Defi Technologies, Inc. - DEFT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Weiss Asset Management LP | History | Reduced | 7,991,969 | 6,030 | 0.08% | 6.72% | 1 | -1,140,451 | -12.49% | Q4 2025 | Feb 17, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 7,329,284 | 5,530 | 0.0% | 0.0% | 2 | +5,909,228 | 416.13% | Q4 2025 | Feb 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 5,836,397 | 4,404 | 0.0% | 0.0% | 3 | +2,969,170 | 103.56% | Q4 2025 | Feb 17, 2026 |
| Galaxy Group Investments LLC | History | Reduced | 4,971,695 | 3,751 | 0.44% | 1.01% | 4 | -4,028,305 | -44.76% | Q4 2025 | Mar 23, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 3,375,964 | 2,547 | 0.0% | 0.0% | 5 | +2,047,367 | 154.1% | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 2,877,397 | 2,171 | 0.0% | 0.0% | 6 | -2,831,454 | -49.6% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 2,849,251 | 2,148 | 0.0% | 0.0% | 7 | +892,821 | 45.64% | Q4 2025 | Feb 17, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 2,217,193 | 1,696 | 0.0% | 0.0% | 8 | -193,482 | -8.03% | Q4 2025 | Feb 12, 2026 |
| Invesco Ltd. | History | Added to | 2,140,354 | 1,615 | 0.0% | 0.0% | 9 | +1,253,690 | 141.39% | Q4 2025 | Feb 19, 2026 |
| Cable Car Capital, LP | History | Reduced | 1,315,670 | 992 | 0.03% | 4.66% | 10 | -3,993,867 | -75.22% | Q4 2025 | Feb 17, 2026 |
| Swiss National Bank | History | Added to | 726,000 | 556 | 0.0% | 0.0% | 11 | +128,200 | 21.45% | Q4 2025 | Feb 12, 2026 |
| Brevan Howard Capital Management LP | History | Reduced | 650,000 | 490 | 0.01% | 0.02% | 12 | -1,850,002 | -74.0% | Q4 2025 | Feb 17, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 401,336 | 307 | 0.0% | 0.0% | 13 | +362,123 | 923.48% | Q4 2025 | Feb 13, 2026 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | History | Added to | 355,480 | 268 | 0.0% | 0.0% | 14 | +7,608 | 2.19% | Q4 2025 | Feb 17, 2026 |
| Marex Group plc | History | Added to | 336,200 | 253 | 0.0% | 0.0% | 15 | +286,200 | 572.4% | Q4 2025 | Feb 12, 2026 |
| Legal & General Group Plc | History | No change | 316,384 | 242 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| VANGUARD GROUP INC | History | Added to | 297,366 | 227 | 0.0% | 0.0% | 17 | +25,796 | 9.5% | Q4 2025 | Jan 29, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 286,781 | 216 | 0.0% | 0.0% | 18 | -92,022 | -24.29% | Q4 2025 | Feb 09, 2026 |
| Ethos Financial Group, LLC | History | No change | 264,420 | 199 | 0.01% | 0.04% | 19 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Parallax Volatility Advisers, L.P. | History | New | 256,500 | 193 | 0.0% | — | 20 | +256,500 | New | Q4 2025 | Feb 17, 2026 |
| Caption Management, LLC | History | New | 256,500 | 193 | 0.0% | — | 21 | +256,500 | New | Q4 2025 | Feb 17, 2026 |
| Nuveen, LLC | History | No change | 243,727 | 184 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 210,130 | 158 | 0.0% | 0.0% | 23 | +132,554 | 170.87% | Q4 2025 | Mar 25, 2026 |
| Aristides Capital LLC | History | New | 189,800 | 143 | 0.03% | — | 24 | +189,800 | New | Q4 2025 | Feb 26, 2026 |
| LPL Financial LLC | History | Reduced | 184,641 | 139 | 0.0% | 0.0% | 25 | -69,542 | -27.36% | Q4 2025 | Feb 11, 2026 |
| Connective Capital Management, LLC | History | New | 182,816 | 137 | 0.08% | — | 26 | +182,816 | New | Q4 2025 | Feb 19, 2026 |
| UBS Group AG | History | Added to | 175,947 | 132 | 0.0% | 0.0% | 27 | +85,225 | 93.94% | Q4 2025 | Jan 29, 2026 |
| Western Wealth Management, LLC | History | Added to | 163,190 | 123 | 0.01% | 0.01% | 28 | +31,000 | 23.45% | Q4 2025 | Feb 05, 2026 |
| BlackRock, Inc. | History | New | 158,519 | 119 | 0.0% | — | 29 | +158,519 | New | Q4 2025 | Feb 12, 2026 |
| Engineers Gate Manager LP | History | New | 141,647 | 106 | 0.0% | — | 30 | +141,647 | New | Q4 2025 | Feb 17, 2026 |
| Tidal Investments LLC | History | New | 123,130 | 92 | 0.0% | — | 31 | +123,130 | New | Q4 2025 | Feb 13, 2026 |
| StoneX Group Inc. | History | Reduced | 115,925 | 87 | 0.0% | 0.01% | 32 | -24,000 | -17.15% | Q4 2025 | Feb 12, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 112,352 | 86 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Visionary Wealth Advisors | History | Reduced | 112,600 | 84 | 0.0% | 0.01% | 34 | -9,312 | -7.64% | Q4 2025 | Feb 13, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 86,826 | 66 | 0.0% | 0.0% | 35 | +18,980 | 27.98% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Added to | 73,578 | 55 | 0.0% | 0.0% | 36 | +6,948 | 10.43% | Q4 2025 | Feb 13, 2026 |
| TORONTO DOMINION BANK | History | Added to | 66,459 | 50 | 0.0% | 0.0% | 37 | +44,068 | 196.81% | Q4 2025 | Feb 17, 2026 |
| Harvest Portfolios Group Inc. | History | Reduced | 66,303 | 50 | 0.0% | 0.0% | 38 | -9,972 | -13.07% | Q4 2025 | Feb 06, 2026 |
| Pictet Asset Management Holding SA | History | Added to | 65,769 | 50 | 0.0% | 0.0% | 39 | +6,115 | 10.25% | Q4 2025 | Jan 29, 2026 |
| Cannell & Spears LLC | History | No change | 65,000 | 49 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | Reduced | 62,595 | 47 | 0.0% | 0.0% | 41 | -62,500 | -49.96% | Q4 2025 | Feb 12, 2026 |
| WIREGRASS INVESTMENT MANAGEMENT LLC | History | New | 60,000 | 45 | 0.04% | — | 42 | +60,000 | New | Q4 2025 | Feb 13, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | History | New | 48,500 | 36 | 0.0% | — | 43 | +48,500 | New | Q4 2025 | Feb 06, 2026 |
| CIBC Asset Management Inc | History | New | 47,624 | 36 | 0.0% | — | 44 | +47,624 | New | Q4 2025 | Feb 10, 2026 |
| ROYAL BANK OF CANADA | History | New | 42,900 | 33 | 0.0% | — | 45 | +42,900 | New | Q4 2025 | Feb 17, 2026 |
| BlueChip Wealth Advisors LLC | History | New | 40,000 | 30 | 0.01% | — | 46 | +40,000 | New | Q4 2025 | Feb 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 37,270 | 28 | 0.0% | 0.0% | 47 | +16,524 | 79.65% | Q4 2025 | Feb 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 29,353 | 26 | 0.0% | 0.0% | 48 | -32,514 | -52.55% | Q4 2025 | Jan 08, 2026 |
| Rollins Financial Advisors, LLC | History | No change | 34,428 | 25 | 0.0% | 0.01% | 49 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Paragon Private Wealth Management, LLC | History | No change | 34,100 | 25 | 0.01% | 0.02% | 50 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 31,550 | 23 | 0.0% | 0.0% | 51 | -10,185 | -24.4% | Q4 2025 | Feb 17, 2026 |
| Delta Investment Management, LLC | History | New | 29,414 | 22 | 0.0% | — | 52 | +29,414 | New | Q4 2025 | Jan 30, 2026 |
| DKM Wealth Management, Inc. | History | New | 27,665 | 20 | 0.01% | — | 54 | +27,665 | New | Q4 2025 | Jan 12, 2026 |
| Arete Wealth Advisors, LLC | History | Reduced | 26,012 | 20 | 0.0% | 0.0% | 53 | -8,000 | -23.52% | Q4 2025 | Feb 13, 2026 |
| Squarepoint Ops LLC | History | Reduced | 25,606 | 19 | 0.0% | 0.0% | 55 | -21,857 | -46.05% | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 25,000 | 18 | 0.0% | — | 56 | +25,000 | New | Q4 2025 | Feb 05, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | New | 24,419 | 18 | 0.0% | — | 57 | +24,419 | New | Q4 2025 | Feb 10, 2026 |
| City State Bank | History | New | 23,000 | 17 | 0.0% | — | 58 | +23,000 | New | Q4 2025 | Jan 28, 2026 |
| Integrated Wealth Concepts LLC | History | New | 22,259 | 16 | 0.0% | — | 59 | +22,259 | New | Q4 2025 | Feb 13, 2026 |
| VERUS CAPITAL PARTNERS, LLC | History | New | 20,165 | 15 | 0.0% | — | 60 | +20,165 | New | Q4 2025 | Feb 11, 2026 |
| Activest Wealth Management | History | New | 20,000 | 15 | 0.0% | — | 61 | +20,000 | New | Q4 2025 | Jan 30, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | New | 20,000 | 15 | 0.0% | — | 62 | +20,000 | New | Q4 2025 | Feb 17, 2026 |
| Walser Wealth Management Company, A Ltd Liability Co | History | New | 20,000 | 15 | 0.01% | — | 63 | +20,000 | New | Q4 2025 | Feb 23, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | New | 18,720 | 14 | 0.0% | — | 64 | +18,720 | New | Q4 2025 | Feb 13, 2026 |
| First Heartland Consultants, Inc. | History | New | 18,181 | 13 | 0.0% | — | 65 | +18,181 | New | Q4 2025 | Jan 09, 2026 |
| Creative Planning | History | New | 17,539 | 13 | 0.0% | — | 67 | +17,539 | New | Q4 2025 | Feb 17, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 17,415 | 13 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Swiss Life Asset Management Ltd | History | New | 16,100 | 12 | 0.0% | — | 68 | +16,100 | New | Q4 2025 | Feb 04, 2026 |
| Cetera Investment Advisers | History | New | 15,775 | 11 | 0.0% | — | 70 | +15,775 | New | Q4 2025 | Feb 17, 2026 |
| Apex Wealth Management, LLC | History | New | 10,266 | 11 | 0.01% | — | 72 | +10,266 | New | Q4 2025 | Jan 26, 2026 |
| Rafferty Asset Management, LLC | History | Added to | 15,876 | 11 | 0.0% | 0.0% | 69 | +4,463 | 39.1% | Q4 2025 | Feb 13, 2026 |
| NOVEM GROUP | History | Added to | 14,660 | 11 | 0.0% | 0.0% | 71 | +200 | 1.38% | Q4 2025 | Jan 27, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 14,449 | 10 | 0.0% | — | 73 | +14,449 | New | Q4 2025 | Feb 18, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | New | 14,000 | 10 | 0.0% | — | 74 | +14,000 | New | Q4 2025 | Jan 29, 2026 |
| Balefire, LLC | History | New | 14,000 | 10 | 0.0% | — | 75 | +14,000 | New | Q4 2025 | Jan 12, 2026 |
| Ignite Planners, LLC | History | Reduced | 14,815 | 10 | 0.0% | 0.01% | 76 | -1,950 | -11.63% | Q4 2025 | Feb 06, 2026 |
| CITIGROUP INC | History | Reduced | 12,016 | 9 | 0.0% | 0.0% | 77 | -11,400 | -48.68% | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 13,175 | 9 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| HighMark Wealth Management LLC | History | No change | 12,000 | 9 | 0.0% | 0.01% | 79 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Invst, LLC | History | New | 11,100 | 8 | 0.0% | — | 82 | +11,100 | New | Q4 2025 | Feb 11, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | New | 10,836 | 8 | 0.0% | — | 81 | +10,836 | New | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | No change | 11,350 | 8 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| B. Riley Wealth Advisors, Inc. | History | New | 10,000 | 7 | 0.0% | — | 83 | +10,000 | New | Q4 2025 | Feb 17, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 10,000 | 7 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Baader Bank Aktiengesellschaft | History | Reduced | 12,734 | 4 | 0.0% | 0.0% | 85 | -33,620 | -72.53% | Q4 2025 | Feb 05, 2026 |
| Federation des caisses Desjardins du Quebec | History | Added to | 5,053 | 3 | 0.0% | 0.0% | 86 | +4,007 | 383.08% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 3,800 | 2 | 0.0% | 0.01% | 92 | -403,832 | -99.07% | Q4 2025 | Jan 23, 2026 |
| State of Wyoming | History | Reduced | 2,915 | 2 | 0.0% | 0.03% | 90 | -110,209 | -97.42% | Q4 2025 | Feb 11, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 2,719 | 2 | 0.0% | 0.0% | 89 | -2,843 | -51.11% | Q4 2025 | Feb 18, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 3,850 | 2 | 0.0% | 0.0% | 87 | +300 | 8.45% | Q4 2025 | Feb 09, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | No change | 3,802 | 2 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Stephens Consulting, LLC | History | No change | 3,000 | 2 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 2,000 | 1 | 0.0% | 0.0% | 93 | -39,315 | -95.16% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 2,519 | 1 | 0.0% | 0.0% | 94 | -19,500 | -88.56% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 2,200 | 1 | 0.0% | 0.0% | 95 | +1,700 | 340.0% | Q4 2025 | Feb 17, 2026 |
| Cornerstone Financial Management LLC | History | New | 1,408 | 1 | 0.0% | — | 100 | +1,408 | New | Q4 2025 | Feb 13, 2026 |
| Vermillion Wealth Management, Inc. | History | Added to | 1,430 | 1 | 0.0% | 0.0% | 96 | +500 | 53.76% | Q4 2025 | Feb 11, 2026 |
| RMG Wealth Management LLC | History | Added to | 1,500 | 1 | 0.0% | 0.0% | 99 | +500 | 50.0% | Q4 2025 | Jan 29, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 1,650 | 1 | 0.0% | 0.0% | 97 | +230 | 16.2% | Q4 2025 | Mar 16, 2026 |
| Cedar Mountain Advisors, LLC | History | No change | 1,500 | 1 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -4,384,356 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Rathbones Group PLC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,635,315 | -100.0% | Q3 2025 | Nov 13, 2025 |
| NewGen Asset Management Ltd | History | Closed out | 0 | 0 | — | 0.7% | — | -1,369,864 | -100.0% | Q3 2025 | Dec 17, 2025 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -562,749 | -100.0% | Q3 2025 | Nov 12, 2025 |
| 1492 Capital Management LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -473,162 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Guild Investment Management, Inc. | History | Closed out | 0 | 0 | — | 0.75% | — | -450,550 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Intrinsic Edge Capital Management LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -330,000 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -294,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Integrated Advisors Network LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -267,510 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CIBC WORLD MARKET INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -165,526 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Diametric Capital, LP | History | Closed out | 0 | 0 | — | 0.12% | — | -149,720 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Finer Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -102,000 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Fiduciary Alliance LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -57,605 | -100.0% | Q3 2025 | Oct 08, 2025 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,045 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -41,419 | -100.0% | Q3 2025 | Nov 14, 2025 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -39,329 | -100.0% | Q3 2025 | Nov 06, 2025 |
| SCOTIA CAPITAL INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -38,393 | -100.0% | Q3 2025 | Nov 14, 2025 |
| McGuire Investment Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -37,162 | -100.0% | Q3 2025 | Oct 21, 2025 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -32,969 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -29,872 | -100.0% | Q3 2025 | Nov 26, 2025 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.0% | — | -29,149 | -100.0% | Q3 2025 | Nov 12, 2025 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,811 | -100.0% | Q3 2025 | Mar 31, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -18,700 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Hudson Bay Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -17,581 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Tradition Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,775 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -15,927 | -100.0% | Q3 2025 | Nov 19, 2025 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 1,010 | 0 | — | 0.0% | — | -13,990 | -93.27% | Q4 2025 | Feb 17, 2026 |
| Wellington Shields Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,000 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Penbrook Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,800 | -100.0% | Q3 2025 | Oct 22, 2025 |
| TrinityBridge Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -7,600 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,000 | -100.0% | Q3 2025 | Nov 03, 2025 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 1,127 | 0 | — | — | — | +1,127 | New | Q4 2025 | Jan 21, 2026 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,092 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -900 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Clearstead Advisors, LLC | History | New | 815 | 0 | — | — | — | +815 | New | Q4 2025 | Feb 09, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -763 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2025 | Oct 07, 2025 |
| CWM, LLC | History | New | 240 | 0 | — | — | — | +240 | New | Q4 2025 | Jan 26, 2026 |
| MAI Capital Management | History | New | 200 | 0 | — | — | — | +200 | New | Q4 2025 | Feb 13, 2026 |
| Roble, Belko & Company, Inc | History | Closed out | 0 | 0 | — | — | — | -50 | -100.0% | Q3 2025 | Oct 24, 2025 |
| TD Capital Management LLC | History | No change | 151 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 26, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | No change | 350 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |