Exchange Listed Funds Trust - CEFS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| New England Private Wealth Advisors LLC | History | Added to | 413,233 | 10,131 | 0.97% | 1.0% | 1 | +2,356 | 0.57% | Q3 2026 | Oct 19, 2026 |
| LPL Financial LLC | History | Reduced | 370,709 | 9,088 | 0.0% | 0.0% | 2 | -52,438 | -12.39% | Q3 2026 | Nov 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 353,867 | 9,073 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 326,100 | 8,361 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 338,747 | 8,129 | 0.37% | 0.38% | 5 | +15,539 | 4.81% | Q3 2026 | Oct 15, 2026 |
| Arete Wealth Advisors, LLC | History | No change | 286,252 | 7,339 | 0.49% | 0.49% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | No change | 285,866 | 7,329 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Columbus Macro, LLC | History | Added to | 292,136 | 7,162 | 0.7% | 0.68% | 8 | +18,521 | 6.77% | Q3 2026 | Oct 14, 2026 |
| XML Financial, LLC | History | Added to | 291,690 | 7,151 | 0.51% | 0.5% | 9 | +21,379 | 7.91% | Q3 2026 | Oct 29, 2026 |
| ROYAL BANK OF CANADA | History | No change | 266,188 | 6,825 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Capital Management, LLC | History | No change | 243,252 | 6,236 | 0.55% | 0.55% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PARTNERS WEALTH MANAGEMENT, LLC | History | New | 200,512 | 4,915 | 0.51% | — | 12 | +200,512 | New | Q3 2026 | Oct 28, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 190,181 | 4,876 | 0.05% | 0.05% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 159,461 | 3,909 | 0.03% | 0.03% | 14 | +14,646 | 10.11% | Q3 2026 | Oct 08, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 135,375 | 3,470 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 126,541 | 3,102 | 0.06% | 0.05% | 16 | +25,592 | 25.35% | Q3 2026 | Oct 13, 2026 |
| SCOTIA CAPITAL INC. | History | No change | 105,734 | 2,711 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Ares Financial Consulting, LLC | History | Added to | 107,508 | 2,635 | 1.82% | 1.95% | 18 | +1,574 | 1.49% | Q3 2026 | Oct 19, 2026 |
| Quattro Advisors LLC | History | No change | 100,670 | 2,581 | 1.72% | 1.72% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Visionary Wealth Advisors | History | Added to | 103,052 | 2,526 | 0.1% | 0.1% | 20 | +7,369 | 7.7% | Q3 2026 | Nov 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 65,288 | 1,601 | 0.0% | 0.0% | 21 | +12,579 | 23.86% | Q3 2026 | Nov 02, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 62,053 | 1,591 | 0.49% | 0.49% | 22 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Proficio Capital Partners LLC | History | No change | 59,455 | 1,524 | 0.05% | 0.05% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Commerce Advisors, LLC | History | Reduced | 61,618 | 1,510 | 0.71% | 0.88% | 24 | -1,855 | -2.92% | Q3 2026 | Oct 19, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 61,827 | 1,505 | 0.0% | 0.0% | 25 | -11,378 | -15.54% | Q3 2026 | Oct 13, 2026 |
| 3EDGE Asset Management, LP | History | Added to | 61,168 | 1,499 | 0.06% | 0.07% | 26 | +4 | 0.01% | Q3 2026 | Oct 30, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 51,633 | 1,323 | 0.05% | 0.05% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Lido Advisors, LLC | History | No change | 52,765 | 1,293 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| NFSG Corp | History | Added to | 51,805 | 1,270 | 0.15% | 0.15% | 29 | +4,124 | 8.65% | Q3 2026 | Oct 15, 2026 |
| IHT Wealth Management, LLC | History | No change | 47,468 | 1,217 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Avior Wealth Management, LLC | History | No change | 47,809 | 1,172 | 0.03% | 0.03% | 31 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Triumph Capital Management | History | Added to | 47,598 | 1,166 | 0.2% | 0.22% | 32 | +904 | 1.94% | Q3 2026 | Oct 14, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | No change | 45,688 | 1,120 | 0.12% | 0.12% | 33 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 45,140 | 1,079 | 0.02% | 0.02% | 34 | +369 | 0.82% | Q3 2026 | Oct 26, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 40,315 | 1,033 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Adalta Capital Management LLC | History | No change | 26,135 | 670 | 0.29% | 0.29% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 26,958 | 660 | 0.01% | 0.01% | 37 | -1,601 | -5.61% | Q3 2026 | Nov 05, 2026 |
| CSS LLC/IL | History | No change | 24,674 | 632 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Amplius Wealth Advisors, LLC | History | Reduced | 25,557 | 626 | 0.04% | 0.05% | 39 | -3,304 | -11.45% | Q3 2026 | Oct 20, 2026 |
| MATHER GROUP, LLC. | History | Reduced | 24,744 | 606 | 0.01% | 0.01% | 40 | -388 | -1.54% | Q3 2026 | Oct 14, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 23,302 | 597 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| NewEdge Advisors, LLC | History | No change | 23,131 | 593 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Bison Wealth, LLC | History | Added to | 22,665 | 550 | 0.05% | 0.05% | 43 | +124 | 0.55% | Q3 2026 | Oct 13, 2026 |
| Unified Investment Management | History | Added to | 22,101 | 541 | 0.48% | 0.5% | 44 | +1,011 | 4.79% | Q3 2026 | Oct 14, 2026 |
| Integrated Advisors Network LLC | History | New | 19,708 | 483 | 0.02% | — | 45 | +19,708 | New | Q3 2026 | Oct 20, 2026 |
| Private Advisor Group, LLC | History | No change | 18,658 | 478 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 17,815 | 456 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Fort Point Capital Partners LLC | History | No change | 16,063 | 411 | 0.03% | 0.03% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 15,636 | 400 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Towerpoint Wealth, LLC | History | Added to | 16,035 | 393 | 0.14% | 0.12% | 50 | +2,345 | 17.13% | Q3 2026 | Oct 13, 2026 |
| QUANTIFY CHAOS ADVISORS, LLC | History | Reduced | 16,030 | 393 | 0.89% | 1.17% | 51 | -163 | -1.01% | Q3 2026 | Nov 04, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 14,039 | 359 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 14,261 | 349 | 0.0% | 0.0% | 53 | -51 | -0.36% | Q3 2026 | Oct 26, 2026 |
| CERTIOR FINANCIAL GROUP, LLC | History | Reduced | 14,096 | 345 | 0.19% | 0.22% | 54 | -1,246 | -8.12% | Q3 2026 | Oct 19, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 13,499 | 330 | 0.01% | 0.0% | 55 | +1,615 | 13.59% | Q3 2026 | Oct 22, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 13,255 | 324 | 0.34% | 0.32% | 56 | +404 | 3.14% | Q3 2026 | Nov 04, 2026 |
| NOVEM GROUP | History | No change | 12,590 | 308 | 0.03% | 0.03% | 57 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Oregon Pacific Wealth Management, LLC | History | Added to | 12,164 | 298 | 0.28% | 0.29% | 58 | +289 | 2.43% | Q3 2026 | Oct 20, 2026 |
| Braeburn Wealth Management LLC | History | No change | 11,675 | 286 | 0.12% | 0.13% | 59 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 11,553 | 283 | 0.02% | 0.02% | 61 | +1,137 | 10.92% | Q3 2026 | Oct 08, 2026 |
| Hilltop Holdings Inc. | History | No change | 11,074 | 283 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 10,698 | 262 | 0.01% | 0.01% | 62 | +1,363 | 14.6% | Q3 2026 | Oct 22, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | No change | 10,449 | 256 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| CITADEL ADVISORS LLC | History | No change | 9,914 | 254 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | No change | 10,000 | 245 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| ZEGA Investments, LLC | History | Reduced | 9,992 | 244 | 0.03% | 0.03% | 66 | -1,051 | -9.52% | Q3 2026 | Nov 04, 2026 |
| Encompass More Asset Management | History | Reduced | 9,565 | 234 | 0.03% | 0.04% | 67 | -1,556 | -13.99% | Q3 2026 | Oct 16, 2026 |
| Sanctuary Advisors, LLC | History | No change | 8,535 | 218 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Janney Montgomery Scott LLC | History | No change | 7,939 | 204 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 7,226 | 177 | 0.01% | 0.01% | 70 | +50 | 0.7% | Q3 2026 | Oct 26, 2026 |
| MORGAN STANLEY | History | No change | 4,637 | 118 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | No change | 3,200 | 82 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Boreal Capital Management LLC | History | No change | 3,075 | 78 | 0.06% | 0.06% | 73 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 2,955 | 75 | 0.03% | 0.03% | 74 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 2,387 | 61 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,367 | 60 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SHP Wealth Management | History | No change | 1,864 | 47 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AE Wealth Management LLC | History | No change | 1,162 | 29 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Bangor Savings Bank | History | No change | 772 | 18 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q3 2026 | Oct 06, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 694 | 17 | 0.0% | 0.0% | 80 | +15 | 2.21% | Q3 2026 | Nov 04, 2026 |
| ASSETMARK, INC | History | No change | 703 | 17 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | History | No change | 460 | 11 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Horizons Wealth Management | History | New | 433 | 10 | 0.01% | — | 84 | +433 | New | Q3 2026 | Oct 05, 2026 |
| Roble, Belko & Company, Inc | History | No change | 407 | 10 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Financial Network Wealth Advisors LLC | History | New | 198 | 4 | 0.0% | — | 86 | +198 | New | Q3 2026 | Oct 27, 2026 |
| First Command Advisory Services, Inc. | History | New | 165 | 4 | 0.0% | — | 85 | +165 | New | Q3 2026 | Nov 05, 2026 |
| WINMILL & CO. INC | History | No change | 100 | 2 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tactive Advisors, LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -54,387 | -100.0% | Q3 2026 | Oct 08, 2026 |
| Advisor OS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -15,420 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Richard Young Associates, Ltd. | History | Closed out | 0 | 0 | — | 0.25% | — | -14,776 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Brookstone Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -9,288 | -100.0% | Q3 2026 | Oct 22, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -8,390 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,426 | -100.0% | Q3 2026 | Oct 07, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -625 | -100.0% | Q3 2026 | Oct 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |