Compass Therapeutics, Inc. - CMPX

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q4 2025 · Compare: Q3 2025
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
CAXTON CORP History Reduced 29,495 158,386 3.7% 0.82% 1 -24,008 -44.87% Q4 2025 Feb 13, 2026
TANG CAPITAL MANAGEMENT LLC History Reduced 16,790,809 90,166 4.45% 2.26% 2 -21,154 -0.13% Q4 2025 Feb 17, 2026
ORBIMED ADVISORS LLC History No change 15,219,994 81,731 1.67% 1.25% 3 0 0.0% Q4 2025 Feb 17, 2026
SUVRETTA CAPITAL MANAGEMENT, LLC History Added to 14,182,379 76,159 1.56% 1.26% 4 +81,220 0.58% Q4 2025 Feb 17, 2026
Vivo Capital, LLC History No change 9,545,466 51,259 3.31% 2.69% 5 0 0.0% Q4 2025 Feb 13, 2026
BlackRock, Inc. History Added to 9,388,624 50,416 0.0% 0.0% 6 +2,017,877 27.38% Q4 2025 Feb 12, 2026
VANGUARD GROUP INC History Added to 8,048,374 43,219 0.0% 0.0% 7 +985,575 13.95% Q4 2025 Jan 29, 2026
Enavate Sciences GP, LLC History No change 7,788,150 41,822 8.25% 8.32% 8 0 0.0% Q4 2025 Feb 17, 2026
BVF INC/IL History Added to 7,764,842 41,697 1.4% 0.67% 9 +3,014,842 63.47% Q4 2025 Feb 17, 2026
Blackstone Inc. History Reduced 6,126,182 32,897 0.13% 0.14% 10 -3,713,926 -37.74% Q4 2025 Feb 17, 2026
STATE STREET CORP History Added to 4,890,525 26,262 0.0% 0.0% 11 +1,784,012 57.43% Q4 2025 Feb 13, 2026
ADAGE CAPITAL PARTNERS GP, L.L.C. History Reduced 4,436,500 23,824 0.04% 0.03% 12 -750,000 -14.46% Q4 2025 Feb 17, 2026
Rock Springs Capital Management LP History Reduced 3,927,202 21,089 1.08% 0.92% 13 -547,500 -12.24% Q4 2025 Feb 17, 2026
DEERFIELD MANAGEMENT COMPANY, L.P. History New 3,606,000 19,364 0.25% 14 +3,606,000 New Q4 2025 Feb 17, 2026
GEODE CAPITAL MANAGEMENT, LLC History Added to 3,502,526 18,813 0.0% 0.0% 15 +558,057 18.95% Q4 2025 Feb 09, 2026
Blue Owl Capital Holdings LP History Added to 3,466,525 18,615 5.74% 2.82% 16 +875,000 33.76% Q4 2025 Feb 20, 2026
Sofinnova Investments, Inc. History Added to 3,365,446 18,072 0.78% 0.39% 17 +1,336,560 65.88% Q4 2025 Feb 13, 2026
MILLENNIUM MANAGEMENT LLC History Reduced 3,109,286 16,696 0.01% 0.0% 18 -128,286 -3.96% Q4 2025 Feb 17, 2026
BRAIDWELL LP History New 2,786,778 14,964 0.48% 19 +2,786,778 New Q4 2025 Feb 17, 2026
FMR LLC History Reduced 2,579,711 13,853 0.0% 0.0% 20 -1,557,851 -37.65% Q4 2025 Feb 17, 2026
Palo Alto Investors LP History New 2,532,419 13,599 1.89% 21 +2,532,419 New Q4 2025 Feb 17, 2026
RTW INVESTMENTS, LP History New 2,500,000 13,425 0.13% 22 +2,500,000 New Q4 2025 Feb 17, 2026
BALYASNY ASSET MANAGEMENT L.P. History Reduced 1,593,275 8,555 0.01% 0.01% 23 -1,233,087 -43.63% Q4 2025 Feb 17, 2026
Birchview Capital, LP History Added to 1,592,938 8,554 5.01% 2.31% 24 +720,000 82.48% Q4 2025 Feb 13, 2026
GOLDMAN SACHS GROUP INC History Added to 1,517,415 8,148 0.0% 0.0% 25 +477,744 45.95% Q4 2025 Mar 25, 2026
Trails Edge Capital Partners, LP History New 1,415,273 7,600 1.88% 26 +1,415,273 New Q4 2025 Feb 17, 2026
MARSHALL WACE, LLP History New 1,263,647 6,785 0.01% 27 +1,263,647 New Q4 2025 Feb 13, 2026
Logos Global Management LP History Reduced 1,150,000 6,175 0.37% 0.64% 28 -900,000 -43.9% Q4 2025 Feb 17, 2026
NEXTBio Capital Management LP History New 1,114,005 5,982 3.51% 29 +1,114,005 New Q4 2025 Feb 13, 2026
ACUTA CAPITAL PARTNERS, LLC History Added to 1,093,300 5,871 3.99% 3.04% 30 +253,210 30.14% Q4 2025 Feb 17, 2026
SILVERARC CAPITAL MANAGEMENT, LLC History Reduced 1,051,343 5,645 0.78% 1.34% 31 -1,782,645 -62.9% Q4 2025 Feb 12, 2026
Monashee Investment Management LLC History Reduced 1,000,000 5,370 3.03% 2.18% 32 -250,000 -20.0% Q4 2025 Feb 12, 2026
NORTHERN TRUST CORP History Added to 972,935 5,224 0.0% 0.0% 33 +111,000 12.88% Q4 2025 Feb 17, 2026
JPMORGAN CHASE & CO History Reduced 870,014 4,671 0.0% 0.0% 34 -1,129,264 -56.48% Q4 2025 Feb 11, 2026
AMERIPRISE FINANCIAL INC History New 823,174 4,420 0.0% 35 +823,174 New Q4 2025 Feb 17, 2026
Ikarian Capital, LLC History New 800,000 4,296 0.34% 36 +800,000 New Q4 2025 Feb 18, 2026
Burkehill Global Management, LP History No change 700,000 3,759 0.25% 0.14% 37 0 0.0% Q4 2025 Feb 17, 2026
BARCLAYS PLC History Added to 594,776 3,193 0.0% 0.0% 38 +372,358 167.41% Q4 2025 Feb 13, 2026
Atle Fund Management AB History New 584,332 3,137 1.0% 39 +584,332 New Q4 2025 Feb 06, 2026
Seven Fleet Capital Management LP History New 568,747 3,054 2.07% 40 +568,747 New Q4 2025 Apr 02, 2026
Y-Intercept (Hong Kong) Ltd History New 462,166 2,481 0.06% 41 +462,166 New Q4 2025 Feb 13, 2026
Schonfeld Strategic Advisors LLC History Reduced 452,442 2,429 0.01% 0.01% 42 -23,849 -5.01% Q4 2025 Feb 17, 2026
Qube Research & Technologies Ltd History New 441,805 2,372 0.0% 43 +441,805 New Q4 2025 Feb 17, 2026
CHARLES SCHWAB INVESTMENT MANAGEMENT INC History Added to 410,157 2,202 0.0% 0.0% 44 +74,907 22.34% Q4 2025 Feb 13, 2026
MORGAN STANLEY History Added to 365,245 1,961 0.0% 0.0% 45 +178,293 95.37% Q4 2025 Feb 13, 2026
DIMENSIONAL FUND ADVISORS LP History Added to 341,596 1,834 0.0% 0.0% 46 +166,040 94.58% Q4 2025 Feb 12, 2026
WELLINGTON MANAGEMENT GROUP LLP History Reduced 316,849 1,701 0.0% 0.0% 47 -1,275 -0.4% Q4 2025 Feb 17, 2026
PRUDENTIAL FINANCIAL INC History New 314,750 1,690 0.0% 48 +314,750 New Q4 2025 Feb 13, 2026
Bank of New York Mellon Corp History Added to 312,480 1,678 0.0% 0.0% 49 +89,304 40.02% Q4 2025 Feb 10, 2026
Nuveen, LLC History Added to 288,924 1,551 0.0% 0.0% 50 +29,713 11.46% Q4 2025 Feb 12, 2026
ROYCE & ASSOCIATES LP History New 285,988 1,535 0.02% 51 +285,988 New Q4 2025 Feb 09, 2026
BANK OF AMERICA CORP /DE/ History Added to 266,434 1,430 0.0% 0.0% 52 +192,633 261.02% Q4 2025 Feb 17, 2026
CITIGROUP INC History Added to 261,876 1,406 0.0% 0.0% 53 +251,225 2358.7% Q4 2025 Feb 13, 2026
HighVista Strategies LLC History New 245,532 1,318 0.34% 54 +245,532 New Q4 2025 Feb 17, 2026
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP History New 210,249 1,129 0.0% 55 +210,249 New Q4 2025 Feb 13, 2026
BOOTHBAY FUND MANAGEMENT, LLC History New 205,024 1,100 0.02% 56 +205,024 New Q4 2025 Feb 17, 2026
Connor, Clark & Lunn Investment Management Ltd. History New 191,724 1,029 0.0% 57 +191,724 New Q4 2025 Feb 10, 2026
STATE OF WISCONSIN INVESTMENT BOARD History Added to 185,423 995 0.0% 0.0% 58 +144,023 347.88% Q4 2025 Feb 17, 2026
UBS Group AG History Reduced 167,856 901 0.0% 0.0% 59 -30,415 -15.34% Q4 2025 Jan 29, 2026
AQR CAPITAL MANAGEMENT LLC History Added to 155,218 833 0.0% 0.0% 60 +96,070 162.42% Q4 2025 Feb 17, 2026
Rafferty Asset Management, LLC History Added to 151,743 814 0.0% 0.0% 61 +80,784 113.85% Q4 2025 Feb 13, 2026
ALPS ADVISORS INC History Added to 146,040 784 0.0% 0.0% 62 +63,033 75.94% Q4 2025 Feb 12, 2026
WELLS FARGO & COMPANY/MN History Added to 144,798 777 0.0% 0.0% 63 +76,625 112.4% Q4 2025 Feb 13, 2026
ADAR1 Capital Management, LLC History Added to 139,000 746 0.05% 0.02% 64 +89,000 178.0% Q4 2025 Feb 18, 2026
RHUMBLINE ADVISERS History Reduced 134,605 722 0.0% 0.0% 65 -4,708 -3.38% Q4 2025 Feb 13, 2026
GSA CAPITAL PARTNERS LLP History New 133,810 719 0.06% 66 +133,810 New Q4 2025 Feb 06, 2026
Squarepoint Ops LLC History Added to 126,192 677 0.0% 0.0% 67 +38,339 43.64% Q4 2025 Feb 13, 2026
Brevan Howard Capital Management LP History Added to 118,528 636 0.01% 0.0% 68 +72,651 158.36% Q4 2025 Feb 17, 2026
XTX Topco Ltd History Added to 115,634 620 0.02% 0.0% 69 +98,684 582.21% Q4 2025 Feb 17, 2026
DEUTSCHE BANK AG\ History Added to 109,273 586 0.0% 0.0% 70 +13,488 14.08% Q4 2025 Feb 11, 2026
Creative Planning History Added to 108,144 580 0.0% 0.0% 71 +47,217 77.5% Q4 2025 Feb 17, 2026
SG Americas Securities, LLC History Reduced 106,533 572 0.0% 0.0% 72 -42,780 -28.65% Q4 2025 Jan 09, 2026
CITADEL ADVISORS LLC History Reduced 105,682 567 0.0% 0.0% 73 -127,589 -54.7% Q4 2025 Feb 17, 2026
NEOS Investment Management LLC History New 101,676 546 0.0% 74 +101,676 New Q4 2025 Feb 17, 2026
TEMA ETFS LLC History New 100,176 537 0.04% 76 +100,176 New Q4 2025 Jan 16, 2026
CM Management, LLC History Reduced 100,000 537 0.45% 0.44% 75 -50,000 -33.33% Q4 2025 Feb 02, 2026
ALLIANCEBERNSTEIN L.P. History Reduced 83,940 450 0.0% 0.0% 77 -20,220 -19.41% Q4 2025 Feb 17, 2026
SummitTX Capital, L.P. History New 81,449 437 0.01% 78 +81,449 New Q4 2025 Feb 17, 2026
RAYMOND JAMES FINANCIAL INC History New 80,142 430 0.0% 79 +80,142 New Q4 2025 Feb 18, 2026
Atom Investors LP History Reduced 77,281 414 0.03% 0.03% 80 -29,393 -27.55% Q4 2025 Feb 17, 2026
MetLife Investment Management, LLC History Added to 73,985 397 0.0% 0.0% 81 +15,638 26.8% Q4 2025 Feb 12, 2026
PRICE T ROWE ASSOCIATES INC /MD/ History Added to 70,488 379 0.0% 0.0% 82 +13,900 24.56% Q4 2025 Feb 17, 2026
JANE STREET GROUP, LLC History Added to 70,063 376 0.0% 0.0% 83 +25,584 57.52% Q4 2025 Feb 12, 2026
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. History Added to 69,576 373 0.0% 0.0% 84 +19,726 39.57% Q4 2025 Feb 17, 2026
FRANKLIN RESOURCES INC History New 66,607 357 0.0% 85 +66,607 New Q4 2025 Feb 11, 2026
Invesco Ltd. History Added to 63,901 343 0.0% 0.0% 86 +3,245 5.35% Q4 2025 Feb 19, 2026
Persistent Asset Partners Ltd History New 57,253 307 0.14% 88 +57,253 New Q4 2025 Feb 17, 2026
PROFUND ADVISORS LLC History Added to 57,246 307 0.01% 0.0% 87 +40,778 247.62% Q4 2025 Feb 06, 2026
Graham Capital Management, L.P. History New 53,427 286 0.01% 89 +53,427 New Q4 2025 Feb 17, 2026
Virtus Investment Advisers, LLC History New 51,556 276 0.08% 90 +51,556 New Q4 2025 Feb 17, 2026
D. E. Shaw & Co., Inc. History New 51,482 276 0.0% 91 +51,482 New Q4 2025 Feb 17, 2026
Caitong International Asset Management Co., Ltd History New 49,158 263 0.06% 92 +49,158 New Q4 2025 Mar 03, 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP History Added to 44,742 240 0.0% 0.0% 93 +13,782 44.52% Q4 2025 Feb 17, 2026
LPL Financial LLC History Added to 44,470 238 0.0% 0.0% 94 +2,000 4.71% Q4 2025 Feb 11, 2026
AXQ CAPITAL, LP History New 41,378 222 0.05% 95 +41,378 New Q4 2025 Feb 10, 2026
AMERICAN CENTURY COMPANIES INC History New 40,412 217 0.0% 96 +40,412 New Q4 2025 Feb 13, 2026
MANUFACTURERS LIFE INSURANCE COMPANY, THE History New 40,325 216 0.0% 97 +40,325 New Q4 2025 Feb 13, 2026
INTECH INVESTMENT MANAGEMENT LLC History No change 38,936 209 0.0% 0.0% 98 0 0.0% Q4 2025 Feb 10, 2026
Police & Firemen's Retirement System of New Jersey History Added to 35,503 190 0.0% 0.0% 99 +7,172 25.32% Q4 2025 Feb 13, 2026
SmartHarvest Portfolios, LLC History New 34,715 186 0.06% 100 +34,715 New Q4 2025 Feb 12, 2026
Simplicity Wealth,LLC History Reduced 33,869 181 0.01% 0.01% 101 -3,165 -8.55% Q4 2025 Jan 30, 2026
NEW YORK STATE COMMON RETIREMENT FUND History No change 30,407 163 0.0% 0.0% 102 0 0.0% Q4 2025 Feb 12, 2026
Avanza Fonder AB History New 27,347 146 0.0% 103 +27,347 New Q4 2025 Jan 12, 2026
Walleye Trading LLC History No change 25,000 134 0.0% 0.0% 104 0 0.0% Q4 2025 Feb 13, 2026
DV Trading LLC History New 24,207 129 0.0% 105 +24,207 New Q4 2025 Feb 17, 2026
STIFEL FINANCIAL CORP History New 23,973 128 0.0% 106 +23,973 New Q4 2025 Feb 13, 2026
ProShare Advisors LLC History Added to 23,972 128 0.0% 0.0% 107 +6,968 40.98% Q4 2025 Feb 06, 2026
Abel Hall, LLC History New 22,882 122 0.03% 108 +22,882 New Q4 2025 Feb 17, 2026
VOYA INVESTMENT MANAGEMENT LLC History Added to 22,629 121 0.0% 0.0% 109 +5,415 31.46% Q4 2025 Feb 12, 2026
CAPTRUST FINANCIAL ADVISORS History Added to 20,846 111 0.0% 0.0% 110 +322 1.57% Q4 2025 Feb 17, 2026
WELCH & FORBES LLC History Added to 19,000 102 0.0% 0.0% 111 +4,000 26.67% Q4 2025 Feb 10, 2026
Focus Partners Wealth History Added to 18,595 99 0.0% 0.0% 112 +2,790 17.65% Q4 2025 Feb 13, 2026
Independent Advisor Alliance History No change 17,894 96 0.0% 0.0% 113 0 0.0% Q4 2025 Feb 04, 2026
SIG BROKERAGE, LP History Reduced 17,076 91 0.0% 0.0% 114 -9,289 -35.23% Q4 2025 Feb 17, 2026
Sequoia Financial Advisors, LLC History Added to 15,894 85 0.0% 0.0% 115 +141 0.9% Q4 2025 Feb 03, 2026
BNP PARIBAS FINANCIAL MARKETS History Reduced 15,645 84 0.0% 0.0% 116 -3,878 -19.86% Q4 2025 Feb 10, 2026
TWO SIGMA ADVISERS, LP History New 15,200 81 0.0% 117 +15,200 New Q4 2025 Feb 17, 2026
CANADA PENSION PLAN INVESTMENT BOARD History New 14,900 80 0.0% 118 +14,900 New Q4 2025 Feb 17, 2026
M&T BANK CORP History New 14,894 79 0.0% 119 +14,894 New Q4 2025 Jan 30, 2026
VICTORY CAPITAL MANAGEMENT INC History Added to 14,311 76 0.0% 0.0% 120 +1,659 13.11% Q4 2025 Feb 13, 2026
ROVIN CAPITAL /UT/ /ADV History No change 13,495 72 0.02% 0.01% 121 0 0.0% Q4 2025 Feb 09, 2026
EntryPoint Capital, LLC History New 13,163 70 0.03% 122 +13,163 New Q4 2025 Feb 12, 2026
Neuberger Berman Group LLC History New 12,807 68 0.0% 124 +12,807 New Q4 2025 Feb 13, 2026
Legal & General Group Plc History Added to 12,753 68 0.0% 0.0% 123 +3,110 32.25% Q4 2025 Feb 09, 2026
North Star Investment Management Corp. History No change 12,500 67 0.0% 0.0% 125 0 0.0% Q4 2025 Jan 30, 2026
Quadrature Capital Ltd History Reduced 12,293 66 0.0% 0.0% 126 -35,134 -74.08% Q4 2025 Feb 17, 2026
Russell Investments Group, Ltd. History Added to 11,558 62 0.0% 0.0% 127 +3,773 48.46% Q4 2025 Feb 17, 2026
Ameritas Investment Partners, Inc. History Added to 10,621 57 0.0% 0.0% 128 +3,085 40.94% Q4 2025 Feb 11, 2026
XPONANCE LLC History New 10,201 54 0.0% 129 +10,201 New Q4 2025 Feb 12, 2026
Stonebrook Private Inc. History No change 10,230 54 0.01% 0.01% 130 0 0.0% Q4 2025 Feb 11, 2026
PRELUDE CAPITAL MANAGEMENT, LLC History New 10,000 53 0.0% 131 +10,000 New Q4 2025 Feb 17, 2026
SIMPLEX TRADING, LLC History Added to 9,412 50 0.0% 0.0% 132 +5,019 114.25% Q4 2025 Feb 11, 2026
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM History Added to 8,056 43 0.0% 0.0% 133 +662 8.95% Q4 2025 Feb 17, 2026
GROUP ONE TRADING LLC History Added to 6,544 35 0.0% 0.0% 134 +3,244 98.3% Q4 2025 Feb 12, 2026
FLAGSHIP HARBOR ADVISORS, LLC History New 6,000 32 0.0% 135 +6,000 New Q4 2025 Jan 21, 2026
MCF Advisors LLC History No change 5,540 29 0.0% 0.0% 136 0 0.0% Q4 2025 Feb 11, 2026
NISA INVESTMENT ADVISORS, LLC History No change 5,248 28 0.0% 0.0% 137 0 0.0% Q4 2025 Jan 15, 2026
ACADIAN ASSET MANAGEMENT LLC History New 4,867 26 0.0% 138 +4,867 New Q4 2025 Feb 10, 2026
Fortitude Family Office, LLC History Reduced 4,591 24 0.01% 0.0% 139 -387 -7.77% Q4 2025 Jan 15, 2026
EverSource Wealth Advisors, LLC History Reduced 4,370 23 0.0% 0.0% 140 -1,859 -29.84% Q4 2025 Feb 06, 2026
AMALGAMATED BANK History Added to 4,111 22 0.0% 0.0% 141 +1,034 33.6% Q4 2025 Feb 05, 2026
ROYAL BANK OF CANADA History New 3,821 21 0.0% 142 +3,821 New Q4 2025 Feb 17, 2026
Sterling Capital Management LLC History Added to 3,827 20 0.0% 0.0% 143 +492 14.75% Q4 2025 Feb 13, 2026
VSM Wealth Advisory, LLC History New 3,000 16 0.0% 145 +3,000 New Q4 2025 Feb 06, 2026
CWM, LLC History Added to 3,059 16 0.0% 0.0% 144 +1,168 61.77% Q4 2025 Jan 26, 2026
Rockefeller Capital Management L.P. History New 2,042 10 0.0% 146 +2,042 New Q4 2025 Mar 16, 2026
Cape Investment Advisory, Inc. History Added to 2,002 10 0.0% 0.0% 147 +685 52.01% Q4 2025 Feb 17, 2026
Tower Research Capital LLC (TRC) History Reduced 1,698 9 0.0% 0.0% 148 -4,341 -71.88% Q4 2025 Feb 17, 2026
Optiver Holding B.V. History Reduced 1,096 5 0.0% 0.0% 149 -546 -33.25% Q4 2025 Feb 17, 2026
Farther Finance Advisors, LLC History Added to 680 3 0.0% 0.0% 151 +292 75.26% Q4 2025 Jan 23, 2026
BESSEMER GROUP INC History No change 526 3 0.0% 0.0% 150 0 0.0% Q4 2025 Feb 05, 2026
PNC FINANCIAL SERVICES GROUP, INC. History Reduced 413 2 0.0% 0.0% 152 -5,409 -92.91% Q4 2025 Feb 06, 2026
Federation des caisses Desjardins du Quebec History New 500 2 0.0% 154 +500 New Q4 2025 Feb 12, 2026
QUADRANT CAPITAL GROUP LLC History No change 405 2 0.0% 0.0% 153 0 0.0% Q4 2025 Feb 13, 2026
NATIONAL BANK OF CANADA /FI/ History New 242 1 0.0% 155 +242 New Q4 2025 Feb 17, 2026
SBI Securities Co., Ltd. History Reduced 237 1 0.0% 0.0% 156 -93 -28.18% Q4 2025 Feb 03, 2026
Marshall & Sterling Wealth Advisors Inc. History No change 200 1 0.0% 157 0 0.0% Q4 2025 Feb 10, 2026
MPM BioImpact LLC History Closed out 0 0 2.91% -5,075,970 -100.0% Q3 2025 Nov 14, 2025
Caption Management, LLC History Closed out 0 0 0.03% -1,154,170 -100.0% Q3 2025 Nov 14, 2025
DAFNA Capital Management LLC History Closed out 0 0 0.82% -946,661 -100.0% Q3 2025 Nov 14, 2025
CANTOR FITZGERALD, L. P. History Closed out 0 0 0.0% -80,000 -100.0% Q3 2025 Feb 17, 2026
RENAISSANCE TECHNOLOGIES LLC History Closed out 0 0 0.0% -79,000 -100.0% Q3 2025 Nov 13, 2025
STRS OHIO History Closed out 0 0 0.0% -17,900 -100.0% Q3 2025 Oct 30, 2025
Virtu Financial LLC History Closed out 0 0 0.0% -12,681 -100.0% Q3 2025 Nov 14, 2025
ACT Advisors, LLC. History Closed out 0 0 0.01% -10,376 -100.0% Q3 2025 Oct 09, 2025
Apollon Wealth Management, LLC History Closed out 0 0 0.0% -10,015 -100.0% Q3 2025 Oct 17, 2025
Arax Advisory Partners History Reduced 18 0 -207 -92.0% Q4 2025 Feb 13, 2026
Smartleaf Asset Management LLC History New 69 0 +69 New Q4 2025 Feb 13, 2026
OSAIC HOLDINGS, INC. History New 57 0 +57 New Q4 2025 Feb 17, 2026
ROTHSCHILD INVESTMENT LLC History Added to 164 0 +44 36.67% Q4 2025 Feb 10, 2026
CIBC Private Wealth Group LLC History New 38 0 +38 New Q4 2025 Feb 12, 2026
GAMMA Investing LLC History New 29 0 +29 New Q4 2025 Jan 05, 2026
SJS Investment Consulting Inc. History New 27 0 +27 New Q4 2025 Jan 21, 2026
MAI Capital Management History New 24 0 +24 New Q4 2025 Feb 13, 2026
Allworth Financial LP History New 20 0 +20 New Q4 2025 Feb 05, 2026
Clearstead Advisors, LLC History Closed out 0 0 -4 -100.0% Q3 2025 Nov 10, 2025
Hughes Financial Services, LLC History New 1 0 +1 New Q4 2025 Feb 11, 2026
Sunbelt Securities, Inc. History No change 8 0 0 0.0% Q4 2025 Feb 20, 2026
IFP Advisors, Inc History No change 6 0 0 0.0% Q4 2025 Feb 06, 2026