Alger ETF Trust - CNEQ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| IMC-Chicago, LLC | History | New | 11,700,000 | 475,371 | 0.1% | — | 1 | +11,700,000 | New | Q3 2026 | Nov 05, 2026 |
| RWA WEALTH PARTNERS, LLC | History | No change | 5,537,339 | 228,525 | 2.19% | 2.19% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| LPL Financial LLC | History | No change | 1,992,964 | 82,249 | 0.02% | 0.02% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 984,120 | 40,614 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 863,886 | 35,652 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 434,004 | 17,633 | 0.65% | 0.68% | 6 | +4,864 | 1.13% | Q3 2026 | Oct 26, 2026 |
| KWB Wealth | History | New | 332,219 | 13,498 | 1.15% | — | 7 | +332,219 | New | Q3 2026 | Oct 16, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 318,398 | 12,936 | 0.02% | 0.02% | 8 | +4,141 | 1.32% | Q3 2026 | Oct 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 257,384 | 10,457 | 0.01% | 0.01% | 9 | +8,472 | 3.4% | Q3 2026 | Nov 02, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 236,030 | 9,740 | 0.15% | 0.15% | 10 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MGO ONE SEVEN LLC | History | New | 227,885 | 9,258 | 0.15% | — | 11 | +227,885 | New | Q3 2026 | Oct 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 216,912 | 8,951 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Embree Financial Group | History | Added to | 208,952 | 8,489 | 0.83% | 0.75% | 13 | +27,274 | 15.01% | Q3 2026 | Oct 22, 2026 |
| NewEdge Advisors, LLC | History | No change | 170,409 | 7,032 | 0.02% | 0.02% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WPG Advisers, LLC | History | Added to | 162,283 | 6,593 | 3.57% | 3.72% | 15 | +9,118 | 5.95% | Q3 2026 | Oct 27, 2026 |
| Prosperity Financial Group, Inc. | History | Added to | 159,750 | 6,490 | 1.91% | 0.17% | 16 | +146,129 | 1072.82% | Q3 2026 | Oct 29, 2026 |
| Colonial River Investments, LLC | History | Added to | 155,610 | 6,322 | 1.63% | 1.47% | 17 | +30,020 | 23.9% | Q3 2026 | Oct 19, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 137,329 | 5,667 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sanctuary Advisors, LLC | History | No change | 128,209 | 5,291 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 113,744 | 4,694 | 0.15% | 0.15% | 20 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| HighTower Advisors, LLC | History | No change | 113,015 | 4,664 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| &PARTNERS | History | No change | 109,643 | 4,524 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CORA CAPITAL ADVISORS LLC | History | Added to | 105,360 | 4,280 | 1.13% | 1.09% | 23 | +11,636 | 12.42% | Q3 2026 | Nov 02, 2026 |
| Wealth Management Partners, LLC | History | Added to | 103,527 | 4,206 | 0.99% | 0.9% | 24 | +10,675 | 11.5% | Q3 2026 | Oct 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 100,000 | 4,127 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Castle Rock Wealth Management, LLC | History | Reduced | 94,905 | 3,973 | 0.75% | 0.94% | 26 | -23,453 | -19.82% | Q3 2026 | Oct 09, 2026 |
| Janney Montgomery Scott LLC | History | No change | 71,740 | 2,961 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Onyx Bridge Wealth Group LLC | History | Added to | 72,786 | 2,957 | 0.26% | 0.24% | 28 | +7,249 | 11.06% | Q3 2026 | Oct 16, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 64,930 | 2,679 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Worth Financial Advisory Group, LLC | History | Added to | 60,979 | 2,477 | 1.02% | 0.92% | 30 | +7,534 | 14.1% | Q3 2026 | Oct 19, 2026 |
| Harvest Investment Services, LLC | History | No change | 55,514 | 2,291 | 0.35% | 0.35% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 49,598 | 2,046 | 0.33% | 0.33% | 32 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SACKS & ASSOCIATES, LLC | History | No change | 48,172 | 1,957 | 1.37% | 1.25% | 33 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| SAX WEALTH ADVISORS, LLC | History | New | 43,957 | 1,785 | 0.05% | — | 34 | +43,957 | New | Q3 2026 | Oct 13, 2026 |
| MAI Capital Management | History | No change | 42,008 | 1,733 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mutual Advisors, LLC | History | No change | 37,252 | 1,537 | 0.03% | 0.03% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GWN SECURITIES INC. | History | No change | 35,736 | 1,474 | 0.25% | 0.25% | 37 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CIBC Bancorp USA Inc. | History | No change | 35,652 | 1,471 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 34,664 | 1,408 | 0.0% | 0.0% | 39 | +11,340 | 48.62% | Q3 2026 | Nov 02, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 33,346 | 1,376 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 32,252 | 1,331 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Grove Bank & Trust | History | New | 31,997 | 1,300 | 0.13% | — | 42 | +31,997 | New | Q3 2026 | Oct 08, 2026 |
| Western Wealth Management, LLC | History | No change | 31,052 | 1,281 | 0.04% | 0.04% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sugar Maple Asset Management, LLC | History | Added to | 30,541 | 1,240 | 0.71% | 0.45% | 44 | +13,672 | 81.05% | Q3 2026 | Oct 13, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 29,716 | 1,207 | 0.01% | 0.01% | 45 | +13,001 | 77.78% | Q3 2026 | Oct 26, 2026 |
| Equitable Holdings, Inc. | History | No change | 27,034 | 1,115 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| ROYAL BANK OF CANADA | History | No change | 25,757 | 1,063 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stonebridge Financial Group, LLC / MO | History | No change | 25,729 | 1,061 | 0.7% | 0.7% | 48 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 24,426 | 1,008 | 0.04% | 0.04% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| American Alpha Advisors, LLC | History | No change | 24,216 | 999 | 0.54% | 0.54% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ascentis Independent Advisors | History | New | 23,690 | 962 | 0.06% | — | 51 | +23,690 | New | Q3 2026 | Nov 03, 2026 |
| Three Magnolias Financial Advisors, LLC | History | Added to | 20,819 | 845 | 0.51% | 0.43% | 52 | +2,048 | 10.91% | Q3 2026 | Oct 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 19,510 | 805 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 19,430 | 801 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sanchez Wealth Management Group | History | Reduced | 17,170 | 697 | 2.1% | 1.63% | 55 | -208,133 | -92.38% | Q3 2026 | Nov 02, 2026 |
| Apollon Financial, LLC | History | No change | 15,960 | 648 | 0.07% | 0.08% | 56 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| CITADEL ADVISORS LLC | History | No change | 15,563 | 642 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 15,496 | 639 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Advisory Services Network, LLC | History | No change | 14,991 | 618 | 0.01% | 0.01% | 59 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROMAN BUTLER FULLERTON & CO | History | Reduced | 14,957 | 580 | 0.13% | 0.15% | 60 | -725 | -4.62% | Q3 2026 | Oct 26, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 13,975 | 568 | 0.0% | 0.0% | 61 | +8,863 | 173.38% | Q3 2026 | Nov 02, 2026 |
| Atria Investments, Inc | History | Reduced | 13,505 | 548 | 0.01% | 0.01% | 62 | -13,321 | -49.66% | Q3 2026 | Oct 15, 2026 |
| BAKER TILLY WEALTH MANAGEMENT, LLC | History | New | 12,500 | 507 | 0.1% | — | 63 | +12,500 | New | Q3 2026 | Oct 05, 2026 |
| Private Advisor Group, LLC | History | No change | 11,516 | 475 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Reduced | 11,533 | 468 | 0.05% | 0.2% | 65 | -29,691 | -72.02% | Q3 2026 | Oct 30, 2026 |
| National Philanthropic Trust | History | No change | 10,795 | 445 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 9,743 | 395 | 0.0% | 0.0% | 67 | +2,973 | 43.91% | Q3 2026 | Oct 13, 2026 |
| Narus Financial Partners, LLC | History | New | 8,948 | 363 | 0.1% | — | 68 | +8,948 | New | Q3 2026 | Oct 16, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 8,731 | 354 | 0.01% | 0.01% | 69 | +206 | 2.42% | Q3 2026 | Nov 02, 2026 |
| Mariner, LLC | History | No change | 8,137 | 335 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Wavvest Wealth LLC | History | New | 7,483 | 304 | 0.25% | — | 71 | +7,483 | New | Q3 2026 | Oct 21, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 7,259 | 299 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 7,351 | 298 | 0.02% | 0.02% | 73 | +713 | 10.74% | Q3 2026 | Oct 30, 2026 |
| Chemistry Wealth Management LLC | History | New | 7,225 | 293 | 0.05% | — | 74 | +7,225 | New | Q3 2026 | Oct 15, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | No change | 7,066 | 291 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Weaver Consulting Group | History | New | 6,938 | 281 | 0.05% | — | 76 | +6,938 | New | Q3 2026 | Oct 07, 2026 |
| XTX Topco Ltd | History | No change | 6,757 | 278 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CreativeOne Wealth, LLC | History | No change | 6,725 | 277 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quantinno Capital Management LP | History | No change | 6,535 | 269 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | No change | 6,504 | 268 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DAVENPORT & Co LLC | History | New | 6,469 | 262 | 0.0% | — | 81 | +6,469 | New | Q3 2026 | Oct 14, 2026 |
| Allworth Financial LP | History | No change | 6,278 | 259 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Focus Partners Wealth | History | No change | 5,422 | 223 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Garden State Investment Advisory Services LLC | History | No change | 5,412 | 223 | 0.04% | 0.04% | 84 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cerity Partners LLC | History | No change | 5,280 | 217 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighPoint Advisor Group LLC | History | No change | 5,260 | 217 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 4,703 | 191 | 0.01% | 0.02% | 87 | +75 | 1.62% | Q3 2026 | Oct 20, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | No change | 3,048 | 125 | 0.05% | 0.05% | 88 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 2,454 | 101 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | No change | 1,881 | 76 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 1,844 | 74 | 0.0% | 0.01% | 91 | -4,243 | -69.71% | Q3 2026 | Oct 08, 2026 |
| Berbice Capital Management LLC | History | Added to | 1,800 | 73 | 0.04% | 0.03% | 92 | +600 | 50.0% | Q3 2026 | Oct 13, 2026 |
| Kingdom Financial Group LLC. | History | New | 1,357 | 55 | 0.01% | — | 93 | +1,357 | New | Q3 2026 | Nov 04, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,133 | 46 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| IFG Advisory, LLC | History | No change | 580 | 23 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NorthAvenue LLC | History | No change | 500 | 20 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 438 | 17 | 0.0% | 0.0% | 97 | -914 | -67.6% | Q3 2026 | Nov 04, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 400 | 16 | 0.0% | 0.0% | 99 | +242 | 153.16% | Q3 2026 | Oct 08, 2026 |
| UBS Group AG | History | No change | 399 | 16 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Continuum Advisory, LLC | History | No change | 136 | 5 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 73 | 2 | 0.0% | — | 102 | +73 | New | Q3 2026 | Nov 04, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 65 | 2 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| R. W. Roge & Company, Inc. | History | Closed out | 0 | 0 | — | 0.21% | — | -12,268 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Rubicon Advisors, GP | History | Closed out | 0 | 0 | — | 0.15% | — | -4,868 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Plante Moran Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,470 | -100.0% | Q3 2026 | Nov 04, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,146 | -100.0% | Q3 2026 | Oct 15, 2026 |