CHIMERA INVESTMENT CORP - CIM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | No change | 7,855,125 | 104,787 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| THORNBURG INVESTMENT MANAGEMENT INC | History | No change | 5,511,923 | 73,529 | 0.7% | 0.7% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 3,669,334 | 48,948 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 3,569,943 | 47,623 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allianz Asset Management GmbH | History | No change | 2,274,507 | 30,341 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| STATE STREET CORP | History | No change | 2,029,275 | 27,957 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 1,542,196 | 20,572 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 1,384,672 | 18,471 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 1,747,275 | 16,655 | 0.0% | 0.0% | 9 | -420,923 | -19.41% | Q3 2026 | Nov 06, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 1,547,607 | 14,748 | 0.1% | 0.13% | 10 | +434,970 | 39.09% | Q3 2026 | Nov 02, 2026 |
| LSV ASSET MANAGEMENT | History | No change | 1,519,685 | 14,483 | 0.03% | 0.04% | 11 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 1,035,135 | 13,808 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VAN ECK ASSOCIATES CORP | History | No change | 798,907 | 10,657 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 773,432 | 10,317 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Leeward Investments, LLC - MA | History | Reduced | 935,856 | 8,918 | 0.45% | 0.65% | 15 | -139,997 | -13.01% | Q3 2026 | Oct 23, 2026 |
| MORGAN STANLEY | History | No change | 585,911 | 7,816 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 566,574 | 7,558 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Verition Fund Management LLC | History | No change | 561,734 | 7,493 | 0.04% | 0.04% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 548,464 | 7,316 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | No change | 472,143 | 6,298 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 440,890 | 5,881 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 369,053 | 4,923 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | Added to | 428,484 | 4,083 | 0.0% | 0.0% | 23 | +10,585 | 2.53% | Q3 2026 | Nov 05, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | Added to | 412,243 | 3,928 | 0.06% | 0.08% | 24 | +120 | 0.03% | Q3 2026 | Nov 05, 2026 |
| MARINER INVESTMENT GROUP LLC | History | Added to | 400,299 | 3,814 | 0.65% | 1.09% | 25 | +21,400 | 5.65% | Q3 2026 | Nov 04, 2026 |
| Qube Research & Technologies Ltd | History | No change | 266,523 | 3,555 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 233,839 | 3,119 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| PRUDENTIAL FINANCIAL INC | History | No change | 213,850 | 2,852 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 174,318 | 2,325 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Added to | 242,671 | 2,312 | 0.0% | 0.0% | 30 | +193,771 | 396.26% | Q3 2026 | Nov 04, 2026 |
| Swiss National Bank | History | No change | 163,027 | 2,174 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 161,166 | 2,149 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | Added to | 225,141 | 2,145 | 0.0% | 0.0% | 33 | +5,269 | 2.4% | Q3 2026 | Nov 10, 2026 |
| Nuveen, LLC | History | Reduced | 212,180 | 2,022 | 0.0% | 0.0% | 34 | -21,819 | -9.32% | Q3 2026 | Nov 10, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 145,661 | 1,943 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ALGERT GLOBAL LLC | History | No change | 132,544 | 1,768 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SEGALL BRYANT & HAMILL, LLC | History | No change | 128,247 | 1,710 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Private Advisor Group, LLC | History | No change | 127,588 | 1,702 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 123,037 | 1,641 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RHUMBLINE ADVISERS | History | No change | 114,845 | 1,532 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CAXTON ASSOCIATES LLP | History | No change | 113,055 | 1,508 | 0.03% | 0.03% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 112,900 | 1,506 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Penserra Capital Management LLC | History | No change | 109,668 | 1,462 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 147,541 | 1,406 | 0.0% | 0.0% | 44 | -2,570 | -1.71% | Q3 2026 | Nov 06, 2026 |
| Invesco Ltd. | History | No change | 105,392 | 1,405 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 102,308 | 1,365 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 96,931 | 1,293 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 101,855 | 1,278 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | History | No change | 94,900 | 1,266 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 93,546 | 1,247 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Legal & General Group Plc | History | No change | 86,436 | 1,153 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 79,857 | 1,145 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Quantinno Capital Management LP | History | No change | 84,003 | 1,120 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Campbell & CO Investment Adviser LLC | History | No change | 82,650 | 1,102 | 0.06% | 0.06% | 54 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 106,658 | 1,016 | 0.0% | 0.0% | 55 | -17,742 | -14.26% | Q3 2026 | Nov 04, 2026 |
| BARCLAYS PLC | History | Added to | 102,214 | 974 | 0.0% | 0.0% | 56 | +13,766 | 15.56% | Q3 2026 | Nov 06, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 73,041 | 974 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | No change | 61,797 | 824 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 85,874 | 818 | 0.0% | 0.0% | 59 | -4,958 | -5.46% | Q3 2026 | Nov 06, 2026 |
| Simplicity Wealth,LLC | History | Added to | 83,244 | 793 | 0.02% | 0.03% | 60 | +12,762 | 18.11% | Q3 2026 | Oct 23, 2026 |
| ROYAL BANK OF CANADA | History | No change | 59,225 | 790 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD ASSET MANAGEMENT, Ltd | History | No change | 53,640 | 715 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Engineers Gate Manager LP | History | No change | 51,834 | 691 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VIRGINIA RETIREMENT SYSTEMS ET Al | History | Reduced | 72,003 | 686 | 0.0% | 0.01% | 64 | -17,500 | -19.55% | Q3 2026 | Oct 28, 2026 |
| MetLife Investment Management, LLC | History | No change | 49,203 | 656 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HSBC HOLDINGS PLC | History | No change | 48,379 | 649 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 60,760 | 579 | 0.0% | 0.0% | 67 | -86,125 | -58.63% | Q3 2026 | Nov 06, 2026 |
| IMC-Chicago, LLC | History | Reduced | 57,221 | 545 | 0.0% | 0.0% | 68 | -41,379 | -41.97% | Q3 2026 | Nov 05, 2026 |
| Gallagher Fiduciary Advisors, LLC | History | No change | 39,949 | 532 | 0.02% | 0.02% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 39,652 | 528 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IEQ CAPITAL, LLC | History | No change | 39,534 | 527 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SEI INVESTMENTS CO | History | No change | 37,434 | 499 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | New | 51,779 | 493 | 0.01% | — | 73 | +51,779 | New | Q3 2026 | Oct 16, 2026 |
| Counterpoint Mutual Funds LLC | History | New | 49,925 | 475 | 0.04% | — | 74 | +49,925 | New | Q3 2026 | Oct 16, 2026 |
| Jupiter Topco LLC | History | No change | 33,861 | 451 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 33,586 | 448 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Investment Partners Asset Management, Inc. | History | Added to | 46,104 | 439 | 0.24% | 0.31% | 77 | +4,357 | 10.44% | Q3 2026 | Oct 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 45,779 | 436 | 0.0% | 0.0% | 78 | -4,039 | -8.11% | Q3 2026 | Nov 02, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 32,723 | 436 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 31,573 | 421 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 31,511 | 420 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 30,797 | 410 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | No change | 29,941 | 399 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Almitas Capital LLC | History | No change | 29,177 | 389 | 0.09% | 0.09% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Atria Investments, Inc | History | Added to | 40,399 | 385 | 0.0% | 0.01% | 85 | +579 | 1.45% | Q3 2026 | Oct 15, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 38,469 | 367 | 0.01% | 0.01% | 86 | -509 | -1.31% | Q3 2026 | Oct 22, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 40,599 | 365 | 0.0% | 0.0% | 87 | +10,807 | 36.27% | Q3 2026 | Oct 13, 2026 |
| XTX Topco Ltd | History | No change | 27,308 | 364 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Graham Capital Management, L.P. | History | No change | 25,847 | 344 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KENNICOTT CAPITAL MANAGEMENT LLC | History | Added to | 35,616 | 339 | 0.15% | 0.2% | 91 | +2,943 | 9.01% | Q3 2026 | Oct 15, 2026 |
| Cetera Investment Advisers | History | No change | 25,482 | 339 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEALTHEDGE INVESTMENT ADVISORS, LLC | History | Added to | 35,285 | 336 | 0.11% | 0.08% | 92 | +17,732 | 101.02% | Q3 2026 | Nov 10, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 24,653 | 328 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 34,346 | 327 | 0.0% | 0.0% | 94 | +21,512 | 167.62% | Q3 2026 | Nov 02, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 21,480 | 286 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| Squarepoint Ops LLC | History | New | 29,818 | 284 | 0.0% | — | 96 | +29,818 | New | Q3 2026 | Nov 09, 2026 |
| Creative Planning | History | Added to | 28,630 | 272 | 0.0% | 0.0% | 97 | +2,739 | 10.58% | Q3 2026 | Nov 02, 2026 |
| SG Americas Securities, LLC | History | No change | 19,628 | 262 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 19,553 | 260 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 26,695 | 250 | 0.01% | 0.02% | 100 | +6,311 | 30.96% | Q3 2026 | Nov 02, 2026 |
| MQS Management LLC | History | New | 25,903 | 246 | 0.14% | — | 101 | +25,903 | New | Q3 2026 | Nov 06, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 18,428 | 245 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 25,334 | 241 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| KLP KAPITALFORVALTNING AS | History | No change | 17,366 | 238 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ExodusPoint Capital Management, LP | History | No change | 17,880 | 238 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vanguard Investments Australia, Ltd. | History | No change | 17,818 | 237 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Dynamic Technology Lab Private Ltd | History | No change | 16,999 | 227 | 0.05% | 0.05% | 107 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| StoneX Group Inc. | History | New | 21,188 | 220 | 0.01% | — | 108 | +21,188 | New | Q3 2026 | Nov 03, 2026 |
| STRS OHIO | History | Added to | 23,000 | 219 | 0.0% | 0.0% | 109 | +6,500 | 39.39% | Q3 2026 | Oct 30, 2026 |
| Arizona State Retirement System | History | Added to | 22,979 | 218 | 0.0% | 0.0% | 110 | +541 | 2.41% | Q3 2026 | Nov 03, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 22,359 | 213 | 0.0% | 0.0% | 111 | +3,722 | 19.97% | Q3 2026 | Oct 22, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 13,738 | 183 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Empowered Funds, LLC | History | No change | 13,698 | 182 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Corient Private Wealth LP | History | No change | 13,307 | 181 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Sigma Planning Corp | History | Added to | 18,423 | 175 | 0.0% | 0.01% | 115 | +2,929 | 18.9% | Q3 2026 | Oct 23, 2026 |
| Mitsubishi UFJ Trust & Banking Corp | History | No change | 13,193 | 175 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 17,711 | 168 | 0.0% | 0.0% | 117 | -12,387 | -41.16% | Q3 2026 | Nov 10, 2026 |
| IFP Advisors, Inc | History | Added to | 17,548 | 167 | 0.0% | 0.0% | 118 | +7,136 | 68.54% | Q3 2026 | Oct 16, 2026 |
| Jain Global LLC | History | No change | 12,082 | 161 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Embree Financial Group | History | No change | 12,215 | 116 | 0.01% | 0.02% | 120 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 7,651 | 102 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ProShare Advisors LLC | History | Reduced | 10,589 | 100 | 0.0% | 0.0% | 123 | -449 | -4.07% | Q3 2026 | Oct 28, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 10,500 | 100 | 0.0% | 0.01% | 122 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| BFC Planning, Inc. | History | No change | 7,432 | 99 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 7,080 | 94 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| GROUP ONE TRADING LLC | History | No change | 6,700 | 89 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Global Retirement Partners, LLC | History | Added to | 6,987 | 66 | 0.0% | 0.0% | 127 | +1,055 | 17.78% | Q3 2026 | Nov 10, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 4,494 | 59 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 5,945 | 56 | 0.0% | 0.0% | 130 | +1,275 | 27.3% | Q3 2026 | Nov 06, 2026 |
| FMR LLC | History | Added to | 5,948 | 56 | 0.0% | 0.0% | 129 | +385 | 6.92% | Q3 2026 | Nov 10, 2026 |
| Allworth Financial LP | History | Added to | 3,697 | 49 | 0.0% | 0.0% | 131 | +48 | 1.32% | Q3 2026 | Nov 06, 2026 |
| First Bancorp, Inc /ME/ | History | New | 4,490 | 42 | 0.02% | — | 132 | +4,490 | New | Q3 2026 | Oct 26, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | Reduced | 4,158 | 39 | 0.01% | 0.03% | 133 | -1,432 | -25.62% | Q3 2026 | Nov 04, 2026 |
| Napier Financial, LLC | History | No change | 2,698 | 35 | 0.01% | 0.01% | 134 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 2,517 | 34 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| VSM Wealth Advisory, LLC | History | No change | 2,592 | 34 | 0.01% | 0.01% | 136 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| SIGNATUREFD, LLC | History | Added to | 3,099 | 29 | 0.0% | 0.0% | 137 | +404 | 14.99% | Q3 2026 | Oct 23, 2026 |
| Vision Retirement, LLC | History | No change | 2,064 | 27 | 0.01% | 0.01% | 138 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Arax Advisory Partners | History | No change | 1,985 | 26 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Versant Capital Management, Inc | History | Reduced | 2,589 | 24 | 0.0% | 0.01% | 140 | -2,774 | -51.72% | Q3 2026 | Oct 01, 2026 |
| Nykredit A/S | History | No change | 2,190 | 20 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 1,808 | 18 | 0.0% | 0.0% | 142 | -17,419 | -90.6% | Q3 2026 | Oct 20, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,687 | 16 | 0.0% | 0.0% | 143 | -5,056 | -74.98% | Q3 2026 | Nov 09, 2026 |
| Sterling Capital Management LLC | History | Reduced | 1,641 | 15 | 0.0% | 0.0% | 144 | -58 | -3.41% | Q3 2026 | Oct 22, 2026 |
| Larson Financial Group LLC | History | Reduced | 1,542 | 14 | 0.0% | 0.0% | 148 | -328 | -17.54% | Q3 2026 | Nov 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 1,095 | 14 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 1,500 | 14 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | No change | 1,100 | 14 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GAMMA Investing LLC | History | Added to | 1,381 | 13 | 0.0% | 0.0% | 149 | +61 | 4.62% | Q3 2026 | Oct 08, 2026 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 1,333 | 12 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 933 | 12 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 826 | 11 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | Reduced | 1,091 | 10 | 0.0% | 0.0% | 153 | -28 | -2.5% | Q3 2026 | Oct 22, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 1,049 | 9 | 0.0% | 0.0% | 154 | -157 | -13.02% | Q3 2026 | Nov 04, 2026 |
| Cedar Mountain Advisors, LLC | History | No change | 1,043 | 9 | 0.0% | 0.0% | 155 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 887 | 8 | 0.0% | — | 156 | +887 | New | Q3 2026 | Oct 27, 2026 |
| TOMPKINS FINANCIAL CORP | History | No change | 746 | 7 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| Parallel Advisors, LLC | History | Reduced | 676 | 6 | 0.0% | 0.0% | 159 | -584 | -46.35% | Q3 2026 | Nov 03, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 668 | 6 | 0.0% | 0.0% | 162 | +192 | 40.34% | Q3 2026 | Oct 08, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 461 | 6 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 466 | 6 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| SHP Wealth Management | History | No change | 500 | 6 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Allied Private Wealth LLC | History | No change | 536 | 6 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 591 | 5 | 0.0% | 0.0% | 164 | +64 | 12.14% | Q3 2026 | Nov 10, 2026 |
| Covestor Ltd | History | Reduced | 539 | 5 | 0.0% | 0.0% | 165 | -3 | -0.55% | Q3 2026 | Oct 30, 2026 |
| US BANCORP \DE\ | History | Reduced | 470 | 4 | 0.0% | 0.0% | 166 | -118 | -20.07% | Q3 2026 | Nov 05, 2026 |
| Optiver Holding B.V. | History | No change | 305 | 4 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 330 | 3 | 0.0% | 0.0% | 172 | +14 | 4.43% | Q3 2026 | Oct 26, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 409 | 3 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 272 | 3 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 392 | 3 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| MCDONALD PARTNERS LLC | History | No change | 400 | 3 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| City State Bank | History | No change | 360 | 3 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Smallwood Wealth Investment Management, LLC | History | No change | 333 | 3 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Geneos Wealth Management Inc. | History | New | 288 | 2 | 0.0% | — | 175 | +288 | New | Q3 2026 | Nov 09, 2026 |
| Ascentis Wealth Management, LLC | History | Added to | 105 | 1 | 0.0% | — | 177 | +38 | 56.72% | Q3 2026 | Nov 03, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | No change | 99 | 1 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Simplify Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -51,025 | -100.0% | Q3 2026 | Oct 27, 2026 |
| Edgestream Partners, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -43,877 | -100.0% | Q3 2026 | Nov 09, 2026 |
| Winthrop Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -40,000 | -100.0% | Q3 2026 | Nov 05, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,557 | -100.0% | Q3 2026 | Oct 13, 2026 |
| IronBridge Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -17,710 | -100.0% | Q3 2026 | Nov 03, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,984 | -100.0% | Q3 2026 | Nov 09, 2026 |
| Leading Edge Financial Planning LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -15,601 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,370 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Fulcrum Asset Management LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -6,642 | -100.0% | Q3 2026 | Nov 04, 2026 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -921 | -100.0% | Q3 2026 | Nov 09, 2026 |
| Essential Partners LLC | History | Reduced | 81 | 0 | — | 0.0% | — | -574 | -87.63% | Q3 2026 | Oct 14, 2026 |
| Spire Wealth Management | History | Reduced | 66 | 0 | — | 0.0% | — | -372 | -84.93% | Q3 2026 | Oct 30, 2026 |
| Capital Advisors, Ltd. LLC | History | Reduced | 24 | 0 | — | 0.0% | — | -168 | -87.5% | Q3 2026 | Oct 27, 2026 |
| ALBION FINANCIAL GROUP /UT | History | Closed out | 0 | 0 | — | 0.0% | — | -108 | -100.0% | Q3 2026 | Oct 21, 2026 |
| NORTH POINT PORTFOLIO MANAGERS CORP/OH | History | New | 100 | 0 | — | — | — | +100 | New | Q3 2026 | Oct 07, 2026 |
| Root Financial Partners, LLC | History | New | 87 | 0 | — | — | — | +87 | New | Q3 2026 | Oct 21, 2026 |
| Parkside Financial Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -87 | -100.0% | Q3 2026 | Oct 27, 2026 |
| Stone House Investment Management, LLC | History | Closed out | 0 | 0 | — | — | — | -55 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | — | — | -47 | -100.0% | Q3 2026 | Nov 10, 2026 |
| Jacobi Capital Management LLC | History | New | 15 | 0 | — | — | — | +15 | New | Q3 2026 | Nov 05, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 13 | 0 | — | — | — | +13 | New | Q3 2026 | Nov 05, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 15 | 0 | — | — | — | -11 | -42.31% | Q3 2026 | Nov 06, 2026 |
| True Wealth Design, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q3 2026 | Oct 13, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2026 | Nov 10, 2026 |
| HM PAYSON & CO | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Field & Main Bank | History | No change | 63 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Bogart Wealth, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 24 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Crewe Advisors LLC | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| RMG Wealth Management LLC | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Dunhill Financial, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Kingdom Financial Group LLC. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Quarry LP | History | No change | 23 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPL Wealth Management, LLC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| WPG Advisers, LLC | History | No change | 75 | 0 | — | 0.0% | — | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Provenance Wealth Advisors, LLC | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |