Series Portfolios Trust - CLOZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SECURITY BENEFIT LIFE INSURANCE CO /KS/ | History | No change | 1,625,576 | 41,696 | 21.91% | 17.78% | 1 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| MORGAN STANLEY | History | Added to | 1,620,670 | 41,570 | 0.0% | 0.0% | 2 | +1,619,653 | 159257.92% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | Reduced | 1,513,360 | 38,817 | 1.1% | 1.55% | 3 | -496,967 | -24.72% | Q1 2026 | May 13, 2026 |
| Focus Partners Wealth | History | Added to | 1,357,794 | 34,827 | 0.04% | 0.04% | 4 | +53,460 | 4.1% | Q1 2026 | May 14, 2026 |
| Estate Planners Group, LLC | History | Added to | 756,166 | 19,395 | 9.32% | 8.55% | 5 | +11,197 | 1.5% | Q1 2026 | May 11, 2026 |
| Guardian Financial Partners, LLC | History | Reduced | 729,139 | 18,702 | 7.89% | 8.22% | 6 | -6,680 | -0.91% | Q1 2026 | Apr 15, 2026 |
| Gradient Investments LLC | History | Added to | 294,190 | 7,545 | 0.12% | 0.12% | 7 | +8,612 | 3.02% | Q1 2026 | Apr 13, 2026 |
| Sound Income Strategies, LLC | History | Added to | 269,832 | 6,956 | 0.34% | 0.27% | 8 | +52,383 | 24.09% | Q1 2026 | Apr 27, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 235,706 | 6,045 | 0.16% | 0.13% | 9 | +34,126 | 16.93% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 231,116 | 5,928 | 0.01% | 0.01% | 10 | -57,442 | -19.91% | Q1 2026 | May 12, 2026 |
| BARCLAYS PLC | History | New | 190,000 | 4,873 | 0.0% | — | 11 | +190,000 | New | Q1 2026 | May 14, 2026 |
| Mariner, LLC | History | Added to | 185,560 | 4,759 | 0.01% | 0.01% | 12 | +14,054 | 8.19% | Q1 2026 | May 13, 2026 |
| Atria Investments, Inc | History | Added to | 184,774 | 4,739 | 0.05% | 0.05% | 13 | +14,754 | 8.68% | Q1 2026 | May 05, 2026 |
| Copia Wealth Management | History | Added to | 161,707 | 4,147 | 2.85% | 2.11% | 14 | +50,280 | 45.12% | Q1 2026 | May 04, 2026 |
| Sowell Financial Services LLC | History | Added to | 156,036 | 4,002 | 0.15% | 0.15% | 15 | +935 | 0.6% | Q1 2026 | Apr 20, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 153,353 | 3,933 | 0.01% | 0.02% | 16 | -61,823 | -28.73% | Q1 2026 | Apr 30, 2026 |
| CWC Advisors, LLC. | History | Added to | 143,534 | 3,681 | 1.75% | 1.81% | 17 | +2,317 | 1.64% | Q1 2026 | Apr 16, 2026 |
| Valeo Financial Advisors, LLC | History | No change | 123,764 | 3,174 | 0.08% | 0.07% | 18 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Carmel Capital Partners, LLC | History | Reduced | 123,439 | 3,166 | 1.14% | 2.28% | 19 | -121,390 | -49.58% | Q1 2026 | Apr 30, 2026 |
| Ethos Financial Group, LLC | History | Added to | 120,704 | 3,096 | 0.23% | 0.15% | 20 | +43,048 | 55.43% | Q1 2026 | May 05, 2026 |
| Cedar Wealth Management, LLC | History | Added to | 115,781 | 2,969 | 0.86% | 0.77% | 21 | +19,000 | 19.63% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 108,348 | 2,779 | 0.0% | 0.0% | 22 | +5,440 | 5.29% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 103,606 | 2,657 | 0.0% | 0.0% | 23 | -90,550 | -46.64% | Q1 2026 | May 04, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 101,087 | 2,606 | 0.02% | 0.01% | 24 | +63,245 | 167.13% | Q1 2026 | Apr 07, 2026 |
| UBS Group AG | History | Added to | 84,963 | 2,179 | 0.0% | 0.0% | 25 | +57,200 | 206.03% | Q1 2026 | May 05, 2026 |
| Impact Partnership Wealth, LLC | History | Added to | 84,650 | 2,171 | 0.27% | 0.22% | 26 | +18,679 | 28.31% | Q1 2026 | Apr 23, 2026 |
| Brooklyn Investment Group | History | Added to | 81,747 | 2,096 | 0.07% | 0.06% | 27 | +35,609 | 77.18% | Q1 2026 | Apr 29, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 69,836 | 1,791 | 0.0% | — | 28 | +69,836 | New | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 54,442 | 1,396 | 0.0% | 0.0% | 29 | -528,902 | -90.67% | Q1 2026 | May 06, 2026 |
| PRIMORIS WEALTH ADVISORS, LLC | History | No change | 51,450 | 1,319 | 0.92% | 0.81% | 30 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Hilltop Holdings Inc. | History | Reduced | 51,150 | 1,311 | 0.12% | 0.11% | 31 | -19,550 | -27.65% | Q1 2026 | May 14, 2026 |
| Inspire Advisors, LLC | History | Added to | 48,403 | 1,241 | 0.1% | 0.11% | 32 | +1,643 | 3.51% | Q1 2026 | May 15, 2026 |
| Knott David M Jr | History | No change | 47,807 | 1,226 | 0.73% | 0.59% | 33 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BASSO CAPITAL MANAGEMENT, L.P. | History | Reduced | 44,059 | 1,130 | 0.69% | 1.13% | 34 | -27,530 | -38.46% | Q1 2026 | May 15, 2026 |
| Rockport Wealth LLC | History | Reduced | 43,855 | 1,124 | 0.2% | 0.59% | 35 | -70,366 | -61.61% | Q1 2026 | May 05, 2026 |
| SEAVIEW INVESTMENT MANAGERS LLC | History | Added to | 42,887 | 1,100 | 0.4% | 0.22% | 36 | +20,409 | 90.8% | Q1 2026 | May 14, 2026 |
| Maridea Wealth Management LLC | History | Reduced | 42,042 | 1,078 | 0.16% | 0.44% | 37 | -67,479 | -61.61% | Q1 2026 | Apr 21, 2026 |
| LAUREL OAK WEALTH MANAGEMENT, LLC | History | Reduced | 36,498 | 936 | 0.16% | 0.19% | 38 | -6,500 | -15.12% | Q1 2026 | Apr 21, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 36,379 | 933 | 0.0% | 0.0% | 39 | -494,328 | -93.15% | Q1 2026 | May 12, 2026 |
| Almanack Investment Partners, LLC. | History | Reduced | 35,919 | 921 | 0.16% | 0.31% | 40 | -33,432 | -48.21% | Q1 2026 | May 05, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 24,740 | 634 | 0.02% | 0.04% | 41 | -11,392 | -31.53% | Q1 2026 | May 14, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 23,704 | 608 | 0.01% | 0.02% | 42 | -6,464 | -21.43% | Q1 2026 | May 14, 2026 |
| Claris Financial LLC | History | Reduced | 23,442 | 601 | 0.33% | 0.46% | 43 | -9,258 | -28.31% | Q1 2026 | May 18, 2026 |
| Nordwand Advisors, LLC | History | No change | 22,600 | 579 | 0.1% | 0.1% | 44 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Brucke Financial, Inc. | History | Reduced | 21,605 | 554 | 0.28% | 0.57% | 45 | -17,572 | -44.85% | Q1 2026 | Apr 10, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 20,477 | 525 | 0.0% | 0.0% | 46 | -6,917 | -25.25% | Q1 2026 | Apr 30, 2026 |
| MATHER GROUP, LLC. | History | New | 19,565 | 501 | 0.0% | — | 47 | +19,565 | New | Q1 2026 | Apr 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 18,314 | 470 | 0.0% | 0.0% | 48 | +5,948 | 48.1% | Q1 2026 | May 15, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | No change | 18,140 | 465 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 16,176 | 415 | 0.01% | 0.27% | 50 | -293,937 | -94.78% | Q1 2026 | May 15, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 15,951 | 409 | 0.0% | 0.01% | 51 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BALDWIN WEALTH PARTNERS LLC/MA | History | Reduced | 14,439 | 370 | 0.03% | 0.04% | 52 | -11,159 | -43.59% | Q1 2026 | Apr 14, 2026 |
| WMG Financial Advisors, LLC | History | Reduced | 13,680 | 350 | 0.15% | 1.53% | 53 | -126,308 | -90.23% | Q1 2026 | Apr 23, 2026 |
| Tactive Advisors, LLC | History | Reduced | 13,511 | 346 | 0.1% | 0.11% | 54 | -441 | -3.16% | Q1 2026 | Apr 16, 2026 |
| Darden Wealth Group Inc | History | Reduced | 13,468 | 345 | 0.18% | 0.81% | 55 | -49,667 | -78.67% | Q1 2026 | May 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 13,277 | 340 | 0.0% | 0.0% | 56 | -3,648 | -21.55% | Q1 2026 | Apr 27, 2026 |
| Wealthspire Advisors, LLC | History | No change | 12,922 | 331 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Brookstone Capital Management | History | Added to | 12,808 | 328 | 0.0% | 0.0% | 58 | +550 | 4.49% | Q1 2026 | Apr 16, 2026 |
| Sequoia Financial Advisors, LLC | History | Added to | 12,656 | 324 | 0.0% | 0.0% | 59 | +233 | 1.88% | Q1 2026 | Apr 30, 2026 |
| Prostatis Group LLC | History | Added to | 12,486 | 320 | 0.08% | 0.08% | 60 | +335 | 2.76% | Q1 2026 | May 12, 2026 |
| AE Wealth Management LLC | History | Reduced | 12,322 | 316 | 0.0% | 0.01% | 61 | -24,535 | -66.57% | Q1 2026 | May 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 12,210 | 313 | 0.0% | 0.0% | 62 | +2,319 | 23.45% | Q1 2026 | May 04, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 11,507 | 295 | 0.07% | 0.11% | 63 | -5,836 | -33.65% | Q1 2026 | Apr 30, 2026 |
| Strait & Sound Wealth Management LLC | History | New | 11,021 | 282 | 0.1% | — | 64 | +11,021 | New | Q1 2026 | May 18, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 10,827 | 277 | 0.0% | 0.01% | 65 | -1,549 | -12.52% | Q1 2026 | May 15, 2026 |
| Leo Wealth, LLC | History | New | 9,850 | 252 | 0.02% | — | 66 | +9,850 | New | Q1 2026 | May 05, 2026 |
| a16z Perennial Management, L.P. | History | New | 9,850 | 252 | 0.02% | — | 67 | +9,850 | New | Q1 2026 | May 11, 2026 |
| Verity Asset Management, Inc. | History | Reduced | 9,664 | 247 | 0.1% | 0.16% | 68 | -4,132 | -29.95% | Q1 2026 | Apr 21, 2026 |
| State of New Jersey Common Pension Fund D | History | Reduced | 8,407 | 225 | 0.0% | 0.03% | 69 | -291,593 | -97.2% | Q1 2026 | May 05, 2026 |
| Cerity Partners LLC | History | New | 8,262 | 211 | 0.0% | — | 70 | +8,262 | New | Q1 2026 | May 15, 2026 |
| StoneX Group Inc. | History | New | 7,860 | 201 | 0.01% | — | 71 | +7,860 | New | Q1 2026 | May 14, 2026 |
| Capital Advisor Network LLC | History | New | 4,291 | 110 | 0.13% | — | 72 | +4,291 | New | Q1 2026 | May 13, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 3,793 | 100 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 3,285 | 84 | 0.0% | 0.0% | 74 | -3,981 | -54.79% | Q1 2026 | May 08, 2026 |
| STANCE CAPITAL LLC | History | New | 2,670 | 68 | 0.03% | — | 75 | +2,670 | New | Q1 2026 | May 13, 2026 |
| MAI Capital Management | History | Reduced | 2,600 | 66 | 0.0% | 0.0% | 76 | -1,675 | -39.18% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | No change | 1,700 | 43 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NFSG Corp | History | No change | 1,679 | 43 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 896 | 23 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Truvestments Capital LLC | History | New | 285 | 7 | 0.0% | — | 81 | +285 | New | Q1 2026 | May 13, 2026 |
| ASSETMARK, INC | History | No change | 300 | 7 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| NewEdge Advisors, LLC | History | New | 200 | 5 | 0.0% | — | 83 | +200 | New | Q1 2026 | Jun 02, 2026 |
| CWM, LLC | History | Reduced | 197 | 5 | 0.0% | 0.0% | 82 | -149 | -43.06% | Q1 2026 | May 14, 2026 |
| Triumph Capital Management | History | Reduced | 150 | 3 | 0.0% | 0.0% | 84 | -25 | -14.29% | Q1 2026 | May 13, 2026 |
| High Point Wealth Management, LLC | History | Added to | 150 | 3 | 0.0% | 0.0% | 85 | +3 | 2.04% | Q1 2026 | Apr 08, 2026 |
| SHP Wealth Management | History | No change | 101 | 2 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -603,013 | -100.0% | Q1 2026 | May 15, 2026 |
| Black Swift Group, LLC | History | Closed out | 0 | 0 | — | 1.3% | — | -394,659 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Ocean Park Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.45% | — | -364,527 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Ball & Co Wealth Management Inc. | History | Closed out | 0 | 0 | — | 4.39% | — | -257,290 | -100.0% | Q1 2026 | May 01, 2026 |
| Bienville Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.94% | — | -222,201 | -100.0% | Q1 2026 | May 13, 2026 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -196,507 | -100.0% | Q1 2026 | Apr 27, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -106,885 | -100.0% | Q1 2026 | May 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -96,741 | -100.0% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,966 | -100.0% | Q1 2026 | Apr 22, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,256 | -100.0% | Q1 2026 | May 14, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -44,203 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Essex Financial Services, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -32,962 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Worth Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -26,818 | -100.0% | Q1 2026 | Apr 17, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.07% | — | -25,554 | -100.0% | Q1 2026 | Apr 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 23 | 0 | — | 0.0% | — | -24,308 | -99.91% | Q1 2026 | May 15, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -20,997 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Navis Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -19,259 | -100.0% | Q1 2026 | May 15, 2026 |
| Ausdal Financial Partners, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -19,220 | -100.0% | Q1 2026 | May 12, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -18,177 | -100.0% | Q1 2026 | May 13, 2026 |
| Fortis Group Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -16,536 | -100.0% | Q1 2026 | May 08, 2026 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.04% | — | -16,051 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Advyzon Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -15,438 | -100.0% | Q1 2026 | May 12, 2026 |
| Koshinski Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -12,219 | -100.0% | Q1 2026 | Apr 27, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,874 | -100.0% | Q1 2026 | May 14, 2026 |
| Insight Wealth Strategies, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,091 | -100.0% | Q1 2026 | Apr 10, 2026 |
| Mutual Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,500 | -100.0% | Q1 2026 | May 01, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -9,363 | -100.0% | Q1 2026 | May 12, 2026 |
| MRA Advisory Group | History | Closed out | 0 | 0 | — | 0.09% | — | -8,166 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Vontobel Holding Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,000 | -100.0% | Q1 2026 | May 08, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2026 | Apr 06, 2026 |
| Reyes Financial Architecture, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -280 | -100.0% | Q1 2026 | May 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| New Millennium Group LLC | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Spurstone Advisory Services, LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |