FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - EMDM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMPASS FINANCIAL MANAGEMENT LLC | History | Added to | 86,044 | 3,574 | 0.39% | 0.34% | 1 | +19,631 | 29.56% | Q3 2026 | Oct 30, 2026 |
| NAPLES GLOBAL ADVISORS, LLC | History | No change | 63,011 | 2,617 | 0.16% | 0.17% | 2 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| GeoWealth Management, LLC | History | No change | 45,007 | 1,944 | 0.06% | 0.06% | 3 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 40,653 | 1,689 | 0.0% | — | 4 | +40,653 | New | Q3 2026 | Nov 02, 2026 |
| NI ACQUISITIONS COMPANY, LLC | History | No change | 32,533 | 1,619 | 0.69% | 0.69% | 5 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 29,417 | 1,221 | 0.0% | 0.0% | 6 | +997 | 3.51% | Q3 2026 | Nov 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 25,781 | 1,113 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 22,684 | 980 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 20,980 | 906 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Treasure Coast Financial Planning | History | Reduced | 18,403 | 764 | 0.36% | 0.44% | 10 | -2,539 | -12.12% | Q3 2026 | Nov 03, 2026 |
| Belpointe Asset Management LLC | History | New | 16,215 | 673 | 0.02% | — | 11 | +16,215 | New | Q3 2026 | Nov 09, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 13,595 | 564 | 0.0% | 0.01% | 12 | -300 | -2.16% | Q3 2026 | Nov 10, 2026 |
| Cetera Investment Advisers | History | No change | 10,445 | 451 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Stonebridge Financial Planning Group, LLC | History | Added to | 10,838 | 450 | 0.14% | 0.06% | 14 | +6,186 | 132.98% | Q3 2026 | Nov 06, 2026 |
| DAVENPORT & Co LLC | History | Added to | 10,311 | 428 | 0.0% | 0.0% | 15 | +1,303 | 14.46% | Q3 2026 | Oct 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 7,039 | 304 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | History | Added to | 6,425 | 266 | 0.19% | 0.17% | 17 | +950 | 17.35% | Q3 2026 | Oct 07, 2026 |
| Signal Advisors Wealth, LLC | History | Reduced | 6,255 | 259 | 0.01% | 0.01% | 18 | -161 | -2.51% | Q3 2026 | Oct 13, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 5,923 | 255 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | New | 538 | 22 | 0.0% | — | 21 | +538 | New | Q3 2026 | Nov 10, 2026 |
| ASSETMARK, INC | History | Added to | 543 | 22 | 0.0% | 0.0% | 20 | +215 | 65.55% | Q3 2026 | Oct 21, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 384 | 15 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Institute for Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -26 | -100.0% | Q3 2026 | Nov 06, 2026 |