FIRST TRUST EXCHANGE-TRADED FUND IV - EIPX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIDUCIARY TRUST CO | History | Reduced | 5,044,605 | 162,234 | 1.92% | 1.56% | 1 | -151,373 | -2.91% | Q1 2026 | May 15, 2026 |
| AlTi Global, Inc. | History | Added to | 4,637,146 | 149,120 | 3.24% | 2.51% | 2 | +213,373 | 4.82% | Q1 2026 | May 07, 2026 |
| Cerity Partners OCIO LLC | History | No change | 2,370,562 | 76,237 | 4.57% | 3.47% | 3 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 326,424 | 10,497 | 0.0% | 0.0% | 4 | +61,222 | 23.09% | Q1 2026 | May 06, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 246,148 | 7,916 | 0.01% | 0.0% | 5 | +91,900 | 59.58% | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 176,847 | 5,687 | 0.0% | 0.0% | 6 | +7,228 | 4.26% | Q1 2026 | May 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | New | 161,129 | 5,181 | 0.12% | — | 7 | +161,129 | New | Q1 2026 | Apr 27, 2026 |
| Vestmark Advisory Solutions, Inc. | History | New | 160,579 | 5,164 | 0.06% | — | 8 | +160,579 | New | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 111,366 | 3,581 | 0.01% | 0.01% | 9 | -8,815 | -7.33% | Q1 2026 | May 14, 2026 |
| CWM, LLC | History | Added to | 109,930 | 3,535 | 0.01% | 0.01% | 10 | +10,615 | 10.69% | Q1 2026 | May 14, 2026 |
| Summit Trail Advisors, LLC | History | Reduced | 88,414 | 2,843 | 0.04% | 0.05% | 11 | -27,591 | -23.78% | Q1 2026 | May 12, 2026 |
| SCS Capital Management LLC | History | No change | 83,600 | 2,688 | 0.03% | 0.02% | 12 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| EASTERN BANK | History | Reduced | 78,778 | 2,533 | 0.04% | 0.05% | 13 | -22,067 | -21.88% | Q1 2026 | Apr 07, 2026 |
| Arax Advisory Partners | History | Added to | 68,849 | 2,214 | 0.06% | 0.05% | 14 | +191 | 0.28% | Q1 2026 | May 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 56,454 | 1,815 | 0.0% | — | 15 | +56,454 | New | Q1 2026 | May 15, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 51,215 | 1,647 | 0.17% | 0.14% | 16 | +1,589 | 3.2% | Q1 2026 | May 04, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | Added to | 50,583 | 1,626 | 0.78% | 0.63% | 17 | +2,932 | 6.15% | Q1 2026 | May 08, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 41,330 | 1,329 | 0.0% | 0.0% | 18 | +24,018 | 138.74% | Q1 2026 | Apr 30, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 40,279 | 1,295 | 0.01% | 0.01% | 19 | -1,712 | -4.08% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 38,353 | 1,233 | 0.0% | 0.0% | 20 | +479 | 1.26% | Q1 2026 | May 05, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 38,167 | 1,227 | 0.0% | 0.0% | 21 | +21,008 | 122.43% | Q1 2026 | May 12, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 36,454 | 1,172 | 0.0% | 0.0% | 22 | +23,998 | 192.66% | Q1 2026 | May 15, 2026 |
| Modern Wealth Management, LLC | History | Added to | 34,618 | 1,102 | 0.02% | 0.02% | 23 | +2,626 | 8.21% | Q1 2026 | May 14, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 27,532 | 885 | 0.01% | 0.01% | 24 | +742 | 2.77% | Q1 2026 | Apr 20, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Reduced | 26,021 | 836 | 0.42% | 0.39% | 25 | -4,716 | -15.34% | Q1 2026 | May 07, 2026 |
| StoneX Group Inc. | History | Added to | 25,785 | 829 | 0.04% | 0.03% | 26 | +1,014 | 4.09% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 25,366 | 815 | 0.0% | 0.0% | 27 | -662 | -2.54% | Q1 2026 | Apr 27, 2026 |
| MORGAN STANLEY | History | Added to | 25,200 | 810 | 0.0% | 0.0% | 28 | +16,885 | 203.07% | Q1 2026 | May 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 25,058 | 805 | 0.01% | 0.01% | 29 | +3,575 | 16.64% | Q1 2026 | Apr 20, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 23,222 | 746 | 0.01% | 0.01% | 30 | -1,434 | -5.82% | Q1 2026 | May 08, 2026 |
| CVA Family Office, LLC | History | Added to | 20,638 | 663 | 0.07% | 0.06% | 31 | +131 | 0.64% | Q1 2026 | Apr 29, 2026 |
| Private Advisor Group, LLC | History | Added to | 18,462 | 593 | 0.0% | 0.0% | 32 | +964 | 5.51% | Q1 2026 | Apr 24, 2026 |
| Sigma Planning Corp | History | Added to | 15,685 | 504 | 0.01% | 0.01% | 33 | +1,835 | 13.25% | Q1 2026 | May 04, 2026 |
| US BANCORP \DE\ | History | New | 11,825 | 380 | 0.0% | — | 34 | +11,825 | New | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | New | 10,756 | 345 | 0.0% | — | 35 | +10,756 | New | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | New | 8,425 | 270 | 0.0% | — | 36 | +8,425 | New | Q1 2026 | May 05, 2026 |
| Van Diest Capital, LLC | History | Reduced | 7,532 | 242 | 0.19% | 0.34% | 37 | -997 | -11.69% | Q1 2026 | May 15, 2026 |
| Inscription Capital, LLC | History | New | 6,800 | 218 | 0.02% | — | 38 | +6,800 | New | Q1 2026 | Apr 20, 2026 |
| Holos Integrated Wealth LLC | History | New | 6,570 | 212 | 0.11% | — | 39 | +6,570 | New | Q1 2026 | Apr 08, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 6,382 | 205 | 0.0% | — | 40 | +6,382 | New | Q1 2026 | May 04, 2026 |
| Global Retirement Partners, LLC | History | No change | 5,208 | 137 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| IFP Advisors, Inc | History | Reduced | 4,013 | 129 | 0.0% | 0.0% | 42 | -2 | -0.05% | Q1 2026 | Apr 13, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,382 | 44 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| FIFTH THIRD BANCORP | History | New | 800 | 25 | 0.0% | — | 44 | +800 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 800 | 21 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 459 | 14 | 0.0% | 0.0% | 46 | -372 | -44.77% | Q1 2026 | May 15, 2026 |
| FRANKLIN RESOURCES INC | History | New | 403 | 12 | 0.0% | — | 47 | +403 | New | Q1 2026 | May 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 138 | 4 | 0.0% | 0.0% | 48 | +1 | 0.73% | Q1 2026 | May 15, 2026 |
| Graney & King, LLC | History | Reduced | 98 | 3 | 0.0% | 1.89% | 49 | -121,861 | -99.92% | Q1 2026 | May 18, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 55 | 1 | 0.0% | — | 50 | +55 | New | Q1 2026 | Apr 13, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,170 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -801 | -100.0% | Q1 2026 | Apr 30, 2026 |
| West Branch Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -520 | -100.0% | Q1 2026 | Apr 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |