NORTHERN LIGHTS FUND TRUST III - CPAI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Counterpoint Mutual Funds LLC | History | Added to | 1,549,616 | 64,758 | 9.72% | 4.37% | 1 | +78,500 | 5.34% | Q1 2026 | Apr 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 377,612 | 15,780 | 0.0% | 0.0% | 2 | +263,515 | 230.96% | Q1 2026 | May 14, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 361,772 | 15,118 | 0.38% | 0.22% | 3 | +152,065 | 72.51% | Q1 2026 | Apr 07, 2026 |
| LPL Financial LLC | History | Added to | 252,158 | 10,537 | 0.0% | 0.0% | 4 | +153,327 | 155.14% | Q1 2026 | May 06, 2026 |
| Nilsine Partners, LLC | History | Added to | 221,622 | 10,265 | 0.8% | 0.19% | 5 | +166,311 | 300.68% | Q1 2026 | Apr 29, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Added to | 209,367 | 8,749 | 0.62% | 0.16% | 6 | +152,077 | 265.45% | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 123,168 | 5,147 | 0.01% | 0.01% | 7 | +7,329 | 6.33% | Q1 2026 | May 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 120,431 | 5,032 | 0.11% | 0.09% | 8 | +14,802 | 14.01% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 107,891 | 4,508 | 0.0% | 0.0% | 9 | +42,559 | 65.14% | Q1 2026 | May 13, 2026 |
| Inscription Capital, LLC | History | Added to | 99,642 | 4,164 | 0.44% | 0.15% | 10 | +62,100 | 165.41% | Q1 2026 | Apr 20, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 93,213 | 3,895 | 0.04% | 0.04% | 11 | +13,945 | 17.59% | Q1 2026 | Apr 20, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 92,267 | 3,855 | 0.02% | 0.02% | 12 | +10,605 | 12.99% | Q1 2026 | May 08, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 45,524 | 1,902 | 0.01% | 0.01% | 13 | -2,096 | -4.4% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 44,196 | 1,847 | 0.0% | 0.0% | 14 | +24,338 | 122.56% | Q1 2026 | May 15, 2026 |
| Outlook Wealth Advisors, LLC | History | Added to | 43,534 | 1,819 | 0.44% | 0.18% | 15 | +23,489 | 117.18% | Q1 2026 | Apr 17, 2026 |
| Mariner, LLC | History | Added to | 34,818 | 1,455 | 0.0% | 0.0% | 16 | +14,705 | 73.11% | Q1 2026 | May 13, 2026 |
| STIFEL FINANCIAL CORP | History | New | 30,971 | 1,294 | 0.0% | — | 17 | +30,971 | New | Q1 2026 | May 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 25,550 | 1,087 | 0.0% | — | 18 | +25,550 | New | Q1 2026 | Apr 08, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 25,682 | 1,073 | 0.07% | 0.04% | 19 | +12,022 | 88.01% | Q1 2026 | May 15, 2026 |
| Accurate Wealth Management, LLC | History | Added to | 21,774 | 933 | 0.11% | 0.04% | 20 | +13,657 | 168.25% | Q1 2026 | Apr 22, 2026 |
| JANE STREET GROUP, LLC | History | New | 16,198 | 676 | 0.0% | — | 21 | +16,198 | New | Q1 2026 | May 12, 2026 |
| Kovack Advisors, Inc. | History | Added to | 14,689 | 618 | 0.03% | 0.02% | 22 | +5,754 | 64.4% | Q1 2026 | May 12, 2026 |
| Stirlingshire Investments, Inc. | History | Reduced | 11,673 | 487 | 0.43% | 0.48% | 23 | -1,750 | -13.04% | Q1 2026 | May 04, 2026 |
| Hilltop Holdings Inc. | History | New | 10,975 | 458 | 0.04% | — | 24 | +10,975 | New | Q1 2026 | May 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 9,162 | 382 | 0.0% | 0.0% | 25 | -3,299 | -26.47% | Q1 2026 | May 04, 2026 |
| Jacobi Capital Management LLC | History | Added to | 8,499 | 355 | 0.02% | 0.01% | 26 | +2,599 | 44.05% | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 7,415 | 299 | 0.0% | 0.0% | 27 | +313 | 4.41% | Q1 2026 | May 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | New | 6,666 | 278 | 0.0% | — | 28 | +6,666 | New | Q1 2026 | May 15, 2026 |
| E&G Advisors, LP | History | New | 5,100 | 213 | 0.05% | — | 29 | +5,100 | New | Q1 2026 | Apr 21, 2026 |
| PUREfi Wealth, LLC | History | New | 5,000 | 208 | 0.14% | — | 30 | +5,000 | New | Q1 2026 | Apr 28, 2026 |
| IFP Advisors, Inc | History | Added to | 2,055 | 85 | 0.0% | 0.0% | 31 | +1,149 | 126.82% | Q1 2026 | Apr 13, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,731 | 72 | 0.0% | — | 32 | +1,731 | New | Q1 2026 | May 01, 2026 |
| Western Wealth Management, LLC | History | New | 1,354 | 56 | 0.0% | — | 33 | +1,354 | New | Q1 2026 | May 19, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,118 | -100.0% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,128 | -100.0% | Q1 2026 | Apr 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,706 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -762 | -100.0% | Q1 2026 | Apr 30, 2026 |