COMPASS Pathways plc - CMPS
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 22 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP | History | New | 8,757,390 | 60,425 | 0.61% | — | 1 | +8,757,390 | New | Q4 2025 | Feb 17, 2026 |
| Deep Track Capital, LP | History | Reduced | 7,334,323 | 50,606 | 0.9% | 1.26% | 2 | -525,325 | -6.68% | Q4 2025 | Feb 13, 2026 |
| GMT CAPITAL CORP | History | No change | 2,844,618 | 19,627 | 1.02% | 0.74% | 3 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| TORONTO DOMINION BANK | History | Added to | 2,529,013 | 17,446 | 0.03% | 0.01% | 4 | +1,529,013 | 152.9% | Q4 2025 | Feb 17, 2026 |
| ARK Investment Management LLC | History | Added to | 2,156,012 | 14,876 | 0.1% | 0.07% | 5 | +34,894 | 1.65% | Q4 2025 | Feb 11, 2026 |
| UBS Group AG | History | Reduced | 2,038,444 | 14,065 | 0.0% | 0.0% | 6 | -105,966 | -4.94% | Q4 2025 | Jan 29, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 1,644,242 | 11,345 | 0.02% | 0.01% | 7 | +568,965 | 52.91% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 1,604,425 | 11,070 | 0.0% | 0.0% | 8 | +436,440 | 37.37% | Q4 2025 | Feb 17, 2026 |
| Jefferies Financial Group Inc. | History | Added to | 1,576,905 | 10,880 | 0.06% | 0.04% | 9 | +200,000 | 14.53% | Q4 2025 | Feb 09, 2026 |
| Eagle Health Investments LP | History | Added to | 1,519,388 | 10,483 | 2.3% | 1.41% | 10 | +583,938 | 62.42% | Q4 2025 | Feb 06, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 1,453,876 | 10,031 | 0.01% | 0.0% | 11 | +775,084 | 114.19% | Q4 2025 | Feb 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 1,387,658 | 9,574 | 0.0% | 0.01% | 12 | -1,328,214 | -48.91% | Q4 2025 | Feb 17, 2026 |
| Aisling Capital Management LP | History | No change | 1,198,418 | 8,269 | 1.73% | 1.5% | 13 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| MORGAN STANLEY | History | Added to | 1,137,520 | 7,848 | 0.0% | 0.0% | 14 | +107,215 | 10.41% | Q4 2025 | Feb 13, 2026 |
| Ally Bridge Group (NY) LLC | History | Reduced | 1,100,000 | 7,590 | 7.91% | 7.58% | 15 | -1,072,082 | -49.36% | Q4 2025 | Feb 17, 2026 |
| Siren, L.L.C. | History | New | 1,000,000 | 6,900 | 0.21% | — | 16 | +1,000,000 | New | Q4 2025 | Feb 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 967,846 | 6,678 | 0.01% | 0.01% | 17 | +16,646 | 1.75% | Q4 2025 | Feb 12, 2026 |
| Propel Bio Management, LLC | History | Added to | 861,778 | 5,946 | 5.08% | 2.93% | 18 | +351,778 | 68.98% | Q4 2025 | Feb 11, 2026 |
| TWO SIGMA ADVISERS, LP | History | Added to | 856,500 | 5,909 | 0.01% | 0.01% | 19 | +308,000 | 56.15% | Q4 2025 | Feb 17, 2026 |
| Point72 Asset Management, L.P. | History | New | 844,816 | 5,829 | 0.01% | — | 20 | +844,816 | New | Q4 2025 | Feb 17, 2026 |
| Kalehua Capital Management LLC | History | New | 819,692 | 5,655 | 5.59% | — | 21 | +819,692 | New | Q4 2025 | Feb 13, 2026 |
| DAFNA Capital Management LLC | History | No change | 811,046 | 5,596 | 1.3% | 1.15% | 22 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| PFM Health Sciences, LP | History | Reduced | 779,618 | 5,379 | 0.54% | 0.73% | 23 | -883,218 | -53.12% | Q4 2025 | Feb 17, 2026 |
| NEXTBio Capital Management LP | History | New | 752,631 | 5,193 | 3.05% | — | 24 | +752,631 | New | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 645,065 | 4,450 | 0.0% | 0.0% | 25 | -563,719 | -46.64% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Added to | 594,269 | 4,100 | 0.0% | 0.0% | 26 | +171,451 | 40.55% | Q4 2025 | Feb 12, 2026 |
| CenterBook Partners LP | History | Reduced | 578,828 | 3,993 | 0.2% | 0.18% | 27 | -57,327 | -9.01% | Q4 2025 | Feb 11, 2026 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | New | 570,462 | 3,833 | 0.0% | — | 28 | +570,462 | New | Q4 2025 | Feb 13, 2026 |
| HighVista Strategies LLC | History | New | 498,933 | 3,442 | 0.89% | — | 29 | +498,933 | New | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 494,688 | 3,413 | 0.0% | 0.0% | 30 | +300,288 | 154.47% | Q4 2025 | Feb 17, 2026 |
| Blue Owl Capital Holdings LP | History | Reduced | 469,914 | 3,242 | 1.0% | 1.08% | 31 | -135,000 | -22.32% | Q4 2025 | Feb 20, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 448,128 | 3,092 | 0.0% | 0.0% | 32 | +143,807 | 47.26% | Q4 2025 | Feb 12, 2026 |
| Nantahala Capital Management, LLC | History | Reduced | 443,293 | 3,058 | 0.1% | 0.34% | 33 | -1,286,637 | -74.38% | Q4 2025 | Feb 13, 2026 |
| DLD Asset Management, LP | History | Reduced | 437,400 | 3,018 | 0.22% | 0.42% | 34 | -586,000 | -57.26% | Q4 2025 | Feb 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 424,800 | 2,931 | 0.1% | 0.03% | 35 | +266,908 | 169.04% | Q4 2025 | Jan 14, 2026 |
| Ikarian Capital, LLC | History | No change | 400,000 | 2,760 | 0.22% | 0.23% | 36 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Squadron Capital Management LLC | History | New | 388,287 | 2,679 | 1.14% | — | 37 | +388,287 | New | Q4 2025 | Feb 17, 2026 |
| Simplify Asset Management Inc. | History | No change | 290,000 | 2,001 | 0.03% | 0.03% | 38 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| BIT Capital GmbH | History | Added to | 288,814 | 1,992 | 0.07% | 0.0% | 39 | +279,386 | 2963.36% | Q4 2025 | Feb 11, 2026 |
| Founders Fund VII Management, LLC | History | No change | 278,880 | 1,924 | 94.83% | 92.96% | 40 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | No change | 275,773 | 1,902 | 0.03% | 0.03% | 41 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Reduced | 247,337 | 1,706 | 0.0% | 0.0% | 42 | -29,654 | -10.71% | Q4 2025 | Jan 23, 2026 |
| Amova Asset Management Americas, Inc. | History | Reduced | 247,337 | 1,706 | 0.02% | 0.02% | 43 | -29,654 | -10.71% | Q4 2025 | Feb 11, 2026 |
| AdvisorShares Investments LLC | History | Reduced | 230,910 | 1,593 | 0.27% | 0.22% | 44 | -1,435 | -0.62% | Q4 2025 | Feb 10, 2026 |
| Legal & General Group Plc | History | New | 218,406 | 1,507 | 0.0% | — | 45 | +218,406 | New | Q4 2025 | Feb 09, 2026 |
| Brown University | History | No change | 214,200 | 1,477 | 1.04% | 0.73% | 46 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 210,980 | 1,455 | 0.0% | 0.0% | 47 | -124,759 | -37.16% | Q4 2025 | Mar 25, 2026 |
| Affinity Asset Advisors, LLC | History | No change | 200,000 | 1,380 | 0.08% | 0.1% | 48 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 181,168 | 1,250 | 0.0% | — | 49 | +181,168 | New | Q4 2025 | Feb 17, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | New | 174,258 | 1,202 | 0.03% | — | 50 | +174,258 | New | Q4 2025 | Feb 13, 2026 |
| Jump Financial, LLC | History | Reduced | 167,025 | 1,152 | 0.01% | 0.01% | 51 | -22,975 | -12.09% | Q4 2025 | Feb 17, 2026 |
| STABLEFORD CAPITAL II LLC | History | Reduced | 160,625 | 1,108 | 0.4% | 0.34% | 52 | -4,037 | -2.45% | Q4 2025 | Jan 13, 2026 |
| Saba Capital Management, L.P. | History | No change | 151,033 | 1,042 | 0.03% | 0.02% | 53 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BRIDGER MANAGEMENT, LLC | History | No change | 147,209 | 1,015 | 0.65% | 0.45% | 54 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Bellevue Group AG | History | New | 142,243 | 981 | 0.02% | — | 55 | +142,243 | New | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 139,937 | 965 | 0.0% | 0.0% | 56 | -2,708 | -1.9% | Q4 2025 | Feb 13, 2026 |
| Palo Alto Investors LP | History | New | 115,616 | 797 | 0.11% | — | 57 | +115,616 | New | Q4 2025 | Feb 17, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Reduced | 111,088 | 766 | 0.01% | 0.03% | 58 | -234,212 | -67.83% | Q4 2025 | Feb 17, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 105,230 | 726 | 0.0% | 0.0% | 59 | -15,658 | -12.95% | Q4 2025 | Feb 11, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Reduced | 101,720 | 701 | 0.0% | 3.4% | 60 | -26,280 | -20.53% | Q4 2025 | Feb 17, 2026 |
| Parkman Healthcare Partners LLC | History | Reduced | 99,472 | 686 | 0.07% | 0.06% | 61 | -528 | -0.53% | Q4 2025 | Feb 17, 2026 |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd | History | Added to | 85,136 | 587 | 0.04% | 0.02% | 62 | +27,539 | 47.81% | Q4 2025 | Feb 12, 2026 |
| Engineers Gate Manager LP | History | New | 79,800 | 550 | 0.01% | — | 63 | +79,800 | New | Q4 2025 | Feb 17, 2026 |
| STATE STREET CORP | History | Reduced | 78,794 | 543 | 0.0% | 0.0% | 64 | -1,242 | -1.55% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | History | No change | 71,877 | 495 | 0.02% | 0.02% | 65 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 62,962 | 434 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Intellectus Partners, LLC | History | Added to | 61,000 | 420 | 0.08% | 0.06% | 67 | +11,000 | 22.0% | Q4 2025 | Feb 10, 2026 |
| FOX RUN MANAGEMENT, L.L.C. | History | New | 60,823 | 419 | 0.06% | — | 68 | +60,823 | New | Q4 2025 | Feb 11, 2026 |
| Lion Point Capital, LP | History | No change | 58,000 | 400 | 2.07% | 1.89% | 69 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| XTX Topco Ltd | History | Added to | 56,786 | 391 | 0.01% | 0.0% | 70 | +46,600 | 457.49% | Q4 2025 | Feb 17, 2026 |
| FLAX POND CAPITAL, LLC | History | New | 52,816 | 364 | 0.27% | — | 71 | +52,816 | New | Q4 2025 | Mar 09, 2026 |
| FreeGulliver LLC | History | New | 45,000 | 310 | 0.11% | — | 72 | +45,000 | New | Q4 2025 | Feb 12, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Reduced | 42,599 | 293 | 0.01% | 0.01% | 73 | -3,762 | -8.11% | Q4 2025 | Jan 21, 2026 |
| Seven Fleet Capital Management LP | History | New | 40,000 | 276 | 0.19% | — | 74 | +40,000 | New | Q4 2025 | Apr 02, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 39,471 | 272 | 0.07% | 0.04% | 75 | +14,297 | 56.79% | Q4 2025 | Feb 17, 2026 |
| Corient Private Wealth LLC | History | Added to | 38,438 | 265 | 0.0% | 0.0% | 76 | +1,200 | 3.22% | Q4 2025 | Mar 09, 2026 |
| Graham Capital Management, L.P. | History | Added to | 36,144 | 249 | 0.01% | 0.0% | 77 | +21,520 | 147.16% | Q4 2025 | Feb 17, 2026 |
| Schonfeld Strategic Advisors LLC | History | Reduced | 33,533 | 231 | 0.0% | 0.0% | 78 | -114,504 | -77.35% | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Added to | 31,491 | 217 | 0.0% | 0.0% | 79 | +19,949 | 172.84% | Q4 2025 | Feb 06, 2026 |
| Conservest Capital Advisors, Inc. | History | Added to | 25,363 | 175 | 0.02% | 0.01% | 80 | +5,000 | 24.55% | Q4 2025 | Feb 12, 2026 |
| HRT FINANCIAL LP | History | Reduced | 24,408 | 168 | 0.0% | 0.0% | 81 | -6,732 | -21.62% | Q4 2025 | Feb 12, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 23,529 | 162 | 0.0% | 0.0% | 82 | -70,292 | -74.92% | Q4 2025 | Feb 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 22,479 | 155 | 0.0% | 0.0% | 83 | -8,019 | -26.29% | Q4 2025 | Feb 17, 2026 |
| Walleye Capital LLC | History | Added to | 21,776 | 150 | 0.0% | 0.0% | 84 | +3,637 | 20.05% | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 21,600 | 149 | 0.0% | 0.0% | 85 | -15,000 | -40.98% | Q4 2025 | Feb 13, 2026 |
| Aquatic Capital Management LLC | History | New | 19,811 | 136 | 0.0% | — | 86 | +19,811 | New | Q4 2025 | Feb 17, 2026 |
| Brooklyn Investment Group | History | New | 19,934 | 134 | 0.01% | — | 87 | +19,934 | New | Q4 2025 | Feb 12, 2026 |
| Zhang Financial LLC | History | No change | 19,037 | 131 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Squarepoint Ops LLC | History | New | 18,963 | 130 | 0.0% | — | 89 | +18,963 | New | Q4 2025 | Feb 13, 2026 |
| Walleye Trading LLC | History | Reduced | 16,509 | 113 | 0.0% | 0.0% | 90 | -10,040 | -37.82% | Q4 2025 | Feb 13, 2026 |
| Scientech Research LLC | History | New | 15,982 | 110 | 0.07% | — | 91 | +15,982 | New | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Reduced | 15,530 | 107 | 0.0% | 0.0% | 92 | -120 | -0.77% | Q4 2025 | Jan 26, 2026 |
| OLD NATIONAL BANCORP /IN/ | History | Reduced | 15,265 | 105 | 0.0% | 0.0% | 93 | -1,000 | -6.15% | Q4 2025 | Jan 28, 2026 |
| China Universal Asset Management Co., Ltd. | History | Reduced | 15,353 | 105 | 0.01% | 0.01% | 94 | -723 | -4.5% | Q4 2025 | Jan 29, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | New | 15,000 | 103 | 0.0% | — | 96 | +15,000 | New | Q4 2025 | Jan 23, 2026 |
| ACORN FINANCIAL ADVISORY SERVICES INC /ADV | History | No change | 15,000 | 103 | 0.02% | 0.01% | 95 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| LGT Financial Advisors LLC | History | No change | 14,700 | 101 | 0.62% | 0.18% | 97 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 14,531 | 100 | 0.0% | 0.0% | 98 | +768 | 5.58% | Q4 2025 | Feb 18, 2026 |
| LPL Financial LLC | History | Added to | 13,946 | 96 | 0.0% | 0.0% | 99 | +1,227 | 9.65% | Q4 2025 | Feb 11, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 13,855 | 95 | 0.0% | — | 100 | +13,855 | New | Q4 2025 | Feb 13, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 13,724 | 94 | 0.02% | — | 101 | +13,724 | New | Q4 2025 | Mar 03, 2026 |
| Ethos Financial Group, LLC | History | Added to | 13,532 | 93 | 0.01% | 0.01% | 102 | +1,224 | 9.94% | Q4 2025 | Jan 20, 2026 |
| Magnetar Financial LLC | History | New | 13,194 | 91 | 0.0% | — | 103 | +13,194 | New | Q4 2025 | Feb 17, 2026 |
| Summit Financial, LLC | History | Reduced | 12,144 | 83 | 0.0% | 0.0% | 104 | -140 | -1.14% | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 10,460 | 72 | 0.0% | 0.0% | 105 | +349 | 3.45% | Q4 2025 | Feb 11, 2026 |
| Cerity Partners LLC | History | Reduced | 10,214 | 70 | 0.0% | 0.0% | 106 | -600 | -5.55% | Q4 2025 | Feb 11, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 10,004 | 69 | 0.0% | — | 107 | +10,004 | New | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 8,223 | 56 | 0.0% | 0.0% | 108 | -1,132 | -12.1% | Q4 2025 | Feb 17, 2026 |
| GAMMA Investing LLC | History | Added to | 8,005 | 55 | 0.0% | 0.0% | 109 | +712 | 9.76% | Q4 2025 | Jan 05, 2026 |
| RHUMBLINE ADVISERS | History | Added to | 6,610 | 45 | 0.0% | 0.0% | 110 | +2,842 | 75.42% | Q4 2025 | Feb 13, 2026 |
| CITIGROUP INC | History | Added to | 5,653 | 39 | 0.0% | 0.0% | 111 | +3,890 | 220.65% | Q4 2025 | Feb 13, 2026 |
| Persistent Asset Partners Ltd | History | New | 5,483 | 37 | 0.02% | — | 112 | +5,483 | New | Q4 2025 | Feb 17, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 4,578 | 31 | 0.0% | 0.0% | 113 | +1,032 | 29.1% | Q4 2025 | Jan 26, 2026 |
| TrinityBridge Ltd | History | No change | 3,900 | 27 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 2,834 | 19 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Ancora Advisors LLC | History | Added to | 2,370 | 16 | 0.0% | 0.0% | 116 | +1,040 | 78.2% | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 2,258 | 15 | 0.0% | 0.0% | 117 | +1,147 | 103.24% | Q4 2025 | Feb 10, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 2,106 | 14 | 0.0% | 0.0% | 118 | +623 | 42.01% | Q4 2025 | Jan 23, 2026 |
| Colonial Trust Advisors | History | No change | 2,000 | 13 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Crewe Advisors LLC | History | No change | 1,945 | 13 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Reduced | 1,851 | 12 | 0.0% | 0.0% | 121 | -122 | -6.18% | Q4 2025 | Jan 27, 2026 |
| Camelot Portfolios, LLC | History | New | 1,111 | 7 | 0.0% | — | 122 | +1,111 | New | Q4 2025 | Jan 29, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,100 | 7 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Allworth Financial LP | History | New | 1,000 | 6 | 0.0% | — | 125 | +1,000 | New | Q4 2025 | Feb 05, 2026 |
| Westside Investment Management, Inc. | History | No change | 900 | 6 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,000 | 6 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| BARCLAYS PLC | History | Reduced | 852 | 5 | 0.0% | 0.0% | 127 | -78,915 | -98.93% | Q4 2025 | Feb 13, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 600 | 4 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 595 | 4 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 483 | 3 | 0.0% | 0.0% | 130 | -104 | -17.72% | Q4 2025 | Feb 17, 2026 |
| ADIRONDACK TRUST CO | History | No change | 505 | 3 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| North Star Investment Management Corp. | History | No change | 517 | 3 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| NewEdge Advisors, LLC | History | No change | 550 | 3 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Anchor Investment Management, LLC | History | No change | 550 | 3 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q4 2025 | Feb 26, 2026 |
| TD Waterhouse Canada Inc. | History | Reduced | 370 | 2 | 0.0% | 0.0% | 141 | -1,400 | -79.1% | Q4 2025 | Jan 27, 2026 |
| Luminist Capital LLC | History | New | 300 | 2 | 0.0% | — | 138 | +300 | New | Q4 2025 | Feb 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 304 | 2 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Daiwa Securities Group Inc. | History | No change | 327 | 2 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Pacifica Partners Inc. | History | No change | 420 | 2 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| Blue Trust, Inc. | History | No change | 310 | 2 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| New England Capital Financial Advisors LLC | History | No change | 404 | 2 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 175 | 1 | 0.0% | 0.0% | 149 | -26,318 | -99.34% | Q4 2025 | Feb 12, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 288 | 1 | 0.0% | — | 148 | +238 | 476.0% | Q4 2025 | Feb 03, 2026 |
| Sankala Group LLC | History | New | 151 | 1 | 0.0% | — | 151 | +151 | New | Q4 2025 | Mar 02, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 200 | 1 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 250 | 1 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Arax Advisory Partners | History | No change | 240 | 1 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NVWM, LLC | History | No change | 202 | 1 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Larson Financial Group LLC | History | No change | 212 | 1 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| TSFG, LLC | History | No change | 100 | 1 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Kilter Group LLC | History | No change | 200 | 1 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| TANG CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.49% | — | -2,200,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,255,084 | -100.0% | Q3 2025 | Nov 13, 2025 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -395,007 | -100.0% | Q3 2025 | Nov 14, 2025 |
| STEMPOINT CAPITAL LP | History | Closed out | 0 | 0 | — | 0.32% | — | -275,620 | -100.0% | Q3 2025 | Nov 14, 2025 |
| EcoR1 Capital, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -265,137 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ACADIAN ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -187,309 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Jain Global LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -176,316 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Oasis Management Co Ltd. | History | Closed out | 0 | 0 | — | 0.06% | — | -107,911 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -87,724 | -100.0% | Q3 2025 | Nov 13, 2025 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -67,879 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -55,728 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Shay Capital LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -50,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,203 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Gladstone Institutional Advisory LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,323 | -100.0% | Q3 2025 | Oct 22, 2025 |
| OMERS ADMINISTRATION Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -24,800 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -20,669 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,164 | -100.0% | Q3 2025 | Nov 18, 2025 |
| MAI Capital Management | History | Reduced | 100 | 0 | — | 0.0% | — | -700 | -87.5% | Q4 2025 | Feb 13, 2026 |
| HUNTINGTON NATIONAL BANK | History | Reduced | 1 | 0 | — | 0.0% | — | -500 | -99.8% | Q4 2025 | Feb 09, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -388 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -196 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Basepoint Wealth LLC | History | New | 100 | 0 | — | — | — | +100 | New | Q4 2025 | Feb 10, 2026 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | — | — | -60 | -100.0% | Q3 2025 | Nov 07, 2025 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | — | — | -59 | -100.0% | Q3 2025 | Nov 12, 2025 |
| IFP Advisors, Inc | History | New | 50 | 0 | — | — | — | +50 | New | Q4 2025 | Feb 06, 2026 |
| SageView Advisory Group, LLC | History | New | 48 | 0 | — | — | — | +48 | New | Q4 2025 | Feb 17, 2026 |
| Triumph Capital Management | History | New | 47 | 0 | — | — | — | +47 | New | Q4 2025 | Feb 12, 2026 |
| Grey Fox Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -40 | -100.0% | Q3 2025 | Oct 29, 2025 |
| SHP Wealth Management | History | New | 25 | 0 | — | — | — | +25 | New | Q4 2025 | Mar 04, 2026 |
| CENTRAL TRUST Co | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 23 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| SIGNATUREFD, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Anfield Capital Management, LLC | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Tradewinds Capital Management, LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Parallel Advisors, LLC | History | No change | 85 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| TFC Financial Management, Inc. | History | No change | 52 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| SJS Investment Consulting Inc. | History | No change | 95 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Missouri Trust & Investment Co | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Global Wealth Strategies & Associates | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 02, 2026 |
| Strategic Advocates LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |