NORTHERN LIGHTS FD TR - DUKQ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sigma Planning Corp | History | Added to | 208,454 | 5,809 | 0.16% | 0.16% | 1 | +6,412 | 3.17% | Q4 2025 | Jan 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 112,502 | 3,135 | 0.01% | 0.01% | 2 | -46,226 | -29.12% | Q4 2025 | Feb 05, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 21,609 | 602 | 0.0% | 0.0% | 3 | +52 | 0.24% | Q4 2025 | Feb 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 19,460 | 542 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 10,894 | 303 | 0.0% | 0.0% | 5 | -293 | -2.62% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Reduced | 9,339 | 260 | 0.0% | 0.0% | 6 | -18 | -0.19% | Q4 2025 | Feb 11, 2026 |
| Kestra Advisory Services, LLC | History | New | 927 | 25 | 0.0% | — | 7 | +927 | New | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | New | 425 | 11 | 0.0% | — | 8 | +425 | New | Q4 2025 | Jan 29, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 150 | 4 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 99 | 2 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |