Series Portfolios Trust - CLOZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Arax Advisory Partners | History | Added to | 2,188,929 | 57,831 | 0.38% | 1.1% | 1 | +675,569 | 44.64% | Q2 2026 | Aug 10, 2026 |
| MORGAN STANLEY | History | Added to | 1,870,670 | 49,423 | 0.0% | 0.0% | 2 | +250,000 | 15.43% | Q2 2026 | Aug 13, 2026 |
| SECURITY BENEFIT LIFE INSURANCE CO /KS/ | History | No change | 1,625,576 | 42,947 | 23.66% | 21.91% | 3 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Focus Partners Wealth | History | Added to | 1,481,838 | 39,150 | 0.04% | 0.04% | 4 | +124,044 | 9.14% | Q2 2026 | Aug 12, 2026 |
| Estate Planners Group, LLC | History | Added to | 772,217 | 20,401 | 9.23% | 9.32% | 5 | +16,051 | 2.12% | Q2 2026 | Aug 13, 2026 |
| Guardian Financial Partners, LLC | History | Added to | 770,855 | 20,365 | 7.93% | 7.89% | 6 | +41,716 | 5.72% | Q2 2026 | Jul 15, 2026 |
| Atria Investments, Inc | History | Added to | 677,733 | 17,905 | 0.18% | 0.05% | 7 | +492,959 | 266.79% | Q2 2026 | Jul 28, 2026 |
| Mariner, LLC | History | Added to | 642,610 | 16,977 | 0.02% | 0.01% | 8 | +457,050 | 246.31% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Added to | 365,239 | 9,649 | 0.0% | 0.0% | 9 | +310,797 | 570.88% | Q2 2026 | Aug 07, 2026 |
| Sound Income Strategies, LLC | History | Added to | 330,517 | 8,732 | 0.39% | 0.34% | 10 | +60,685 | 22.49% | Q2 2026 | Jul 20, 2026 |
| Gradient Investments LLC | History | Added to | 302,753 | 7,998 | 0.11% | 0.12% | 11 | +8,563 | 2.91% | Q2 2026 | Jul 08, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 225,787 | 5,965 | 0.0% | 0.01% | 12 | -5,329 | -2.31% | Q2 2026 | Aug 12, 2026 |
| Inspire Advisors, LLC | History | Added to | 200,146 | 5,287 | 0.37% | 0.1% | 13 | +151,743 | 313.5% | Q2 2026 | Aug 13, 2026 |
| BARCLAYS PLC | History | Added to | 194,400 | 5,136 | 0.0% | 0.0% | 14 | +4,400 | 2.32% | Q2 2026 | Aug 14, 2026 |
| Copia Wealth Management | History | Added to | 187,206 | 4,945 | 2.97% | 2.85% | 15 | +25,499 | 15.77% | Q2 2026 | Aug 17, 2026 |
| Navis Wealth Advisors, LLC | History | New | 179,436 | 4,740 | 1.8% | — | 16 | +179,436 | New | Q2 2026 | Aug 14, 2026 |
| Sowell Financial Services LLC | History | Added to | 158,003 | 4,174 | 0.14% | 0.15% | 17 | +1,967 | 1.26% | Q2 2026 | Jul 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 156,040 | 4,122 | 0.0% | 0.0% | 18 | +52,434 | 50.61% | Q2 2026 | Aug 03, 2026 |
| WESPAC Advisors, LLC | History | New | 151,934 | 4,014 | 1.96% | — | 19 | +151,934 | New | Q2 2026 | Aug 10, 2026 |
| CWC Advisors, LLC. | History | Reduced | 142,226 | 3,757 | 1.67% | 1.75% | 20 | -1,308 | -0.91% | Q2 2026 | Jul 21, 2026 |
| Ethos Financial Group, LLC | History | Added to | 127,418 | 3,358 | 0.22% | 0.23% | 21 | +6,714 | 5.56% | Q2 2026 | Aug 07, 2026 |
| Valeo Financial Advisors, LLC | History | No change | 123,764 | 3,269 | 0.07% | 0.08% | 22 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Cedar Wealth Management, LLC | History | Added to | 118,734 | 3,136 | 0.81% | 0.86% | 23 | +2,953 | 2.55% | Q2 2026 | Aug 12, 2026 |
| BASSO CAPITAL MANAGEMENT, L.P. | History | Added to | 116,451 | 3,076 | 0.66% | 0.69% | 24 | +72,392 | 164.31% | Q2 2026 | Jul 27, 2026 |
| Client First Investment Management LLC | History | New | 112,467 | 2,971 | 1.25% | — | 25 | +112,467 | New | Q2 2026 | Jul 08, 2026 |
| Impact Partnership Wealth, LLC | History | Added to | 110,679 | 2,924 | 0.28% | 0.27% | 26 | +26,029 | 30.75% | Q2 2026 | Jul 29, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 102,958 | 2,720 | 0.02% | 0.02% | 27 | +1,871 | 1.85% | Q2 2026 | Jul 17, 2026 |
| PRIMORIS WEALTH ADVISORS, LLC | History | Added to | 92,450 | 2,442 | 1.11% | 0.92% | 28 | +41,000 | 79.69% | Q2 2026 | Jul 29, 2026 |
| UBS Group AG | History | Reduced | 82,863 | 2,189 | 0.0% | 0.0% | 29 | -2,100 | -2.47% | Q2 2026 | Aug 13, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | New | 82,276 | 2,173 | 0.08% | — | 30 | +82,276 | New | Q2 2026 | Aug 14, 2026 |
| Brooklyn Investment Group | History | No change | 81,747 | 2,096 | 0.07% | 0.07% | 31 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Nuveen, LLC | History | New | 78,589 | 2,076 | 0.0% | — | 32 | +78,589 | New | Q2 2026 | Aug 11, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 74,396 | 1,965 | 0.01% | 0.01% | 33 | -78,957 | -51.49% | Q2 2026 | Jul 28, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 74,941 | 1,958 | 0.0% | — | 34 | +74,941 | New | Q2 2026 | Aug 12, 2026 |
| SEAVIEW INVESTMENT MANAGERS LLC | History | Added to | 56,757 | 1,499 | 0.45% | 0.4% | 35 | +13,870 | 32.34% | Q2 2026 | Jul 14, 2026 |
| Hilltop Holdings Inc. | History | Reduced | 48,395 | 1,278 | 0.1% | 0.12% | 36 | -2,755 | -5.39% | Q2 2026 | Aug 13, 2026 |
| Knott David M Jr | History | No change | 47,807 | 1,263 | 0.67% | 0.73% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rockport Wealth LLC | History | Added to | 46,861 | 1,238 | 0.21% | 0.2% | 38 | +3,006 | 6.85% | Q2 2026 | Jul 27, 2026 |
| Maridea Wealth Management LLC | History | Reduced | 40,285 | 1,064 | 0.12% | 0.16% | 39 | -1,757 | -4.18% | Q2 2026 | Aug 06, 2026 |
| Brucke Financial, Inc. | History | Added to | 39,422 | 1,041 | 0.46% | 0.28% | 40 | +17,817 | 82.47% | Q2 2026 | Jul 21, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 34,486 | 911 | 0.0% | — | 41 | +34,486 | New | Q2 2026 | Aug 14, 2026 |
| Ausdal Financial Partners, Inc. | History | New | 30,641 | 809 | 0.03% | — | 43 | +30,641 | New | Q2 2026 | Aug 14, 2026 |
| VectorGlobal IAG, Inc. | History | No change | 31,542 | 809 | 0.21% | 0.21% | 42 | 0 | 0.0% | Q1 2026 | Jun 30, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | History | New | 27,813 | 734 | 0.08% | — | 44 | +27,813 | New | Q2 2026 | Jul 23, 2026 |
| LAUREL OAK WEALTH MANAGEMENT, LLC | History | Reduced | 26,924 | 711 | 0.1% | 0.16% | 45 | -9,574 | -26.23% | Q2 2026 | Jul 21, 2026 |
| Advyzon Investment Management, LLC | History | New | 25,874 | 683 | 0.05% | — | 46 | +25,874 | New | Q2 2026 | Aug 14, 2026 |
| Almanack Investment Partners, LLC. | History | Reduced | 25,199 | 665 | 0.08% | 0.16% | 47 | -10,720 | -29.84% | Q2 2026 | Jul 30, 2026 |
| Claris Financial LLC | History | No change | 23,442 | 601 | 0.33% | 0.33% | 48 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| Nordwand Advisors, LLC | History | No change | 22,600 | 597 | 0.09% | 0.1% | 49 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 22,026 | 581 | 0.02% | 0.02% | 50 | -2,714 | -10.97% | Q2 2026 | Jul 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 21,647 | 571 | 0.0% | — | 51 | +21,624 | 94017.39% | Q2 2026 | Aug 14, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 18,194 | 480 | 0.01% | 0.01% | 52 | -5,510 | -23.25% | Q2 2026 | Jul 31, 2026 |
| Darden Wealth Group Inc | History | Added to | 17,428 | 460 | 0.18% | 0.18% | 53 | +3,960 | 29.4% | Q2 2026 | Aug 06, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 15,951 | 421 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 15,514 | 409 | 0.0% | 0.0% | 55 | +3,304 | 27.06% | Q2 2026 | Aug 07, 2026 |
| Strait & Sound Wealth Management LLC | History | Added to | 15,095 | 398 | 0.14% | 0.1% | 56 | +4,074 | 36.97% | Q2 2026 | Aug 17, 2026 |
| Capital Advisor Network LLC | History | Added to | 14,737 | 389 | 0.49% | 0.15% | 57 | +10,446 | 243.44% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 14,226 | 376 | 0.0% | 0.0% | 58 | -6,251 | -30.53% | Q2 2026 | Jul 27, 2026 |
| Tactive Advisors, LLC | History | Added to | 14,164 | 374 | 0.09% | 0.1% | 59 | +653 | 4.83% | Q2 2026 | Jul 08, 2026 |
| Resolute Wealth Strategies, LLC | History | New | 13,661 | 360 | 0.14% | — | 60 | +13,661 | New | Q2 2026 | Aug 12, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | New | 13,113 | 346 | 0.01% | — | 61 | +13,113 | New | Q2 2026 | Jul 28, 2026 |
| MATHER GROUP, LLC. | History | Reduced | 13,078 | 345 | 0.0% | 0.0% | 62 | -6,487 | -33.16% | Q2 2026 | Jul 27, 2026 |
| PRIVATE TRUST CO NA | History | New | 12,894 | 340 | 0.03% | — | 65 | +12,894 | New | Q2 2026 | Jul 28, 2026 |
| Sequoia Financial Advisors, LLC | History | Added to | 12,876 | 340 | 0.0% | 0.0% | 64 | +220 | 1.74% | Q2 2026 | Jul 17, 2026 |
| Brookstone Capital Management | History | Added to | 12,889 | 340 | 0.0% | 0.0% | 63 | +81 | 0.63% | Q2 2026 | Jul 15, 2026 |
| Prostatis Group LLC | History | Reduced | 12,484 | 329 | 0.08% | 0.08% | 66 | -2 | -0.02% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 12,205 | 322 | 0.0% | 0.0% | 67 | -1,072 | -8.07% | Q2 2026 | Jul 29, 2026 |
| HighTower Advisors, LLC | History | New | 11,645 | 307 | 0.0% | — | 68 | +11,645 | New | Q2 2026 | Aug 05, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 11,025 | 291 | 0.08% | 0.07% | 69 | -482 | -4.19% | Q2 2026 | Aug 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 10,827 | 286 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Brookwood Investment Group LLC | History | New | 10,607 | 280 | 0.03% | — | 71 | +10,607 | New | Q2 2026 | Jul 23, 2026 |
| Sovereign Financial Group, Inc. | History | New | 10,510 | 277 | 0.04% | — | 72 | +10,510 | New | Q2 2026 | Jul 24, 2026 |
| KINTRA WEALTH, LLC | History | New | 10,409 | 273 | 0.01% | — | 73 | +10,409 | New | Q2 2026 | Aug 14, 2026 |
| WMG Financial Advisors, LLC | History | Reduced | 10,000 | 264 | 0.1% | 0.15% | 74 | -3,680 | -26.9% | Q2 2026 | Jul 23, 2026 |
| Wealthspire Advisors, LLC | History | Reduced | 9,714 | 256 | 0.0% | 0.0% | 76 | -3,208 | -24.83% | Q2 2026 | Aug 11, 2026 |
| Verity Asset Management, Inc. | History | Added to | 9,708 | 256 | 0.1% | 0.1% | 75 | +44 | 0.46% | Q2 2026 | Aug 13, 2026 |
| Leo Wealth, LLC | History | No change | 9,850 | 252 | 0.02% | 0.02% | 77 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| BALDWIN WEALTH PARTNERS LLC/MA | History | Reduced | 9,098 | 240 | 0.02% | 0.03% | 78 | -5,341 | -36.99% | Q2 2026 | Jul 14, 2026 |
| Kingsview Wealth Management, LLC | History | New | 8,632 | 228 | 0.0% | — | 79 | +8,632 | New | Q2 2026 | Aug 18, 2026 |
| Crestwood Advisors Group, LLC | History | New | 7,590 | 200 | 0.0% | — | 81 | +7,590 | New | Q2 2026 | Aug 03, 2026 |
| Janney Montgomery Scott LLC | History | New | 7,576 | 200 | 0.0% | — | 80 | +7,576 | New | Q2 2026 | Aug 05, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 4,700 | 124 | 0.0% | 0.0% | 82 | -13,614 | -74.34% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 3,285 | 86 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 2,929 | 77 | 0.0% | 0.0% | 84 | +2,729 | 1364.5% | Q2 2026 | Aug 12, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Reduced | 1,960 | 52 | 0.0% | 0.0% | 85 | -16,180 | -89.2% | Q2 2026 | Aug 10, 2026 |
| Allworth Financial LP | History | No change | 1,700 | 44 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NFSG Corp | History | Reduced | 1,554 | 41 | 0.01% | 0.01% | 87 | -125 | -7.44% | Q2 2026 | Aug 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 1,216 | 32 | 0.0% | — | 88 | +1,216 | New | Q2 2026 | Aug 12, 2026 |
| Reyes Financial Architecture, Inc. | History | New | 250 | 6 | 0.0% | — | 89 | +250 | New | Q2 2026 | Jul 16, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 200 | 5 | 0.0% | — | 91 | +200 | New | Q2 2026 | Jul 15, 2026 |
| CWM, LLC | History | No change | 197 | 5 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Triumph Capital Management | History | Added to | 181 | 4 | 0.0% | 0.0% | 92 | +31 | 20.67% | Q2 2026 | Jul 20, 2026 |
| High Point Wealth Management, LLC | History | Added to | 153 | 4 | 0.0% | 0.0% | 93 | +3 | 2.0% | Q2 2026 | Jul 20, 2026 |
| SHP Wealth Management | History | No change | 101 | 2 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ASSETMARK, INC | History | Reduced | 64 | 1 | 0.0% | 0.0% | 95 | -236 | -78.67% | Q2 2026 | Jul 30, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.16% | — | -235,706 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Carmel Capital Partners, LLC | History | Closed out | 0 | 0 | — | 1.14% | — | -123,439 | -100.0% | Q2 2026 | Jul 29, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -108,348 | -100.0% | Q2 2026 | Sep 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -69,836 | -100.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,379 | -100.0% | Q2 2026 | Aug 14, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,176 | -100.0% | Q2 2026 | Aug 14, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,322 | -100.0% | Q2 2026 | Aug 03, 2026 |
| a16z Perennial Management, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -9,850 | -100.0% | Q2 2026 | Jul 24, 2026 |
| State of New Jersey Common Pension Fund D | History | Closed out | 0 | 0 | — | 0.0% | — | -8,407 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,262 | -100.0% | Q2 2026 | Aug 14, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,860 | -100.0% | Q2 2026 | Aug 12, 2026 |
| STANCE CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,670 | -100.0% | Q2 2026 | Aug 14, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -2,600 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Truvestments Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -285 | -100.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 7 | 0 | — | — | — | +6 | 600.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q2 2026 | Aug 13, 2026 |
| Spurstone Advisory Services, LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |