NORTHERN LIGHTS FUND TRUST III - CPAI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Counterpoint Mutual Funds LLC | History | Added to | 1,563,616 | 81,245 | 8.04% | 9.72% | 1 | +14,000 | 0.9% | Q2 2026 | Jul 20, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 705,834 | 36,675 | 0.01% | 0.0% | 2 | +328,222 | 86.92% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 632,834 | 32,882 | 0.01% | 0.0% | 3 | +380,676 | 150.97% | Q2 2026 | Aug 07, 2026 |
| Arax Advisory Partners | History | New | 426,425 | 22,157 | 0.15% | — | 4 | +426,425 | New | Q2 2026 | Aug 10, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 361,772 | 15,118 | 0.38% | 0.38% | 5 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Added to | 263,897 | 13,712 | 0.51% | 0.62% | 6 | +54,530 | 26.05% | Q2 2026 | Aug 14, 2026 |
| Nilsine Partners, LLC | History | Added to | 229,706 | 11,935 | 0.83% | 0.8% | 7 | +8,084 | 3.65% | Q2 2026 | Jul 24, 2026 |
| Cetera Investment Advisers | History | Added to | 229,098 | 11,903 | 0.01% | 0.0% | 8 | +121,207 | 112.34% | Q2 2026 | Aug 12, 2026 |
| Private Advisor Group, LLC | History | New | 218,755 | 11,366 | 0.05% | — | 9 | +218,755 | New | Q2 2026 | Jul 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 154,546 | 8,030 | 0.01% | 0.01% | 10 | +31,378 | 25.48% | Q2 2026 | Aug 14, 2026 |
| Inscription Capital, LLC | History | Added to | 153,462 | 7,973 | 0.71% | 0.44% | 11 | +53,820 | 54.01% | Q2 2026 | Aug 13, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 125,549 | 6,523 | 0.12% | 0.11% | 12 | +5,118 | 4.25% | Q2 2026 | Jul 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 122,701 | 6,376 | 0.0% | 0.0% | 13 | +78,505 | 177.63% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | Added to | 111,269 | 5,781 | 0.02% | 0.01% | 14 | +77,610 | 230.58% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 103,918 | 5,399 | 0.03% | 0.02% | 15 | +11,651 | 12.63% | Q2 2026 | Aug 13, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 100,854 | 5,240 | 0.04% | 0.04% | 16 | +7,641 | 8.2% | Q2 2026 | Jul 27, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 87,288 | 4,535 | 0.0% | 0.0% | 17 | +56,317 | 181.84% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 84,153 | 4,372 | 0.01% | — | 18 | +84,153 | New | Q2 2026 | Jul 29, 2026 |
| Outlook Wealth Advisors, LLC | History | Added to | 55,979 | 2,918 | 0.63% | 0.44% | 19 | +12,445 | 28.59% | Q2 2026 | Aug 03, 2026 |
| Equitable Holdings, Inc. | History | Added to | 45,817 | 2,380 | 0.01% | 0.01% | 20 | +293 | 0.64% | Q2 2026 | Aug 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 45,207 | 2,320 | 0.0% | 0.0% | 21 | +19,657 | 76.94% | Q2 2026 | Jul 15, 2026 |
| Intrua Financial, LLC | History | New | 40,541 | 2,106 | 0.19% | — | 22 | +40,541 | New | Q2 2026 | Jul 24, 2026 |
| Global Assets Advisory, LLC | History | New | 37,327 | 1,931 | 0.42% | — | 23 | +37,327 | New | Q2 2026 | Jul 27, 2026 |
| Accurate Wealth Management, LLC | History | Added to | 34,111 | 1,750 | 0.17% | 0.11% | 24 | +12,337 | 56.66% | Q2 2026 | Jul 14, 2026 |
| Western Wealth Management, LLC | History | New | 32,061 | 1,665 | 0.05% | — | 25 | +32,061 | New | Q2 2026 | Aug 14, 2026 |
| Gilliland Jeter Wealth Management LLC | History | New | 28,707 | 1,491 | 0.39% | — | 26 | +28,707 | New | Q2 2026 | Jul 29, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | New | 25,809 | 1,341 | 0.01% | — | 27 | +25,809 | New | Q2 2026 | Aug 14, 2026 |
| SLT Holdings LLC | History | New | 25,809 | 1,341 | 0.84% | — | 28 | +25,809 | New | Q2 2026 | Jul 17, 2026 |
| Sunbelt Securities, Inc. | History | No change | 25,682 | 1,073 | 0.07% | 0.07% | 29 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | New | 14,815 | 770 | 0.0% | — | 30 | +14,815 | New | Q2 2026 | Aug 05, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 14,540 | 749 | 0.04% | 0.03% | 31 | -149 | -1.01% | Q2 2026 | Jul 28, 2026 |
| PW Nova Financial Services LLC | History | New | 14,115 | 733 | 0.16% | — | 32 | +14,115 | New | Q2 2026 | Jul 29, 2026 |
| Jacobi Capital Management LLC | History | Added to | 13,698 | 711 | 0.03% | 0.02% | 33 | +5,199 | 61.17% | Q2 2026 | Jul 31, 2026 |
| Amplius Wealth Advisors, LLC | History | New | 12,448 | 646 | 0.05% | — | 34 | +12,448 | New | Q2 2026 | Jul 17, 2026 |
| Hilltop Holdings Inc. | History | Added to | 11,675 | 606 | 0.05% | 0.04% | 35 | +700 | 6.38% | Q2 2026 | Aug 13, 2026 |
| Stirlingshire Investments, Inc. | History | Reduced | 11,284 | 586 | 0.43% | 0.43% | 36 | -389 | -3.33% | Q2 2026 | Jul 31, 2026 |
| MSH Capital Advisors LLC | History | New | 10,252 | 532 | 0.09% | — | 37 | +10,252 | New | Q2 2026 | Aug 10, 2026 |
| ATX Financial Planning, LLC | History | New | 9,407 | 488 | 0.32% | — | 38 | +9,407 | New | Q2 2026 | Aug 20, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 9,246 | 480 | 0.0% | 0.0% | 39 | +84 | 0.92% | Q2 2026 | Sep 23, 2026 |
| Perennial Investment Advisors, LLC | History | New | 8,014 | 416 | 0.03% | — | 40 | +8,014 | New | Q2 2026 | Aug 14, 2026 |
| E&G Advisors, LLC | History | Added to | 7,975 | 414 | 0.08% | 0.05% | 41 | +2,875 | 56.37% | Q2 2026 | Jul 23, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 7,342 | 377 | 0.0% | 0.0% | 42 | -73 | -0.98% | Q2 2026 | Aug 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | New | 6,552 | 340 | 0.0% | — | 43 | +6,552 | New | Q2 2026 | Jul 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 6,168 | 320 | 0.0% | — | 44 | +6,168 | New | Q2 2026 | Jul 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 5,740 | 298 | 0.0% | — | 45 | +5,740 | New | Q2 2026 | Aug 14, 2026 |
| PUREfi Wealth, LLC | History | No change | 5,000 | 259 | 0.14% | 0.14% | 46 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| PRIVATE TRUST CO NA | History | New | 4,731 | 245 | 0.02% | — | 47 | +4,731 | New | Q2 2026 | Jul 28, 2026 |
| TRUST CO OF OKLAHOMA | History | New | 4,560 | 236 | 0.06% | — | 48 | +4,560 | New | Q2 2026 | Jul 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 4,486 | 233 | 0.0% | — | 49 | +4,486 | New | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | New | 4,348 | 225 | 0.0% | — | 50 | +4,348 | New | Q2 2026 | Jul 24, 2026 |
| Kestra Advisory Services, LLC | History | New | 3,933 | 204 | 0.0% | — | 51 | +3,933 | New | Q2 2026 | Jul 28, 2026 |
| Sanctuary Advisors, LLC | History | New | 3,905 | 202 | 0.0% | — | 52 | +3,905 | New | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | No change | 2,055 | 106 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Regatta Research & Money Management | History | New | 1,800 | 93 | 0.09% | — | 54 | +1,800 | New | Q2 2026 | Aug 11, 2026 |
| FIFTH THIRD BANCORP | History | No change | 1,731 | 89 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 123 | 6 | 0.0% | — | 56 | +123 | New | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,818 | -100.0% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,198 | -100.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,666 | -100.0% | Q2 2026 | Aug 14, 2026 |