NORTHERN LIGHTS FD TR - DUKZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | History | New | 166,905 | 4,219 | 0.0% | — | 1 | +166,905 | New | Q4 2025 | Feb 10, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 29,616 | 749 | 0.0% | 0.0% | 2 | -1,997 | -6.32% | Q4 2025 | Feb 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 17,657 | 446 | 0.0% | 0.0% | 3 | +202 | 1.16% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 16,000 | 404 | 0.0% | — | 4 | +15,997 | 533233.33% | Q4 2025 | Feb 17, 2026 |
| Mutual Advisors, LLC | History | Added to | 15,917 | 402 | 0.01% | 0.0% | 5 | +7,237 | 83.38% | Q4 2025 | Feb 02, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | New | 9,277 | 234 | 0.0% | — | 6 | +9,277 | New | Q4 2025 | Feb 06, 2026 |
| Ocean Park Asset Management, LLC | History | New | 8,624 | 218 | 0.01% | — | 7 | +8,624 | New | Q4 2025 | Jan 15, 2026 |
| Kestra Advisory Services, LLC | History | New | 2,053 | 51 | 0.0% | — | 8 | +2,053 | New | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 597 | 15 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -126 | -100.0% | Q3 2025 | Nov 13, 2025 |