FIRST TRUST EXCHANGE-TRADED FUND IV - EIPX
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 7 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIDUCIARY TRUST CO | History | Reduced | 5,195,978 | 137,381 | 1.56% | 1.58% | 1 | -137,707 | -2.58% | Q4 2025 | Feb 13, 2026 |
| AlTi Global, Inc. | History | Added to | 4,423,773 | 116,964 | 2.51% | 2.69% | 2 | +36,751 | 0.84% | Q4 2025 | Feb 13, 2026 |
| Cerity Partners OCIO LLC | History | Added to | 2,370,562 | 62,677 | 3.47% | 3.15% | 3 | +7,675 | 0.32% | Q4 2025 | Feb 11, 2026 |
| LPL Financial LLC | History | Reduced | 265,202 | 7,011 | 0.0% | 0.0% | 4 | -43,775 | -14.17% | Q4 2025 | Feb 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 169,619 | 4,484 | 0.0% | 0.0% | 5 | -941 | -0.55% | Q4 2025 | Feb 18, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 154,248 | 4,078 | 0.0% | 0.0% | 6 | +5,174 | 3.47% | Q4 2025 | Feb 13, 2026 |
| Graney & King, LLC | History | Added to | 121,959 | 3,224 | 1.89% | 0.79% | 7 | +78,530 | 180.82% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 120,181 | 3,177 | 0.01% | 0.01% | 8 | +11,292 | 10.37% | Q4 2025 | Mar 16, 2026 |
| Summit Trail Advisors, LLC | History | Added to | 116,005 | 3,067 | 0.05% | 0.04% | 9 | +5,785 | 5.25% | Q4 2025 | Feb 17, 2026 |
| EASTERN BANK | History | New | 100,845 | 2,666 | 0.05% | — | 10 | +100,845 | New | Q4 2025 | Jan 14, 2026 |
| CWM, LLC | History | Added to | 99,315 | 2,626 | 0.01% | 0.01% | 11 | +3,353 | 3.49% | Q4 2025 | Jan 26, 2026 |
| SCS Capital Management LLC | History | No change | 83,600 | 2,210 | 0.02% | 0.02% | 12 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Arax Advisory Partners | History | New | 68,658 | 1,815 | 0.05% | — | 13 | +68,658 | New | Q4 2025 | Feb 13, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 49,626 | 1,312 | 0.14% | 0.02% | 14 | +41,700 | 526.12% | Q4 2025 | Jan 23, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | Added to | 47,651 | 1,259 | 0.63% | 0.65% | 15 | +858 | 1.83% | Q4 2025 | Feb 09, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 41,991 | 1,110 | 0.01% | 0.01% | 16 | -8,749 | -17.24% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 37,874 | 1,001 | 0.0% | 0.0% | 17 | +144 | 0.38% | Q4 2025 | Jan 29, 2026 |
| Modern Wealth Management, LLC | History | Added to | 31,992 | 845 | 0.02% | 0.01% | 18 | +8,225 | 34.61% | Q4 2025 | Feb 17, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Added to | 30,737 | 812 | 0.39% | 0.22% | 19 | +12,437 | 67.96% | Q4 2025 | Feb 03, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 26,790 | 708 | 0.01% | — | 20 | +26,790 | New | Q4 2025 | Jan 29, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 26,028 | 688 | 0.0% | 0.0% | 21 | +4,287 | 19.72% | Q4 2025 | Feb 12, 2026 |
| StoneX Group Inc. | History | New | 24,771 | 654 | 0.03% | — | 22 | +24,771 | New | Q4 2025 | Feb 12, 2026 |
| OneDigital Investment Advisors LLC | History | New | 24,656 | 651 | 0.01% | — | 23 | +24,656 | New | Q4 2025 | Feb 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 21,483 | 568 | 0.01% | 0.01% | 24 | +1,013 | 4.95% | Q4 2025 | Jan 29, 2026 |
| CVA Family Office, LLC | History | Added to | 20,507 | 542 | 0.06% | 0.07% | 25 | +157 | 0.77% | Q4 2025 | Jan 12, 2026 |
| Private Advisor Group, LLC | History | Added to | 17,498 | 462 | 0.0% | 0.0% | 26 | +498 | 2.93% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 17,312 | 458 | 0.0% | 0.0% | 27 | +116 | 0.67% | Q4 2025 | Feb 05, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 17,170 | 454 | 0.01% | 0.02% | 28 | -4,074 | -19.18% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 17,159 | 453 | 0.0% | 0.0% | 29 | -8,127 | -32.14% | Q4 2025 | Feb 12, 2026 |
| Sigma Planning Corp | History | Reduced | 13,850 | 366 | 0.01% | 0.01% | 30 | -465 | -3.25% | Q4 2025 | Jan 30, 2026 |
| ROYAL BANK OF CANADA | History | New | 12,456 | 329 | 0.0% | — | 31 | +12,456 | New | Q4 2025 | Feb 17, 2026 |
| Van Diest Capital, LLC | History | New | 8,529 | 225 | 0.34% | — | 32 | +8,529 | New | Q4 2025 | Feb 19, 2026 |
| MORGAN STANLEY | History | Added to | 8,315 | 219 | 0.0% | 0.0% | 33 | +1 | 0.01% | Q4 2025 | Feb 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 5,208 | 137 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| IFP Advisors, Inc | History | Reduced | 4,015 | 106 | 0.0% | 0.01% | 35 | -16,982 | -80.88% | Q4 2025 | Feb 06, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 1,382 | 36 | 0.0% | 0.0% | 36 | +150 | 12.18% | Q4 2025 | Jan 26, 2026 |
| Kestra Advisory Services, LLC | History | New | 801 | 21 | 0.0% | — | 39 | +801 | New | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 831 | 21 | 0.0% | 0.0% | 38 | -347 | -29.46% | Q4 2025 | Feb 17, 2026 |
| COMERICA BANK | History | No change | 800 | 21 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| West Branch Capital LLC | History | Reduced | 520 | 13 | 0.0% | 0.01% | 40 | -520 | -50.0% | Q4 2025 | Jan 16, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 137 | 3 | 0.0% | 0.0% | 41 | +1 | 0.74% | Q4 2025 | Feb 09, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,648 | -100.0% | Q3 2025 | Nov 05, 2025 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q4 2025 | Feb 13, 2026 |