ALPS ETF Trust - ELFY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Redhawk Wealth Advisors, Inc. | History | Added to | 293,101 | 11,282 | 1.14% | 1.09% | 1 | +46,851 | 19.03% | Q3 2026 | Oct 14, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 269,288 | 10,369 | 0.02% | 0.0% | 2 | +260,769 | 3061.03% | Q3 2026 | Nov 05, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 207,964 | 9,346 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Prasad Wealth Partners, LLC | History | No change | 198,882 | 8,938 | 2.15% | 2.15% | 4 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| LPL Financial LLC | History | No change | 153,569 | 6,901 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 87,045 | 3,911 | 0.11% | 0.11% | 6 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| FFG RETIREMENT ADVISORS LLC | History | New | 94,138 | 3,623 | 1.93% | — | 7 | +94,138 | New | Q3 2026 | Oct 20, 2026 |
| Inspire Advisors, LLC | History | No change | 67,484 | 3,032 | 0.21% | 0.21% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ALPS ADVISORS INC | History | Reduced | 72,910 | 2,806 | 0.01% | 0.02% | 9 | -9,190 | -11.19% | Q3 2026 | Nov 02, 2026 |
| Cetera Investment Advisers | History | No change | 40,785 | 1,832 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 40,678 | 1,828 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 34,923 | 1,344 | 0.0% | 0.0% | 12 | +2,606 | 8.06% | Q3 2026 | Nov 02, 2026 |
| Belpointe Asset Management LLC | History | No change | 29,846 | 1,341 | 0.04% | 0.04% | 13 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| BXM Wealth LLC | History | Added to | 27,025 | 1,040 | 0.56% | 0.61% | 14 | +2,010 | 8.04% | Q3 2026 | Nov 03, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 20,817 | 935 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 20,815 | 935 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 22,113 | 870 | 0.0% | 0.0% | 17 | -24,618 | -52.68% | Q3 2026 | Oct 13, 2026 |
| Brookwood Investment Group LLC | History | No change | 17,201 | 773 | 0.09% | 0.09% | 18 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Janney Montgomery Scott LLC | History | No change | 14,280 | 642 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Equitable Holdings, Inc. | History | No change | 12,970 | 582 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Strategic Financial Concepts, LLC | History | No change | 12,875 | 578 | 0.17% | 0.17% | 21 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Summit Financial, LLC | History | No change | 10,711 | 481 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 8,169 | 367 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 7,639 | 343 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 7,283 | 327 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 6,868 | 308 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 6,698 | 301 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Noble Wealth Management PBC | History | Added to | 7,781 | 299 | 0.13% | 0.14% | 28 | +791 | 11.32% | Q3 2026 | Oct 01, 2026 |
| Sanctuary Advisors, LLC | History | No change | 5,534 | 248 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Wellington Grp LLC | History | No change | 5,229 | 234 | 0.06% | 0.06% | 30 | 0 | 0.0% | Q2 2026 | Aug 26, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 2,925 | 131 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Register Financial Advisors LLC | History | No change | 1,550 | 59 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,443 | 55 | 0.0% | 0.01% | 33 | -21,893 | -93.82% | Q3 2026 | Oct 08, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 1,150 | 51 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tripletail Wealth Management, LLC | History | No change | 900 | 38 | 0.04% | 0.04% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFG Advisory, LLC | History | No change | 584 | 26 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FMR LLC | History | No change | 276 | 12 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| US BANCORP \DE\ | History | No change | 250 | 11 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Global Retirement Partners, LLC | History | No change | 230 | 10 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JNBA Financial Advisors | History | Added to | 148 | 5 | 0.0% | 0.0% | 40 | +1 | 0.68% | Q3 2026 | Nov 03, 2026 |
| SHP Wealth Management | History | No change | 130 | 5 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 100 | 4 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MORGAN STANLEY | History | No change | 44 | 1 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Trek Financial, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -67,158 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,393 | -100.0% | Q3 2026 | Oct 20, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,393 | -100.0% | Q3 2026 | Oct 20, 2026 |
| Sigma Planning Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -4,791 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,729 | -100.0% | Q3 2026 | Nov 02, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -578 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Bear Mountain Capital, Inc. | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Russell Investments Group, Ltd. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |