GUINNESS ATKINSON FUNDS - DIVS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | History | Reduced | 129,360 | 3,926 | 0.01% | 0.01% | 1 | -59,282 | -31.43% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 53,333 | 1,618 | 0.0% | 0.0% | 2 | +3,497 | 7.02% | Q1 2026 | Apr 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 40,452 | 1,227 | 0.0% | 0.0% | 3 | +1,663 | 4.29% | Q1 2026 | May 15, 2026 |
| FLOW TRADERS U.S. LLC | History | Added to | 40,075 | 1,216 | 0.04% | 0.01% | 4 | +32,904 | 458.85% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 37,944 | 1,151 | 0.0% | 0.0% | 5 | +7,407 | 24.26% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 25,760 | 782 | 0.0% | 0.0% | 6 | -6,111 | -19.17% | Q1 2026 | Apr 30, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 20,715 | 629 | 0.0% | 0.0% | 7 | -3,297 | -13.73% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 19,664 | 596 | 0.0% | 0.0% | 8 | +67 | 0.34% | Q1 2026 | May 06, 2026 |
| Lakeside Advisors, INC. | History | No change | 15,000 | 455 | 0.3% | 0.3% | 9 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| RFG Advisory, LLC | History | Reduced | 8,339 | 253 | 0.0% | 0.01% | 10 | -1,006 | -10.77% | Q1 2026 | Apr 17, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 8,256 | 250 | 0.04% | 0.04% | 11 | -686 | -7.67% | Q1 2026 | May 08, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 7,048 | 213 | 0.0% | — | 12 | +7,048 | New | Q1 2026 | May 04, 2026 |
| Post Resch Tallon Group Inc. | History | New | 7,025 | 213 | 0.17% | — | 13 | +7,025 | New | Q1 2026 | Apr 08, 2026 |
| Archer Investment Corp | History | No change | 2,322 | 70 | 0.01% | 0.02% | 14 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,841 | 55 | 0.0% | 0.0% | 15 | +181 | 10.9% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | No change | 704 | 21 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| TSFG, LLC | History | No change | 20 | 1 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,504 | -100.0% | Q1 2026 | May 12, 2026 |
| Sterling Financial Planning, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -8,876 | -100.0% | Q1 2026 | May 06, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,904 | -100.0% | Q1 2026 | Apr 23, 2026 |
| UBS Group AG | History | Reduced | 14 | 0 | — | 0.0% | — | -68 | -82.93% | Q1 2026 | May 05, 2026 |
| Advisory Services Network, LLC | History | New | 10 | 0 | — | — | — | +10 | New | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 11, 2026 |