Exchange Listed Funds Trust - CEFS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 400,492 | 9,031 | 0.0% | 0.0% | 1 | -5,082 | -1.25% | Q1 2026 | May 06, 2026 |
| New England Private Wealth Advisors LLC | History | Added to | 390,515 | 8,806 | 1.02% | 1.1% | 2 | +7,773 | 2.03% | Q1 2026 | May 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 344,252 | 7,762 | 0.0% | 0.0% | 3 | +26,116 | 8.21% | Q1 2026 | May 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 306,699 | 6,916 | 0.0% | 0.0% | 4 | +16,621 | 5.73% | Q1 2026 | May 04, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 298,116 | 6,723 | 0.0% | 0.0% | 5 | +7,566 | 2.6% | Q1 2026 | May 15, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 281,423 | 6,346 | 0.33% | 0.34% | 6 | +5,696 | 2.07% | Q1 2026 | Apr 17, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 279,934 | 6,284 | 0.47% | 0.34% | 7 | +34,370 | 14.0% | Q1 2026 | May 20, 2026 |
| Cetera Investment Advisers | History | Added to | 268,853 | 6,062 | 0.01% | 0.01% | 8 | +15,036 | 5.92% | Q1 2026 | May 13, 2026 |
| Columbus Macro, LLC | History | Added to | 258,051 | 5,819 | 0.62% | 0.62% | 9 | +11,435 | 4.64% | Q1 2026 | Apr 21, 2026 |
| XML Financial, LLC | History | Added to | 231,780 | 5,226 | 0.42% | 0.36% | 10 | +40,453 | 21.14% | Q1 2026 | Apr 16, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 222,393 | 5,014 | 0.06% | 0.08% | 11 | -34,113 | -13.3% | Q1 2026 | May 11, 2026 |
| Private Capital Management, LLC | History | Added to | 213,837 | 4,822 | 0.48% | 0.41% | 12 | +19,219 | 9.88% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 181,791 | 4,159 | 0.04% | 0.08% | 13 | -134,371 | -42.5% | Q1 2026 | Apr 07, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 130,868 | 2,950 | 0.0% | 0.0% | 14 | +78,736 | 151.03% | Q1 2026 | May 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 112,698 | 2,541 | 0.06% | 0.05% | 15 | +12,355 | 12.31% | Q1 2026 | May 15, 2026 |
| Ares Financial Consulting, LLC | History | Added to | 110,502 | 2,528 | 1.99% | 0.81% | 16 | +73,762 | 200.77% | Q1 2026 | Apr 02, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 103,771 | 2,340 | 0.01% | 0.01% | 17 | +2,191 | 2.16% | Q1 2026 | May 13, 2026 |
| Quattro Advisors LLC | History | Added to | 101,714 | 2,293 | 1.99% | 1.87% | 18 | +193 | 0.19% | Q1 2026 | May 14, 2026 |
| Visionary Wealth Advisors | History | Added to | 80,277 | 1,810 | 0.08% | 0.08% | 19 | +6,579 | 8.93% | Q1 2026 | May 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 74,425 | 1,692 | 0.0% | 0.0% | 20 | -53,179 | -41.68% | Q1 2026 | Apr 08, 2026 |
| ROVIN CAPITAL /UT/ /ADV | History | No change | 72,766 | 1,676 | 0.44% | 0.44% | 21 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 64,610 | 1,456 | 0.5% | 0.65% | 22 | -19,411 | -23.1% | Q1 2026 | May 12, 2026 |
| Commerce Advisors, LLC | History | New | 63,363 | 1,428 | 1.2% | — | 23 | +63,363 | New | Q1 2026 | May 12, 2026 |
| 3EDGE Asset Management, LP | History | Added to | 59,835 | 1,349 | 0.07% | 0.07% | 24 | +2,826 | 4.96% | Q1 2026 | May 15, 2026 |
| Proficio Capital Partners LLC | History | Reduced | 59,455 | 1,340 | 0.07% | 0.1% | 25 | -820 | -1.36% | Q1 2026 | May 14, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 57,206 | 1,289 | 0.02% | 0.02% | 26 | -3,618 | -5.95% | Q1 2026 | Apr 23, 2026 |
| Lido Advisors, LLC | History | No change | 52,765 | 1,189 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Tactive Advisors, LLC | History | Added to | 51,980 | 1,172 | 0.33% | 0.34% | 28 | +871 | 1.7% | Q1 2026 | Apr 16, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 51,933 | 1,171 | 0.05% | 0.06% | 29 | -1,269 | -2.39% | Q1 2026 | May 12, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 45,150 | 1,101 | 0.02% | 0.03% | 30 | -327 | -0.72% | Q1 2026 | May 04, 2026 |
| Avior Wealth Management, LLC | History | Added to | 48,209 | 1,087 | 0.03% | 0.03% | 31 | +3,150 | 6.99% | Q1 2026 | Apr 09, 2026 |
| IHT Wealth Management, LLC | History | Added to | 47,300 | 1,066 | 0.02% | 0.03% | 32 | +840 | 1.81% | Q1 2026 | May 15, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Reduced | 46,034 | 1,038 | 0.12% | 0.12% | 33 | -2,476 | -5.1% | Q1 2026 | Apr 16, 2026 |
| Triumph Capital Management | History | Added to | 45,284 | 1,021 | 0.21% | 0.22% | 34 | +1,565 | 3.58% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 43,398 | 979 | 0.0% | 0.0% | 35 | +19,614 | 82.47% | Q1 2026 | Apr 30, 2026 |
| NFSG Corp | History | Added to | 42,740 | 963 | 0.16% | 0.12% | 36 | +8,129 | 23.49% | Q1 2026 | May 05, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 36,463 | 822 | 0.01% | 0.01% | 37 | +708 | 1.98% | Q1 2026 | May 13, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 28,500 | 642 | 0.02% | 0.0% | 38 | +1,823 | 6.83% | Q1 2026 | Apr 23, 2026 |
| Amplius Wealth Advisors, LLC | History | Added to | 28,382 | 640 | 0.05% | 0.05% | 39 | +831 | 3.02% | Q1 2026 | Apr 13, 2026 |
| MATHER GROUP, LLC. | History | New | 27,446 | 618 | 0.01% | — | 40 | +27,446 | New | Q1 2026 | Apr 13, 2026 |
| Adalta Capital Management LLC | History | No change | 26,135 | 589 | 0.28% | 0.27% | 41 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Family Manage LLC | History | Reduced | 25,937 | 584 | 0.07% | 0.1% | 42 | -9,595 | -27.0% | Q1 2026 | May 15, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Reduced | 25,642 | 578 | 0.01% | 0.02% | 43 | -817 | -3.09% | Q1 2026 | Apr 29, 2026 |
| CSS LLC/IL | History | No change | 24,674 | 556 | 0.03% | 0.03% | 44 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Bison Wealth, LLC | History | Added to | 20,806 | 522 | 0.05% | 0.05% | 45 | +2,069 | 11.04% | Q1 2026 | May 15, 2026 |
| Unified Investment Management | History | Added to | 21,081 | 475 | 0.49% | 0.47% | 46 | +509 | 2.47% | Q1 2026 | Apr 29, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 17,577 | 396 | 0.0% | 0.0% | 47 | +845 | 5.05% | Q1 2026 | May 12, 2026 |
| CERTIOR FINANCIAL GROUP, LLC | History | Reduced | 17,442 | 393 | 0.25% | 0.28% | 48 | -774 | -4.25% | Q1 2026 | Apr 27, 2026 |
| Private Advisor Group, LLC | History | Added to | 16,454 | 371 | 0.0% | 0.0% | 49 | +933 | 6.01% | Q1 2026 | Apr 24, 2026 |
| QUANTIFY CHAOS ADVISORS, LLC | History | Reduced | 16,193 | 365 | 1.14% | 2.16% | 50 | -14,775 | -47.71% | Q1 2026 | May 08, 2026 |
| Advisor OS, LLC | History | Reduced | 15,462 | 348 | 0.03% | 0.05% | 51 | -9,350 | -37.68% | Q1 2026 | May 07, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 15,418 | 347 | 0.0% | — | 52 | +15,418 | New | Q1 2026 | May 15, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 14,380 | 324 | 0.01% | 0.01% | 53 | +425 | 3.05% | Q1 2026 | May 14, 2026 |
| Towerpoint Wealth, LLC | History | No change | 13,690 | 308 | 0.12% | 0.12% | 54 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Oregon Pacific Wealth Management, LLC | History | Reduced | 13,170 | 296 | 0.31% | 0.48% | 55 | -7,023 | -34.78% | Q1 2026 | Apr 23, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 12,652 | 285 | 0.29% | 0.14% | 56 | +2,211 | 21.18% | Q1 2026 | May 11, 2026 |
| NOVEM GROUP | History | Added to | 12,590 | 283 | 0.03% | 0.03% | 57 | +400 | 3.28% | Q1 2026 | Apr 10, 2026 |
| Braeburn Wealth Management LLC | History | No change | 11,675 | 263 | 0.15% | 0.14% | 58 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| ZEGA Investments, LLC | History | New | 11,219 | 252 | 0.03% | — | 59 | +11,219 | New | Q1 2026 | May 08, 2026 |
| Hilltop Holdings Inc. | History | No change | 11,074 | 249 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | No change | 10,000 | 226 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Encompass More Asset Management | History | Added to | 9,604 | 216 | 0.04% | 0.04% | 62 | +214 | 2.28% | Q1 2026 | Apr 28, 2026 |
| First Heartland Consultants, Inc. | History | New | 9,429 | 212 | 0.02% | — | 63 | +9,429 | New | Q1 2026 | Apr 08, 2026 |
| Anfield Capital Management, LLC | History | Added to | 7,530 | 169 | 0.05% | 0.05% | 64 | +101 | 1.36% | Q1 2026 | May 12, 2026 |
| NBC SECURITIES, INC. | History | Added to | 7,137 | 160 | 0.01% | 0.01% | 65 | +697 | 10.82% | Q1 2026 | Apr 14, 2026 |
| MORGAN STANLEY | History | Added to | 4,721 | 106 | 0.0% | 0.0% | 66 | +234 | 5.22% | Q1 2026 | May 15, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | No change | 3,426 | 77 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Allworth Financial LP | History | No change | 3,200 | 72 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Boreal Capital Management LLC | History | No change | 3,075 | 69 | 0.06% | 0.05% | 69 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 2,347 | 52 | 0.0% | 0.0% | 70 | +69 | 3.03% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Added to | 43,150 | 43 | 0.0% | 0.0% | 71 | +3,427 | 8.63% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 1,922 | 43 | 0.0% | 0.0% | 72 | -19 | -0.98% | Q1 2026 | May 08, 2026 |
| SHP Wealth Management | History | No change | 1,864 | 42 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | New | 900 | 20 | 0.01% | — | 74 | +900 | New | Q1 2026 | May 05, 2026 |
| Bangor Savings Bank | History | No change | 772 | 17 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | Apr 01, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Reduced | 669 | 15 | 0.0% | 0.01% | 76 | -67 | -9.1% | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | No change | 703 | 15 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | New | 625 | 14 | 0.0% | — | 78 | +625 | New | Q1 2026 | Apr 29, 2026 |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | History | No change | 460 | 10 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Horizons Wealth Management | History | No change | 433 | 9 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| AE Wealth Management LLC | History | Reduced | 230 | 5 | 0.0% | 0.0% | 81 | -150 | -39.47% | Q1 2026 | May 13, 2026 |
| Roble, Belko & Company, Inc | History | New | 119 | 3 | 0.0% | — | 82 | +119 | New | Q1 2026 | Apr 16, 2026 |
| WINMILL & CO. INC | History | No change | 100 | 2 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Fort Point Capital Partners LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -32,778 | -100.0% | Q1 2026 | May 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,775 | -100.0% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,317 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Tidal Investments LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,370 | -100.0% | Q1 2026 | May 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,511 | -100.0% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,016 | -100.0% | Q1 2026 | May 13, 2026 |
| CALTON & ASSOCIATES, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -9,562 | -100.0% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| UBS Group AG | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 05, 2026 |