FIRST TRUST EXCHANGE-TRADED FUND IV - EIPX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AlTi Global, Inc. | History | Added to | 4,931,716 | 154,362 | 3.19% | 3.24% | 1 | +294,570 | 6.35% | Q2 2026 | Aug 05, 2026 |
| FIDUCIARY TRUST CO | History | Reduced | 4,912,761 | 153,769 | 1.67% | 1.92% | 2 | -131,844 | -2.61% | Q2 2026 | Aug 13, 2026 |
| Cerity Partners OCIO LLC | History | Reduced | 2,333,859 | 73,049 | 3.7% | 4.57% | 3 | -36,703 | -1.55% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 317,542 | 9,939 | 0.0% | 0.0% | 4 | -8,882 | -2.72% | Q2 2026 | Aug 07, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 247,310 | 7,740 | 0.01% | 0.01% | 5 | +1,162 | 0.47% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 185,481 | 5,805 | 0.0% | 0.0% | 6 | +8,634 | 4.88% | Q2 2026 | Aug 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Added to | 182,710 | 5,718 | 0.11% | 0.12% | 7 | +21,581 | 13.39% | Q2 2026 | Aug 12, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Added to | 182,005 | 5,696 | 0.05% | 0.06% | 8 | +21,426 | 13.34% | Q2 2026 | Aug 14, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 114,087 | 3,570 | 0.01% | 0.01% | 9 | +2,721 | 2.44% | Q2 2026 | Aug 13, 2026 |
| CWM, LLC | History | No change | 109,930 | 3,535 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| EASTERN BANK | History | Added to | 98,217 | 3,074 | 0.05% | 0.04% | 11 | +19,439 | 24.68% | Q2 2026 | Jul 01, 2026 |
| Summit Trail Advisors, LLC | History | Added to | 91,619 | 2,867 | 0.04% | 0.04% | 12 | +3,205 | 3.62% | Q2 2026 | Aug 11, 2026 |
| SCS Capital Management LLC | History | No change | 83,600 | 2,616 | 0.02% | 0.03% | 13 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Arax Advisory Partners | History | Added to | 71,332 | 2,232 | 0.01% | 0.06% | 14 | +2,483 | 3.61% | Q2 2026 | Aug 10, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | Added to | 65,788 | 2,059 | 0.86% | 0.78% | 15 | +15,205 | 30.06% | Q2 2026 | Aug 14, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | New | 64,012 | 2,003 | 0.86% | — | 16 | +64,012 | New | Q2 2026 | Aug 07, 2026 |
| Cetera Investment Advisers | History | New | 61,452 | 1,923 | 0.0% | — | 17 | +61,452 | New | Q2 2026 | Aug 12, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 52,063 | 1,629 | 0.15% | 0.17% | 18 | +848 | 1.66% | Q2 2026 | Jul 16, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 49,236 | 1,541 | 0.0% | 0.0% | 19 | -7,218 | -12.79% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 41,692 | 1,304 | 0.0% | 0.0% | 20 | +3,339 | 8.71% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 39,477 | 1,236 | 0.0% | 0.0% | 21 | -1,853 | -4.48% | Q2 2026 | Jul 27, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 37,797 | 1,183 | 0.01% | 0.01% | 22 | -2,482 | -6.16% | Q2 2026 | Sep 08, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 34,023 | 1,064 | 0.01% | 0.02% | 23 | -595 | -1.72% | Q2 2026 | Aug 13, 2026 |
| Signal Advisors Wealth, LLC | History | New | 32,040 | 1,002 | 0.05% | — | 24 | +32,040 | New | Q2 2026 | Aug 04, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Added to | 30,782 | 963 | 0.4% | 0.42% | 25 | +4,761 | 18.3% | Q2 2026 | Aug 13, 2026 |
| StoneX Group Inc. | History | Added to | 29,306 | 917 | 0.04% | 0.04% | 26 | +3,521 | 13.66% | Q2 2026 | Aug 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 28,461 | 890 | 0.01% | 0.01% | 27 | +3,403 | 13.58% | Q2 2026 | Jul 28, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 28,267 | 884 | 0.01% | 0.01% | 28 | +735 | 2.67% | Q2 2026 | Jul 27, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 27,794 | 869 | 0.0% | 0.0% | 29 | +2,428 | 9.57% | Q2 2026 | Jul 29, 2026 |
| MORGAN STANLEY | History | Added to | 25,405 | 795 | 0.0% | 0.0% | 30 | +205 | 0.81% | Q2 2026 | Aug 13, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 23,192 | 725 | 0.01% | 0.01% | 31 | -30 | -0.13% | Q2 2026 | Aug 06, 2026 |
| CVA Family Office, LLC | History | Added to | 20,796 | 650 | 0.06% | 0.07% | 32 | +158 | 0.77% | Q2 2026 | Aug 07, 2026 |
| Sigma Planning Corp | History | Added to | 20,508 | 641 | 0.02% | 0.01% | 33 | +4,823 | 30.75% | Q2 2026 | Aug 07, 2026 |
| Private Advisor Group, LLC | History | Added to | 19,680 | 616 | 0.0% | 0.0% | 34 | +1,218 | 6.6% | Q2 2026 | Jul 27, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 19,456 | 609 | 0.0% | 0.0% | 35 | -16,998 | -46.63% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 18,152 | 568 | 0.0% | 0.0% | 36 | -20,015 | -52.44% | Q2 2026 | Aug 14, 2026 |
| Van Diest Capital, LLC | History | Added to | 16,799 | 525 | 0.47% | 0.19% | 37 | +9,267 | 123.04% | Q2 2026 | Aug 04, 2026 |
| Inscription Capital, LLC | History | Added to | 12,194 | 381 | 0.03% | 0.02% | 38 | +5,394 | 79.32% | Q2 2026 | Aug 13, 2026 |
| US BANCORP \DE\ | History | No change | 11,825 | 370 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 8,744 | 273 | 0.0% | 0.0% | 40 | +2,362 | 37.01% | Q2 2026 | Aug 07, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 8,503 | 266 | 0.0% | 0.0% | 41 | +78 | 0.93% | Q2 2026 | Jul 24, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 7,323 | 229 | 0.0% | — | 42 | +7,323 | New | Q2 2026 | Aug 03, 2026 |
| Holos Integrated Wealth LLC | History | Added to | 6,572 | 208 | 0.1% | 0.11% | 43 | +2 | 0.03% | Q2 2026 | Jul 15, 2026 |
| Global Retirement Partners, LLC | History | New | 5,208 | 163 | 0.0% | — | 44 | +5,208 | New | Q2 2026 | Aug 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 4,799 | 150 | 0.0% | 0.0% | 45 | +4,340 | 945.53% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | Reduced | 3,964 | 124 | 0.0% | 0.0% | 46 | -49 | -1.22% | Q2 2026 | Jul 20, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 1,903 | 59 | 0.0% | 0.0% | 47 | +521 | 37.7% | Q2 2026 | Jul 28, 2026 |
| Daytona Street Capital LLC | History | New | 2,490 | 54 | 0.04% | — | 48 | +2,490 | New | Q2 2026 | Aug 03, 2026 |
| AE Wealth Management LLC | History | New | 1,454 | 45 | 0.0% | — | 49 | +1,454 | New | Q2 2026 | Aug 03, 2026 |
| Aptus Capital Advisors, LLC | History | New | 1,291 | 40 | 0.0% | — | 50 | +1,291 | New | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | No change | 800 | 25 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 659 | 20 | 0.0% | — | 52 | +658 | 65800.0% | Q2 2026 | Aug 14, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 403 | 12 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Abound Wealth Management | History | New | 380 | 11 | 0.0% | — | 55 | +380 | New | Q2 2026 | Jul 10, 2026 |
| Front Row Advisors LLC | History | New | 342 | 11 | 0.0% | — | 54 | +342 | New | Q2 2026 | Aug 13, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 279 | 8 | 0.0% | — | 56 | +279 | New | Q2 2026 | Jul 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 139 | 4 | 0.0% | 0.0% | 57 | +1 | 0.72% | Q2 2026 | Aug 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 55 | 1 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,756 | -100.0% | Q2 2026 | Sep 02, 2026 |
| Graney & King, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -98 | -100.0% | Q2 2026 | Aug 07, 2026 |