GUINNESS ATKINSON FUNDS - DIVS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | History | Reduced | 188,642 | 5,834 | 0.01% | 0.01% | 1 | -23,664 | -11.15% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 49,836 | 1,541 | 0.0% | 0.0% | 2 | +1,606 | 3.33% | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 38,789 | 1,199 | 0.0% | 0.0% | 3 | -207 | -0.53% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 31,871 | 986 | 0.0% | 0.0% | 4 | +1,082 | 3.51% | Q4 2025 | Feb 05, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 30,537 | 944 | 0.0% | 0.0% | 5 | +12,253 | 67.01% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 24,012 | 743 | 0.0% | — | 6 | +24,012 | New | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Reduced | 19,597 | 606 | 0.0% | 0.0% | 7 | -507 | -2.52% | Q4 2025 | Feb 11, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 15,504 | 479 | 0.0% | 0.0% | 8 | +7,724 | 99.28% | Q4 2025 | Feb 12, 2026 |
| Lakeside Advisors, INC. | History | No change | 15,000 | 463 | 0.3% | 0.29% | 9 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| RFG Advisory, LLC | History | Reduced | 9,345 | 288 | 0.01% | 0.01% | 10 | -3,050 | -24.61% | Q4 2025 | Feb 03, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 8,942 | 276 | 0.04% | 0.05% | 11 | -336 | -3.62% | Q4 2025 | Feb 17, 2026 |
| Sterling Financial Planning, Inc. | History | No change | 8,876 | 274 | 0.08% | 0.09% | 12 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 7,904 | 244 | 0.01% | 0.0% | 13 | +142 | 1.83% | Q4 2025 | Feb 11, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 7,171 | 222 | 0.01% | 0.03% | 14 | -19,509 | -73.12% | Q4 2025 | Feb 13, 2026 |
| Archer Investment Corp | History | No change | 2,322 | 71 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,660 | 51 | 0.0% | 0.0% | 16 | -62 | -3.6% | Q4 2025 | Feb 09, 2026 |
| FIFTH THIRD BANCORP | History | No change | 704 | 21 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| UBS Group AG | History | Reduced | 82 | 2 | 0.0% | 0.0% | 18 | -4,158 | -98.07% | Q4 2025 | Jan 29, 2026 |
| TSFG, LLC | History | No change | 20 | 1 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -850 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q3 2025 | Nov 18, 2025 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |