Series Portfolios Trust - CLOZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Arax Advisory Partners | History | No change | 2,188,929 | 57,831 | 0.38% | 0.38% | 1 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MORGAN STANLEY | History | No change | 1,870,670 | 49,423 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Focus Partners Wealth | History | No change | 1,481,838 | 39,150 | 0.04% | 0.04% | 3 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SECURITY BENEFIT LIFE INSURANCE CO /KS/ | History | Reduced | 1,183,957 | 31,138 | 37.82% | 23.66% | 4 | -441,619 | -27.17% | Q3 2026 | Nov 05, 2026 |
| Estate Planners Group, LLC | History | No change | 772,217 | 20,401 | 9.23% | 9.23% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Atria Investments, Inc | History | Added to | 696,007 | 18,304 | 0.18% | 0.18% | 6 | +18,274 | 2.7% | Q3 2026 | Oct 15, 2026 |
| Mariner, LLC | History | No change | 642,610 | 16,977 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | New | 372,020 | 9,784 | 0.48% | — | 8 | +372,020 | New | Q3 2026 | Oct 28, 2026 |
| LPL Financial LLC | History | No change | 365,239 | 9,649 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Ocean Park Asset Management, LLC | History | New | 333,500 | 8,771 | 0.53% | — | 10 | +333,500 | New | Q3 2026 | Oct 21, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 325,205 | 8,533 | 0.38% | 0.39% | 11 | -5,312 | -1.61% | Q3 2026 | Oct 09, 2026 |
| Gradient Investments LLC | History | Added to | 304,237 | 8,001 | 0.11% | 0.11% | 12 | +1,484 | 0.49% | Q3 2026 | Oct 08, 2026 |
| J2 Capital Management Inc | History | New | 259,310 | 6,819 | 4.32% | — | 13 | +259,310 | New | Q3 2026 | Oct 19, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 225,787 | 5,965 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Inspire Advisors, LLC | History | No change | 200,146 | 5,287 | 0.37% | 0.37% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BASSO CAPITAL MANAGEMENT, L.P. | History | Added to | 200,913 | 5,284 | 1.14% | 0.66% | 16 | +84,462 | 72.53% | Q3 2026 | Oct 30, 2026 |
| WESPAC Advisors, LLC | History | Added to | 195,870 | 5,151 | 2.61% | 1.96% | 17 | +43,936 | 28.92% | Q3 2026 | Oct 26, 2026 |
| BARCLAYS PLC | History | No change | 194,400 | 5,136 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Copia Wealth Management | History | No change | 187,206 | 4,945 | 2.97% | 2.97% | 19 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Navis Wealth Advisors, LLC | History | No change | 179,436 | 4,740 | 1.8% | 1.8% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sowell Financial Services LLC | History | Added to | 160,531 | 4,221 | 0.14% | 0.14% | 21 | +2,528 | 1.6% | Q3 2026 | Oct 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 156,040 | 4,122 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Ethos Financial Group, LLC | History | No change | 127,418 | 3,358 | 0.22% | 0.22% | 23 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Valeo Financial Advisors, LLC | History | No change | 123,764 | 3,254 | 0.07% | 0.07% | 24 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Cedar Wealth Management, LLC | History | No change | 118,734 | 3,136 | 0.81% | 0.81% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Impact Partnership Wealth, LLC | History | No change | 110,679 | 2,924 | 0.28% | 0.28% | 26 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 108,873 | 2,863 | 0.02% | 0.02% | 27 | +5,915 | 5.75% | Q3 2026 | Oct 08, 2026 |
| UBS Group AG | History | No change | 82,863 | 2,189 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 82,276 | 2,173 | 0.08% | 0.08% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | No change | 78,589 | 2,076 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 74,941 | 1,958 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 73,246 | 1,926 | 0.01% | 0.01% | 32 | -1,150 | -1.55% | Q3 2026 | Nov 02, 2026 |
| PRIMORIS WEALTH ADVISORS, LLC | History | Reduced | 69,950 | 1,839 | 0.86% | 1.11% | 33 | -22,500 | -24.34% | Q3 2026 | Oct 28, 2026 |
| CWC Advisors, LLC. | History | Reduced | 68,207 | 1,793 | 0.83% | 1.67% | 34 | -74,019 | -52.04% | Q3 2026 | Oct 15, 2026 |
| SEAVIEW INVESTMENT MANAGERS LLC | History | No change | 56,757 | 1,499 | 0.45% | 0.45% | 35 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Hilltop Holdings Inc. | History | No change | 48,395 | 1,278 | 0.1% | 0.1% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Knott David M Jr | History | No change | 47,807 | 1,263 | 0.67% | 0.67% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rockport Wealth LLC | History | Added to | 47,086 | 1,238 | 0.22% | 0.21% | 38 | +225 | 0.48% | Q3 2026 | Nov 03, 2026 |
| PFG Advisors | History | New | 45,879 | 1,206 | 0.06% | — | 39 | +45,879 | New | Q3 2026 | Oct 15, 2026 |
| Maridea Wealth Management LLC | History | No change | 40,285 | 1,064 | 0.12% | 0.12% | 40 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 34,486 | 911 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 30,641 | 809 | 0.03% | 0.03% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advyzon Investment Management, LLC | History | No change | 25,874 | 683 | 0.05% | 0.05% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Brucke Financial, Inc. | History | Reduced | 25,797 | 678 | 0.28% | 0.46% | 44 | -13,625 | -34.56% | Q3 2026 | Oct 23, 2026 |
| Almanack Investment Partners, LLC. | History | Reduced | 22,664 | 596 | 0.07% | 0.08% | 45 | -2,535 | -10.06% | Q3 2026 | Nov 03, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | History | Reduced | 22,342 | 587 | 0.06% | 0.08% | 46 | -5,471 | -19.67% | Q3 2026 | Oct 22, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 22,026 | 581 | 0.02% | 0.02% | 47 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 21,647 | 571 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LAUREL OAK WEALTH MANAGEMENT, LLC | History | Reduced | 21,144 | 556 | 0.08% | 0.1% | 49 | -5,780 | -21.47% | Q3 2026 | Oct 19, 2026 |
| Darden Wealth Group Inc | History | No change | 17,428 | 460 | 0.18% | 0.18% | 50 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Tactive Advisors, LLC | History | Added to | 16,918 | 444 | 0.11% | 0.09% | 51 | +2,754 | 19.44% | Q3 2026 | Oct 08, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 16,506 | 434 | 0.01% | 0.01% | 52 | -1,688 | -9.28% | Q3 2026 | Oct 28, 2026 |
| Koshinski Asset Management, Inc. | History | New | 16,499 | 433 | 0.02% | — | 53 | +16,499 | New | Q3 2026 | Oct 29, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 15,951 | 421 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 15,514 | 409 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 15,382 | 404 | 0.03% | 0.03% | 56 | +2,488 | 19.3% | Q3 2026 | Oct 20, 2026 |
| Strait & Sound Wealth Management LLC | History | No change | 15,095 | 398 | 0.14% | 0.14% | 57 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Capital Advisor Network LLC | History | No change | 14,737 | 389 | 0.49% | 0.49% | 58 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 14,404 | 379 | 0.0% | 0.0% | 59 | +178 | 1.25% | Q3 2026 | Nov 02, 2026 |
| Resolute Wealth Strategies, LLC | History | No change | 13,661 | 360 | 0.14% | 0.14% | 60 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MATHER GROUP, LLC. | History | Added to | 13,139 | 345 | 0.0% | 0.0% | 61 | +61 | 0.47% | Q3 2026 | Oct 14, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 12,876 | 340 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Prostatis Group LLC | History | No change | 12,484 | 329 | 0.08% | 0.08% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 11,645 | 307 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| StoneX Group Inc. | History | New | 10,974 | 287 | 0.01% | — | 65 | +10,974 | New | Q3 2026 | Nov 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 10,827 | 286 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 10,846 | 285 | 0.0% | 0.0% | 67 | -1,359 | -11.13% | Q3 2026 | Nov 02, 2026 |
| Brookwood Investment Group LLC | History | No change | 10,607 | 280 | 0.03% | 0.03% | 68 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Sovereign Financial Group, Inc. | History | No change | 10,510 | 277 | 0.04% | 0.04% | 69 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| KINTRA WEALTH, LLC | History | No change | 10,409 | 273 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Third View Private Wealth, LLC | History | New | 10,085 | 265 | 0.03% | — | 71 | +10,085 | New | Q3 2026 | Oct 30, 2026 |
| WMG Financial Advisors, LLC | History | No change | 10,000 | 264 | 0.1% | 0.1% | 72 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Wealthspire Advisors, LLC | History | No change | 9,714 | 256 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Verity Asset Management, Inc. | History | Reduced | 9,215 | 242 | 0.09% | 0.1% | 74 | -493 | -5.08% | Q3 2026 | Oct 30, 2026 |
| BALDWIN WEALTH PARTNERS LLC/MA | History | No change | 9,098 | 239 | 0.02% | 0.02% | 75 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 8,632 | 228 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Axos Invest Inc. | History | New | 8,348 | 219 | 0.16% | — | 77 | +8,348 | New | Q3 2026 | Oct 21, 2026 |
| Janney Montgomery Scott LLC | History | No change | 7,576 | 200 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| ROYAL BANK OF CANADA | History | No change | 4,700 | 124 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 3,285 | 86 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 2,929 | 77 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | No change | 1,700 | 44 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 1,537 | 40 | 0.01% | 0.08% | 83 | -9,488 | -86.06% | Q3 2026 | Nov 04, 2026 |
| NFSG Corp | History | No change | 1,554 | 40 | 0.0% | 0.01% | 84 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,216 | 32 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BFC Planning, Inc. | History | No change | 622 | 16 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| GK Wealth Management LLC | History | New | 323 | 8 | 0.0% | — | 88 | +323 | New | Q3 2026 | Oct 09, 2026 |
| Reyes Financial Architecture, Inc. | History | Added to | 320 | 8 | 0.0% | 0.0% | 87 | +70 | 28.0% | Q3 2026 | Oct 21, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Reduced | 138 | 4 | 0.0% | 0.0% | 90 | -1,822 | -92.96% | Q3 2026 | Oct 22, 2026 |
| High Point Wealth Management, LLC | History | Added to | 155 | 4 | 0.0% | 0.0% | 91 | +2 | 1.31% | Q3 2026 | Nov 04, 2026 |
| Triumph Capital Management | History | No change | 181 | 4 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| SHP Wealth Management | History | No change | 101 | 2 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Guardian Financial Partners, LLC | History | Closed out | 0 | 0 | — | 7.93% | — | -770,855 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Client First Investment Management LLC | History | Closed out | 0 | 0 | — | 1.25% | — | -112,467 | -100.0% | Q3 2026 | Oct 09, 2026 |
| Nordwand Advisors, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -22,600 | -100.0% | Q3 2026 | Nov 04, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,113 | -100.0% | Q3 2026 | Oct 21, 2026 |
| Brookstone Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -12,889 | -100.0% | Q3 2026 | Oct 22, 2026 |
| Crestwood Advisors Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,590 | -100.0% | Q3 2026 | Oct 27, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2026 | Oct 19, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -64 | -100.0% | Q3 2026 | Oct 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Spurstone Advisory Services, LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |