Alger ETF Trust - CNEQ
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 7 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 1,075,771 | 36,984 | 0.01% | 0.0% | 1 | +613,133 | 132.53% | Q4 2025 | Feb 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 569,921 | 19,593 | 0.01% | 0.0% | 2 | +416,671 | 271.89% | Q4 2025 | Feb 18, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 387,071 | 13,307 | 0.63% | 0.56% | 3 | +22,874 | 6.28% | Q4 2025 | Jan 21, 2026 |
| Sanchez Wealth Management Group | History | New | 215,214 | 7,399 | 1.58% | — | 4 | +215,214 | New | Q4 2025 | Feb 04, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 206,284 | 7,092 | 0.01% | 0.01% | 5 | +40,757 | 24.62% | Q4 2025 | Feb 12, 2026 |
| Brookwood Investment Group LLC | History | New | 198,245 | 6,815 | 0.82% | — | 6 | +198,245 | New | Q4 2025 | Jan 22, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 190,856 | 6,561 | 0.01% | 0.01% | 7 | +56,994 | 42.58% | Q4 2025 | Feb 02, 2026 |
| NewEdge Advisors, LLC | History | Added to | 160,238 | 5,509 | 0.02% | 0.02% | 8 | +20,658 | 14.8% | Q4 2025 | Feb 18, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 158,075 | 5,434 | 0.03% | 0.0% | 9 | +146,387 | 1252.46% | Q4 2025 | Jan 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 110,393 | 3,795 | 0.0% | 0.0% | 10 | +48,798 | 79.22% | Q4 2025 | Feb 10, 2026 |
| Atria Investments, Inc | History | Reduced | 95,073 | 3,268 | 0.04% | 0.06% | 11 | -49,049 | -34.03% | Q4 2025 | Feb 05, 2026 |
| Castle Rock Wealth Management, LLC | History | Added to | 91,781 | 3,049 | 0.66% | 0.69% | 12 | +3,649 | 4.14% | Q4 2025 | Feb 05, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 81,127 | 2,789 | 0.11% | 0.11% | 13 | +3,396 | 4.37% | Q4 2025 | Feb 17, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Added to | 61,895 | 2,127 | 0.04% | 0.04% | 14 | +2,640 | 4.46% | Q4 2025 | Feb 19, 2026 |
| Colonial River Investments, LLC | History | Added to | 61,519 | 2,115 | 0.75% | 0.77% | 15 | +2,264 | 3.82% | Q4 2025 | Feb 04, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 56,214 | 1,933 | 0.0% | 0.0% | 16 | +34,141 | 154.67% | Q4 2025 | Feb 11, 2026 |
| Harvest Investment Services, LLC | History | Added to | 55,390 | 1,904 | 0.36% | 0.39% | 17 | +400 | 0.73% | Q4 2025 | Feb 17, 2026 |
| Onyx Bridge Wealth Group LLC | History | Reduced | 42,315 | 1,454 | 0.15% | 0.16% | 18 | -790 | -1.83% | Q4 2025 | Feb 18, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 41,968 | 1,442 | 0.01% | 0.07% | 19 | -231,468 | -84.65% | Q4 2025 | Feb 12, 2026 |
| Worth Financial Advisory Group, LLC | History | Added to | 38,818 | 1,334 | 0.65% | 0.35% | 20 | +20,937 | 117.09% | Q4 2025 | Jan 16, 2026 |
| Embree Financial Group | History | Added to | 35,710 | 1,227 | 0.15% | 0.12% | 21 | +10,938 | 44.15% | Q4 2025 | Jan 14, 2026 |
| GWN SECURITIES INC. | History | Added to | 32,819 | 1,128 | 0.23% | 0.17% | 22 | +11,467 | 53.7% | Q4 2025 | Feb 11, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 32,620 | 1,121 | 0.0% | 0.0% | 23 | +20,662 | 172.79% | Q4 2025 | Feb 13, 2026 |
| American Alpha Advisors, LLC | History | Reduced | 30,945 | 1,063 | 0.63% | 0.98% | 24 | -9,255 | -23.02% | Q4 2025 | Feb 17, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 28,658 | 985 | 0.01% | 0.01% | 25 | +5,311 | 22.75% | Q4 2025 | Jan 20, 2026 |
| Advisory Services Network, LLC | History | Added to | 24,216 | 832 | 0.01% | 0.01% | 26 | +14,371 | 145.97% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 24,185 | 831 | 0.0% | — | 27 | +24,185 | New | Q4 2025 | Feb 05, 2026 |
| &PARTNERS | History | New | 23,590 | 811 | 0.0% | — | 28 | +23,590 | New | Q4 2025 | Feb 17, 2026 |
| Mutual Advisors, LLC | History | Added to | 21,145 | 726 | 0.02% | 0.01% | 29 | +4,366 | 26.02% | Q4 2025 | Feb 02, 2026 |
| Rockefeller Capital Management L.P. | History | New | 15,750 | 541 | 0.0% | — | 30 | +15,750 | New | Q4 2025 | Mar 16, 2026 |
| Western Wealth Management, LLC | History | Added to | 15,016 | 516 | 0.02% | 0.02% | 31 | +5,603 | 59.52% | Q4 2025 | Feb 05, 2026 |
| Golden State Equity Partners | History | New | 14,787 | 508 | 0.08% | — | 32 | +14,787 | New | Q4 2025 | Jan 29, 2026 |
| Integrated Wealth Concepts LLC | History | New | 13,924 | 478 | 0.01% | — | 33 | +13,924 | New | Q4 2025 | Feb 13, 2026 |
| RWA WEALTH PARTNERS, LLC | History | No change | 13,820 | 475 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Apollon Financial, LLC | History | Added to | 13,210 | 454 | 0.07% | 0.06% | 35 | +2,140 | 19.33% | Q4 2025 | Jan 22, 2026 |
| ROYAL BANK OF CANADA | History | New | 10,871 | 374 | 0.0% | — | 36 | +10,871 | New | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Added to | 10,219 | 351 | 0.0% | 0.0% | 37 | +4,117 | 67.47% | Q4 2025 | Feb 06, 2026 |
| Kestra Advisory Services, LLC | History | New | 10,131 | 348 | 0.0% | — | 38 | +10,131 | New | Q4 2025 | Feb 13, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | Added to | 8,879 | 305 | 0.02% | 0.02% | 39 | +110 | 1.25% | Q4 2025 | Feb 10, 2026 |
| Prosperity Financial Group, Inc. | History | Added to | 7,957 | 273 | 0.1% | 0.08% | 40 | +1,659 | 26.34% | Q4 2025 | Jan 26, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 7,615 | 261 | 0.01% | — | 41 | +7,615 | New | Q4 2025 | Jan 29, 2026 |
| Rubicon Advisors, GP | History | New | 7,545 | 259 | 0.24% | — | 42 | +7,545 | New | Q4 2025 | Mar 09, 2026 |
| CoreCap Advisors, LLC | History | Added to | 6,641 | 228 | 0.01% | 0.0% | 43 | +5,968 | 886.78% | Q4 2025 | Jan 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 6,448 | 221 | 0.0% | 0.0% | 44 | +3,005 | 87.28% | Q4 2025 | Feb 17, 2026 |
| PRIVATE TRUST CO NA | History | New | 4,000 | 137 | 0.01% | — | 45 | +4,000 | New | Q4 2025 | Jan 26, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 1,875 | 64 | 0.0% | 0.0% | 46 | +1,225 | 188.46% | Q4 2025 | Feb 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 1,789 | 61 | 0.0% | 0.0% | 47 | +100 | 5.92% | Q4 2025 | Feb 06, 2026 |
| Allworth Financial LP | History | New | 1,700 | 58 | 0.0% | — | 48 | +1,700 | New | Q4 2025 | Feb 05, 2026 |
| Geneos Wealth Management Inc. | History | New | 1,133 | 38 | 0.0% | — | 49 | +1,133 | New | Q4 2025 | Jan 28, 2026 |
| Farther Finance Advisors, LLC | History | New | 662 | 22 | 0.0% | — | 50 | +662 | New | Q4 2025 | Jan 23, 2026 |
| UBS Group AG | History | New | 460 | 15 | 0.0% | — | 51 | +460 | New | Q4 2025 | Jan 29, 2026 |
| Spire Wealth Management | History | Added to | 312 | 10 | 0.0% | 0.0% | 52 | +83 | 36.24% | Q4 2025 | Jan 14, 2026 |
| Global Wealth Strategies & Associates | History | New | 212 | 7 | 0.0% | — | 53 | +212 | New | Q4 2025 | Jan 02, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 98 | 3 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| HHM Wealth Advisors, LLC | History | New | 33 | 1 | 0.0% | — | 55 | +33 | New | Q4 2025 | Jan 22, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,191 | -100.0% | Q3 2025 | Nov 14, 2025 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,611 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,878 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -301 | -100.0% | Q3 2025 | Nov 13, 2025 |