GUINNESS ATKINSON FUNDS - DIVS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | History | No change | 107,041 | 3,508 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 53,604 | 1,757 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 44,776 | 1,467 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | No change | 24,830 | 814 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| LPL Financial LLC | History | No change | 23,584 | 773 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ROYAL BANK OF CANADA | History | No change | 23,233 | 762 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 21,707 | 712 | 0.03% | 0.03% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 15,037 | 492 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Lakeside Advisors, INC. | History | No change | 15,000 | 491 | 0.31% | 0.31% | 9 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 8,300 | 272 | 0.03% | 0.03% | 10 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 7,988 | 261 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Post Resch Tallon Group Inc. | History | No change | 6,350 | 208 | 0.14% | 0.14% | 12 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Planning Strategies Inc. | History | Reduced | 2,599 | 85 | 0.05% | 0.06% | 13 | -154 | -5.59% | Q3 2026 | Oct 02, 2026 |
| Archer Investment Corp | History | No change | 2,322 | 76 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,842 | 60 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | No change | 704 | 23 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| TSFG, LLC | History | No change | 20 | 1 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |