NORTHERN LIGHTS FUND TRUST III - CPAI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Counterpoint Mutual Funds LLC | History | Added to | 1,471,116 | 58,991 | 4.37% | 4.06% | 1 | +170,700 | 13.13% | Q4 2025 | Feb 12, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 209,707 | 8,409 | 0.22% | 0.1% | 2 | +116,151 | 124.15% | Q4 2025 | Jan 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 115,839 | 4,645 | 0.01% | 0.01% | 3 | +5,809 | 5.28% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 114,097 | 4,575 | 0.0% | 0.0% | 4 | +18,440 | 19.28% | Q4 2025 | Feb 18, 2026 |
| LPL Financial LLC | History | Added to | 98,831 | 3,963 | 0.0% | 0.0% | 5 | +17,948 | 22.19% | Q4 2025 | Feb 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 81,662 | 3,274 | 0.02% | 0.02% | 6 | +7,861 | 10.65% | Q4 2025 | Feb 12, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 79,268 | 3,178 | 0.04% | 0.05% | 7 | +6,424 | 8.82% | Q4 2025 | Jan 29, 2026 |
| Cetera Investment Advisers | History | Added to | 65,332 | 2,619 | 0.0% | 0.0% | 8 | +5,638 | 9.44% | Q4 2025 | Feb 17, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | New | 57,290 | 2,297 | 0.16% | — | 9 | +57,290 | New | Q4 2025 | Feb 12, 2026 |
| Nilsine Partners, LLC | History | Added to | 55,311 | 2,217 | 0.19% | 0.18% | 10 | +3,290 | 6.32% | Q4 2025 | Jan 15, 2026 |
| Equitable Holdings, Inc. | History | Added to | 47,620 | 1,909 | 0.01% | 0.01% | 11 | +3,730 | 8.5% | Q4 2025 | Feb 17, 2026 |
| Inscription Capital, LLC | History | Added to | 37,542 | 1,505 | 0.15% | 0.13% | 12 | +5,892 | 18.62% | Q4 2025 | Jan 29, 2026 |
| NewEdge Advisors, LLC | History | Added to | 25,118 | 1,007 | 0.0% | 0.0% | 13 | +1,525 | 6.46% | Q4 2025 | Feb 18, 2026 |
| Mariner, LLC | History | Added to | 20,113 | 806 | 0.0% | 0.0% | 14 | +401 | 2.03% | Q4 2025 | Feb 13, 2026 |
| Outlook Wealth Advisors, LLC | History | New | 20,045 | 803 | 0.18% | — | 15 | +20,045 | New | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 19,858 | 796 | 0.0% | — | 16 | +19,858 | New | Q4 2025 | Feb 17, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 13,660 | 547 | 0.04% | 0.03% | 17 | +4,385 | 47.28% | Q4 2025 | Feb 20, 2026 |
| Stirlingshire Investments, Inc. | History | New | 13,423 | 538 | 0.48% | — | 18 | +13,423 | New | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 12,461 | 499 | 0.0% | 0.0% | 19 | -734 | -5.56% | Q4 2025 | Feb 10, 2026 |
| Kovack Advisors, Inc. | History | New | 8,935 | 358 | 0.02% | — | 20 | +8,935 | New | Q4 2025 | Feb 17, 2026 |
| Accurate Wealth Management, LLC | History | New | 8,117 | 351 | 0.04% | — | 21 | +8,117 | New | Q4 2025 | Jan 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 7,128 | 285 | 0.0% | — | 22 | +7,128 | New | Q4 2025 | Feb 12, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 7,102 | 284 | 0.0% | 0.0% | 23 | +641 | 9.92% | Q4 2025 | Feb 11, 2026 |
| Jacobi Capital Management LLC | History | New | 5,900 | 236 | 0.01% | — | 24 | +5,900 | New | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 5,706 | 228 | 0.0% | 0.0% | 25 | -15,817 | -73.49% | Q4 2025 | Feb 17, 2026 |
| IFP Advisors, Inc | History | Added to | 906 | 36 | 0.0% | 0.0% | 26 | +630 | 228.26% | Q4 2025 | Feb 06, 2026 |
| Kestra Advisory Services, LLC | History | New | 762 | 30 | 0.0% | — | 27 | +762 | New | Q4 2025 | Feb 13, 2026 |
| Global Assets Advisory, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -28,078 | -100.0% | Q3 2025 | Oct 31, 2025 |