |
| Anfield Capital Management, LLC | History | Added to | 7,429 | 171 | 0.05% | 0.04% | 65 | +1,806 | 32.12% | Q4 2025 | Feb 03, 2026 |
| NBC SECURITIES, INC. | History | Added to | 6,440 | 148 | 0.01% | 0.01% | 66 | +821 | 14.61% | Q4 2025 | Jan 29, 2026 |
| MORGAN STANLEY | History | No change | 4,487 | 103 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | New | 3,426 | 78 | 0.01% | — | 68 | +3,426 | New | Q4 2025 | Jan 27, 2026 |
| Allworth Financial LP | History | New | 3,200 | 73 | 0.0% | — | 69 | +3,200 | New | Q4 2025 | Feb 05, 2026 |
| Boreal Capital Management LLC | History | No change | 3,075 | 70 | 0.05% | 0.06% | 70 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 2,278 | 52 | 0.0% | 0.0% | 71 | +41 | 1.83% | Q4 2025 | Mar 16, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 1,941 | 44 | 0.0% | 0.0% | 72 | -866 | -30.85% | Q4 2025 | Feb 12, 2026 |
| SHP Wealth Management | History | New | 1,864 | 42 | 0.0% | — | 73 | +1,864 | New | Q4 2025 | Mar 04, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | New | 736 | 17 | 0.01% | — | 74 | +736 | New | Q4 2025 | Feb 10, 2026 |
| Bangor Savings Bank | History | No change | 772 | 17 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| ASSETMARK, INC | History | No change | 703 | 16 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 26,677 | 12 | 0.0% | 0.01% | 77 | +5,672 | 27.0% | Q4 2025 | Feb 11, 2026 |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | History | No change | 460 | 10 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Horizons Wealth Management | History | New | 433 | 9 | 0.01% | — | 79 | +433 | New | Q4 2025 | Jan 05, 2026 |
| AE Wealth Management LLC | History | Added to | 380 | 8 | 0.0% | 0.0% | 80 | +150 | 65.22% | Q4 2025 | Jan 26, 2026 |
| WINMILL & CO. INC | History | No change | 100 | 2 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -22,965 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,241 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,805 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Future Financial Wealth Managment LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -3,300 | -100.0% | Q3 2025 | Oct 15, 2025 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -83 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |