FIRST TRUST EXCHANGE-TRADED FUND IV - EIPX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AlTi Global, Inc. | History | No change | 4,931,716 | 154,362 | 3.19% | 3.19% | 1 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| FIDUCIARY TRUST CO | History | No change | 4,912,761 | 153,769 | 1.67% | 1.67% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cerity Partners OCIO LLC | History | No change | 2,333,859 | 73,049 | 3.7% | 3.7% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 317,542 | 9,939 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 247,310 | 7,740 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 185,481 | 5,805 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 182,005 | 5,696 | 0.05% | 0.05% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Reduced | 114,687 | 3,586 | 0.06% | 0.11% | 8 | -68,023 | -37.23% | Q3 2026 | Nov 04, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 114,087 | 3,570 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| EASTERN BANK | History | Reduced | 98,018 | 3,065 | 0.05% | 0.05% | 10 | -199 | -0.2% | Q3 2026 | Oct 05, 2026 |
| Summit Trail Advisors, LLC | History | No change | 91,619 | 2,867 | 0.04% | 0.04% | 11 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SCS Capital Management LLC | History | No change | 83,600 | 2,616 | 0.02% | 0.02% | 12 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Arax Advisory Partners | History | No change | 71,332 | 2,232 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | No change | 65,788 | 2,059 | 0.86% | 0.86% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 61,452 | 1,923 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Reduced | 58,419 | 1,826 | 0.8% | 0.86% | 16 | -5,593 | -8.74% | Q3 2026 | Nov 04, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 56,421 | 1,764 | 0.17% | 0.15% | 17 | +4,358 | 8.37% | Q3 2026 | Oct 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 49,236 | 1,541 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 47,111 | 1,473 | 0.02% | 0.01% | 19 | +18,650 | 65.53% | Q3 2026 | Oct 30, 2026 |
| UBS Group AG | History | No change | 41,692 | 1,304 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 41,457 | 1,296 | 0.0% | 0.0% | 21 | +1,980 | 5.02% | Q3 2026 | Nov 02, 2026 |
| Signal Advisors Wealth, LLC | History | Added to | 40,195 | 1,256 | 0.06% | 0.05% | 22 | +8,155 | 25.45% | Q3 2026 | Oct 13, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 37,797 | 1,183 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Modern Wealth Management, LLC | History | No change | 34,023 | 1,064 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 30,782 | 963 | 0.4% | 0.4% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 29,843 | 933 | 0.01% | 0.01% | 26 | +1,576 | 5.58% | Q3 2026 | Oct 16, 2026 |
| StoneX Group Inc. | History | Reduced | 28,560 | 893 | 0.03% | 0.04% | 27 | -746 | -2.55% | Q3 2026 | Nov 03, 2026 |
| MORGAN STANLEY | History | No change | 25,405 | 795 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 23,341 | 729 | 0.0% | 0.0% | 29 | -4,453 | -16.02% | Q3 2026 | Nov 02, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 23,192 | 725 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Sigma Planning Corp | History | Added to | 21,355 | 667 | 0.02% | 0.02% | 31 | +847 | 4.13% | Q3 2026 | Oct 23, 2026 |
| CVA Family Office, LLC | History | No change | 20,796 | 650 | 0.06% | 0.06% | 32 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Private Advisor Group, LLC | History | No change | 19,680 | 616 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| ROYAL BANK OF CANADA | History | No change | 19,456 | 609 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 18,152 | 568 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Van Diest Capital, LLC | History | No change | 16,799 | 525 | 0.47% | 0.47% | 36 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| US BANCORP \DE\ | History | No change | 11,825 | 370 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 8,744 | 273 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 8,503 | 265 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Manchester Capital Management LLC | History | New | 8,421 | 263 | 0.04% | — | 40 | +8,421 | New | Q3 2026 | Oct 22, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 7,323 | 229 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Holos Integrated Wealth LLC | History | Reduced | 5,162 | 169 | 0.08% | 0.1% | 42 | -1,410 | -21.45% | Q3 2026 | Oct 23, 2026 |
| Global Retirement Partners, LLC | History | No change | 5,208 | 163 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 4,799 | 150 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | Added to | 3,981 | 124 | 0.0% | 0.0% | 45 | +17 | 0.43% | Q3 2026 | Oct 16, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 2,019 | 63 | 0.0% | 0.0% | 46 | +116 | 6.1% | Q3 2026 | Oct 20, 2026 |
| Balance Wealth Partners LLC | History | New | 1,484 | 46 | 0.01% | — | 47 | +1,484 | New | Q3 2026 | Oct 27, 2026 |
| AE Wealth Management LLC | History | No change | 1,454 | 45 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 1,291 | 40 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | No change | 800 | 25 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 659 | 20 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GK Wealth Management LLC | History | New | 619 | 19 | 0.01% | — | 52 | +619 | New | Q3 2026 | Oct 09, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 403 | 12 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Front Row Advisors LLC | History | No change | 342 | 11 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CoreCap Advisors, LLC | History | New | 277 | 8 | 0.0% | — | 56 | +277 | New | Q3 2026 | Oct 08, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 281 | 8 | 0.0% | 0.0% | 55 | +2 | 0.72% | Q3 2026 | Nov 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 139 | 4 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 55 | 1 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Inscription Capital, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -12,194 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Daytona Street Capital LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,490 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Abound Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -380 | -100.0% | Q3 2026 | Oct 26, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q3 2026 | Oct 30, 2026 |