Exchange Listed Funds Trust - CEFS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 423,147 | 10,849 | 0.0% | 0.0% | 1 | +22,655 | 5.66% | Q2 2026 | Aug 07, 2026 |
| New England Private Wealth Advisors LLC | History | Added to | 410,877 | 10,313 | 1.0% | 1.02% | 2 | +20,362 | 5.21% | Q2 2026 | Aug 04, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 353,867 | 9,073 | 0.0% | 0.0% | 3 | +9,615 | 2.79% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 326,100 | 8,361 | 0.0% | 0.0% | 4 | +19,401 | 6.33% | Q2 2026 | Sep 23, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 323,208 | 8,287 | 0.38% | 0.33% | 5 | +41,785 | 14.85% | Q2 2026 | Jul 23, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 286,252 | 7,339 | 0.49% | 0.47% | 6 | +6,318 | 2.26% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | Added to | 285,866 | 7,329 | 0.01% | 0.01% | 7 | +17,013 | 6.33% | Q2 2026 | Aug 12, 2026 |
| Columbus Macro, LLC | History | Added to | 273,615 | 7,015 | 0.68% | 0.62% | 8 | +15,564 | 6.03% | Q2 2026 | Jul 22, 2026 |
| XML Financial, LLC | History | Added to | 270,311 | 6,930 | 0.5% | 0.42% | 9 | +38,531 | 16.62% | Q2 2026 | Jul 24, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 266,188 | 6,825 | 0.0% | 0.0% | 10 | -31,928 | -10.71% | Q2 2026 | Aug 14, 2026 |
| Private Capital Management, LLC | History | Added to | 243,252 | 6,236 | 0.55% | 0.48% | 11 | +29,415 | 13.76% | Q2 2026 | Aug 14, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 190,181 | 4,876 | 0.05% | 0.06% | 12 | -32,212 | -14.48% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 144,815 | 3,713 | 0.03% | 0.04% | 13 | -36,976 | -20.34% | Q2 2026 | Jul 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 135,375 | 3,470 | 0.0% | 0.0% | 14 | +4,507 | 3.44% | Q2 2026 | Aug 14, 2026 |
| Ares Financial Consulting, LLC | History | Reduced | 105,934 | 2,716 | 1.95% | 1.99% | 15 | -4,568 | -4.13% | Q2 2026 | Jul 09, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 105,734 | 2,711 | 0.01% | 0.01% | 16 | +1,963 | 1.89% | Q2 2026 | Aug 11, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 100,949 | 2,588 | 0.05% | 0.06% | 17 | -11,749 | -10.43% | Q2 2026 | Jul 15, 2026 |
| Quattro Advisors LLC | History | Reduced | 100,670 | 2,581 | 1.72% | 1.99% | 18 | -1,044 | -1.03% | Q2 2026 | Aug 14, 2026 |
| Visionary Wealth Advisors | History | Added to | 95,683 | 2,453 | 0.1% | 0.08% | 19 | +15,406 | 19.19% | Q2 2026 | Aug 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 73,205 | 1,857 | 0.0% | 0.0% | 20 | -1,220 | -1.64% | Q2 2026 | Jul 15, 2026 |
| Commerce Advisors, LLC | History | Added to | 63,473 | 1,627 | 0.88% | 1.2% | 21 | +110 | 0.17% | Q2 2026 | Aug 04, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 62,053 | 1,591 | 0.49% | 0.5% | 22 | -2,557 | -3.96% | Q2 2026 | Aug 10, 2026 |
| 3EDGE Asset Management, LP | History | Added to | 61,164 | 1,568 | 0.07% | 0.07% | 23 | +1,329 | 2.22% | Q2 2026 | Jul 27, 2026 |
| Proficio Capital Partners LLC | History | No change | 59,455 | 1,524 | 0.05% | 0.07% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tactive Advisors, LLC | History | Added to | 54,387 | 1,394 | 0.34% | 0.33% | 25 | +2,407 | 4.63% | Q2 2026 | Jul 08, 2026 |
| Lido Advisors, LLC | History | No change | 52,765 | 1,352 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 52,709 | 1,351 | 0.0% | 0.0% | 27 | +9,311 | 21.45% | Q2 2026 | Jul 27, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 51,633 | 1,323 | 0.05% | 0.05% | 28 | -300 | -0.58% | Q2 2026 | Aug 14, 2026 |
| Avior Wealth Management, LLC | History | Reduced | 47,809 | 1,225 | 0.03% | 0.03% | 29 | -400 | -0.83% | Q2 2026 | Jul 07, 2026 |
| NFSG Corp | History | Added to | 47,681 | 1,222 | 0.15% | 0.16% | 30 | +4,941 | 11.56% | Q2 2026 | Aug 14, 2026 |
| IHT Wealth Management, LLC | History | Added to | 47,468 | 1,217 | 0.03% | 0.02% | 31 | +168 | 0.36% | Q2 2026 | Aug 14, 2026 |
| Triumph Capital Management | History | Added to | 46,694 | 1,197 | 0.22% | 0.21% | 32 | +1,410 | 3.11% | Q2 2026 | Jul 20, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Reduced | 45,688 | 1,171 | 0.12% | 0.12% | 33 | -346 | -0.75% | Q2 2026 | Jul 13, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 44,771 | 1,124 | 0.02% | 0.02% | 34 | -379 | -0.84% | Q2 2026 | Jul 29, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 40,315 | 1,033 | 0.01% | 0.01% | 35 | +3,852 | 10.56% | Q2 2026 | Aug 04, 2026 |
| Amplius Wealth Advisors, LLC | History | Added to | 28,861 | 740 | 0.05% | 0.05% | 36 | +479 | 1.69% | Q2 2026 | Jul 17, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 28,559 | 732 | 0.01% | 0.02% | 37 | +59 | 0.21% | Q2 2026 | Jul 21, 2026 |
| Adalta Capital Management LLC | History | No change | 26,135 | 670 | 0.29% | 0.28% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MATHER GROUP, LLC. | History | Reduced | 25,132 | 644 | 0.01% | 0.01% | 39 | -2,314 | -8.43% | Q2 2026 | Jul 27, 2026 |
| CSS LLC/IL | History | No change | 24,674 | 632 | 0.02% | 0.03% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Reduced | 23,302 | 597 | 0.01% | 0.01% | 41 | -2,340 | -9.13% | Q2 2026 | Jul 17, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 23,131 | 593 | 0.0% | 0.0% | 42 | -20,019 | -46.39% | Q2 2026 | Aug 12, 2026 |
| Bison Wealth, LLC | History | Added to | 22,541 | 574 | 0.05% | 0.05% | 43 | +1,735 | 8.34% | Q2 2026 | Jul 07, 2026 |
| Unified Investment Management | History | Added to | 21,090 | 540 | 0.5% | 0.49% | 44 | +9 | 0.04% | Q2 2026 | Jul 27, 2026 |
| Private Advisor Group, LLC | History | Added to | 18,658 | 478 | 0.0% | 0.0% | 45 | +2,204 | 13.39% | Q2 2026 | Jul 27, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 17,815 | 456 | 0.0% | 0.0% | 46 | +238 | 1.35% | Q2 2026 | Aug 12, 2026 |
| QUANTIFY CHAOS ADVISORS, LLC | History | No change | 16,193 | 415 | 1.17% | 1.14% | 47 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Fort Point Capital Partners LLC | History | New | 16,063 | 411 | 0.03% | — | 48 | +16,063 | New | Q2 2026 | Aug 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 15,636 | 400 | 0.0% | 0.0% | 49 | +218 | 1.41% | Q2 2026 | Aug 14, 2026 |
| Advisor OS, LLC | History | Reduced | 15,420 | 395 | 0.03% | 0.03% | 50 | -42 | -0.27% | Q2 2026 | Aug 05, 2026 |
| CERTIOR FINANCIAL GROUP, LLC | History | Reduced | 15,342 | 393 | 0.22% | 0.25% | 51 | -2,100 | -12.04% | Q2 2026 | Jul 20, 2026 |
| Richard Young Associates, Ltd. | History | New | 14,776 | 378 | 0.25% | — | 52 | +14,776 | New | Q2 2026 | Jul 27, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 14,312 | 366 | 0.0% | 0.02% | 53 | -42,894 | -74.98% | Q2 2026 | Aug 03, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 14,039 | 359 | 0.01% | 0.01% | 54 | -341 | -2.37% | Q2 2026 | Jul 27, 2026 |
| Towerpoint Wealth, LLC | History | No change | 13,690 | 351 | 0.12% | 0.12% | 55 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 12,851 | 329 | 0.32% | 0.29% | 56 | +199 | 1.57% | Q2 2026 | Jul 27, 2026 |
| NOVEM GROUP | History | No change | 12,590 | 322 | 0.03% | 0.03% | 57 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Perigon Wealth Management, LLC | History | New | 11,884 | 304 | 0.0% | — | 59 | +11,884 | New | Q2 2026 | Aug 07, 2026 |
| Oregon Pacific Wealth Management, LLC | History | Reduced | 11,875 | 304 | 0.29% | 0.31% | 58 | -1,295 | -9.83% | Q2 2026 | Jul 22, 2026 |
| Braeburn Wealth Management LLC | History | No change | 11,675 | 299 | 0.13% | 0.15% | 60 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Encompass More Asset Management | History | Added to | 11,121 | 285 | 0.04% | 0.04% | 61 | +1,517 | 15.8% | Q2 2026 | Jul 14, 2026 |
| ZEGA Investments, LLC | History | Reduced | 11,043 | 283 | 0.03% | 0.03% | 63 | -176 | -1.57% | Q2 2026 | Jul 31, 2026 |
| Hilltop Holdings Inc. | History | No change | 11,074 | 283 | 0.02% | 0.02% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | New | 10,449 | 267 | 0.0% | — | 65 | +10,449 | New | Q2 2026 | Aug 11, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 10,416 | 267 | 0.02% | 0.02% | 64 | +987 | 10.47% | Q2 2026 | Jul 08, 2026 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | No change | 10,000 | 256 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CITADEL ADVISORS LLC | History | New | 9,914 | 254 | 0.0% | — | 67 | +9,914 | New | Q2 2026 | Sep 02, 2026 |
| WEDBUSH SECURITIES INC | History | New | 9,335 | 239 | 0.01% | — | 68 | +9,335 | New | Q2 2026 | Jul 28, 2026 |
| Brookstone Capital Management | History | New | 9,288 | 238 | 0.0% | — | 69 | +9,288 | New | Q2 2026 | Jul 15, 2026 |
| Sanctuary Advisors, LLC | History | New | 8,535 | 218 | 0.0% | — | 70 | +8,535 | New | Q2 2026 | Aug 13, 2026 |
| Atria Investments, Inc | History | New | 8,390 | 215 | 0.0% | — | 71 | +8,390 | New | Q2 2026 | Jul 28, 2026 |
| Janney Montgomery Scott LLC | History | New | 7,939 | 204 | 0.0% | — | 72 | +7,939 | New | Q2 2026 | Aug 05, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 7,176 | 183 | 0.01% | 0.01% | 73 | +39 | 0.55% | Q2 2026 | Jul 21, 2026 |
| Anfield Capital Management, LLC | History | No change | 7,530 | 169 | 0.05% | 0.05% | 74 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | Reduced | 4,637 | 118 | 0.0% | 0.0% | 75 | -84 | -1.78% | Q2 2026 | Aug 13, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | No change | 3,426 | 87 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Allworth Financial LP | History | No change | 3,200 | 82 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Boreal Capital Management LLC | History | No change | 3,075 | 78 | 0.06% | 0.06% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | Added to | 2,955 | 75 | 0.03% | 0.01% | 79 | +2,055 | 228.33% | Q2 2026 | Aug 05, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 2,387 | 61 | 0.0% | 0.0% | 80 | +40 | 1.7% | Q2 2026 | Aug 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 2,367 | 60 | 0.0% | 0.0% | 81 | +445 | 23.15% | Q2 2026 | Aug 13, 2026 |
| SHP Wealth Management | History | No change | 1,864 | 47 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AE Wealth Management LLC | History | Added to | 1,162 | 29 | 0.0% | 0.0% | 83 | +932 | 405.22% | Q2 2026 | Aug 03, 2026 |
| Bangor Savings Bank | History | No change | 772 | 19 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| ASSETMARK, INC | History | No change | 703 | 18 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 679 | 17 | 0.0% | 0.0% | 86 | +10 | 1.49% | Q2 2026 | Jul 30, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | No change | 625 | 16 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | History | No change | 460 | 11 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Roble, Belko & Company, Inc | History | Added to | 407 | 10 | 0.0% | 0.0% | 89 | +288 | 242.02% | Q2 2026 | Jul 24, 2026 |
| Horizons Wealth Management | History | No change | 433 | 9 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| WINMILL & CO. INC | History | No change | 100 | 2 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Family Manage LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -25,937 | -100.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |