ALPS ETF Trust - EQL
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 10 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,542,131 | 71,524 | 0.01% | 0.0% | 1 | +73,121 | 4.98% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,065,357 | 49,411 | 0.02% | 0.01% | 2 | +146,757 | 15.98% | Q4 2025 | Feb 18, 2026 |
| MORGAN STANLEY | History | Added to | 1,059,156 | 49,123 | 0.0% | 0.0% | 3 | +304,794 | 40.4% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 644,167 | 29,880 | 0.01% | 0.0% | 4 | +271,162 | 72.7% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 307,778 | 14,274 | 0.0% | 0.0% | 5 | +15,574 | 5.33% | Q4 2025 | Feb 11, 2026 |
| Cetera Investment Advisers | History | Reduced | 190,956 | 8,856 | 0.01% | 0.01% | 6 | -45,718 | -19.32% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 187,963 | 8,717 | 0.0% | 0.0% | 7 | +16,343 | 9.52% | Q4 2025 | Feb 13, 2026 |
| PERRYMAN FINANCIAL ADVISORY INC /AD | History | New | 120,860 | 5,605 | 0.82% | — | 8 | +120,860 | New | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Reduced | 110,321 | 5,117 | 0.01% | 0.02% | 9 | -7,059 | -6.01% | Q4 2025 | Jan 26, 2026 |
| UBS Group AG | History | Reduced | 98,267 | 4,557 | 0.0% | 0.0% | 10 | -464 | -0.47% | Q4 2025 | Jan 29, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 77,944 | 3,615 | 0.0% | 0.0% | 11 | +1,191 | 1.55% | Q4 2025 | Feb 12, 2026 |
| Summit Financial Wealth Advisors, LLC | History | New | 68,323 | 3,168 | 0.45% | — | 12 | +68,323 | New | Q4 2025 | Jan 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 55,674 | 2,582 | 0.0% | 0.0% | 13 | +1,994 | 3.71% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 53,246 | 2,469 | 0.0% | — | 14 | +53,246 | New | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 49,873 | 2,313 | 0.0% | 0.0% | 15 | +4,077 | 8.9% | Q4 2025 | Feb 10, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 48,389 | 2,244 | 0.03% | 0.03% | 16 | -198 | -0.41% | Q4 2025 | Jan 20, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 46,988 | 2,179 | 0.24% | 0.3% | 17 | -538 | -1.13% | Q4 2025 | Feb 11, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 45,957 | 2,131 | 0.0% | 0.0% | 18 | +17,615 | 62.15% | Q4 2025 | Feb 13, 2026 |
| Sherry Group, Inc. | History | New | 36,521 | 1,706 | 1.79% | — | 19 | +36,521 | New | Q4 2025 | Feb 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 32,731 | 1,518 | 0.0% | 0.0% | 20 | +12,353 | 60.62% | Q4 2025 | Feb 17, 2026 |
| SMITH, MOORE & CO. | History | Reduced | 30,000 | 1,391 | 0.11% | 0.11% | 21 | -700 | -2.28% | Q4 2025 | Jan 23, 2026 |
| 1900 WEALTH MANAGEMENT LLC | History | No change | 28,152 | 1,305 | 0.08% | 0.09% | 22 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 24,900 | 1,154 | 0.0% | 0.0% | 23 | -49 | -0.2% | Q4 2025 | Feb 10, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 24,495 | 1,136 | 0.03% | 0.03% | 24 | -554 | -2.21% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 22,804 | 1,057 | 0.0% | 0.0% | 25 | +1,056 | 4.86% | Q4 2025 | Feb 13, 2026 |
| Maltin Wealth Management, Inc. | History | Added to | 20,746 | 962 | 0.38% | 0.39% | 26 | +92 | 0.45% | Q4 2025 | Jan 15, 2026 |
| GTS SECURITIES LLC | History | Added to | 19,763 | 916 | 0.03% | 0.03% | 27 | +4 | 0.02% | Q4 2025 | Feb 13, 2026 |
| PUREfi Wealth, LLC | History | Reduced | 17,692 | 820 | 0.63% | 0.7% | 28 | -2,184 | -10.99% | Q4 2025 | Jan 12, 2026 |
| ORG Partners LLC | History | Reduced | 13,804 | 640 | 0.11% | 0.13% | 29 | -1,150 | -7.69% | Q4 2025 | Jan 14, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 13,028 | 604 | 0.0% | 0.0% | 30 | -1,139 | -8.04% | Q4 2025 | Feb 11, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 12,455 | 577 | 0.0% | 0.0% | 31 | +30 | 0.24% | Q4 2025 | Feb 11, 2026 |
| Gotham Asset Management, LLC | History | Added to | 12,336 | 572 | 0.0% | 0.0% | 32 | +4,827 | 64.28% | Q4 2025 | Feb 17, 2026 |
| AE Wealth Management LLC | History | Added to | 11,494 | 533 | 0.0% | 0.0% | 33 | +176 | 1.56% | Q4 2025 | Jan 26, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 11,163 | 517 | 0.0% | 0.0% | 34 | +5,381 | 93.06% | Q4 2025 | Feb 17, 2026 |
| Mountain Capital Investment Advisors Inc. | History | Reduced | 9,471 | 453 | 0.07% | 0.14% | 35 | -7,518 | -44.25% | Q4 2025 | Jan 28, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | New | 8,364 | 387 | 0.12% | — | 36 | +8,364 | New | Q4 2025 | Jan 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 8,238 | 382 | 0.0% | 0.0% | 37 | +2,768 | 50.6% | Q4 2025 | Feb 05, 2026 |
| DELTA CAPITAL MANAGEMENT LLC | History | No change | 8,100 | 376 | 0.21% | 0.19% | 38 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Savvy Advisors, Inc. | History | New | 7,704 | 357 | 0.01% | — | 39 | +7,704 | New | Q4 2025 | Jan 20, 2026 |
| Intrepid Financial Planning Group LLC | History | Added to | 6,957 | 322 | 0.12% | 0.09% | 40 | +2,112 | 43.59% | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | New | 6,606 | 306 | 0.0% | — | 41 | +6,606 | New | Q4 2025 | Feb 17, 2026 |
| HB Wealth Management, LLC | History | No change | 6,483 | 300 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| BostonPremier Wealth LLC | History | Reduced | 6,287 | 291 | 0.15% | 0.15% | 43 | -334 | -5.04% | Q4 2025 | Jan 13, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 6,261 | 290 | 0.0% | 0.0% | 44 | -872 | -12.22% | Q4 2025 | Feb 17, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | No change | 5,814 | 269 | 0.0% | 0.01% | 45 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Private Advisor Group, LLC | History | New | 5,341 | 247 | 0.0% | — | 46 | +5,341 | New | Q4 2025 | Feb 17, 2026 |
| Equitable Holdings, Inc. | History | Added to | 5,250 | 243 | 0.0% | 0.0% | 47 | +115 | 2.24% | Q4 2025 | Feb 17, 2026 |
| Van Cleef Asset Management,Inc | History | No change | 4,800 | 222 | 0.02% | 0.02% | 48 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Corient Private Wealth LLC | History | Reduced | 4,566 | 211 | 0.0% | 0.0% | 49 | -1,959 | -30.02% | Q4 2025 | Mar 09, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 3,802 | 176 | 0.0% | 0.0% | 50 | -203 | -5.07% | Q4 2025 | Feb 12, 2026 |
| JPMORGAN CHASE & CO | History | No change | 3,746 | 173 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| FMR LLC | History | Added to | 2,959 | 137 | 0.0% | 0.0% | 52 | +336 | 12.81% | Q4 2025 | Feb 17, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 2,904 | 134 | 0.0% | 0.0% | 53 | +1,217 | 72.14% | Q4 2025 | Feb 17, 2026 |
| MAI Capital Management | History | No change | 1,773 | 82 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | New | 1,714 | 79 | 0.0% | — | 55 | +1,714 | New | Q4 2025 | Jan 23, 2026 |
| COMERICA BANK | History | Reduced | 1,590 | 73 | 0.0% | 0.0% | 56 | -2,243 | -58.52% | Q4 2025 | Jan 29, 2026 |
| Smartleaf Asset Management LLC | History | No change | 1,308 | 61 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| BOK Financial Private Wealth, Inc. | History | No change | 1,200 | 55 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Provenance Wealth Advisors, LLC | History | No change | 900 | 41 | 0.0% | 0.01% | 59 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 815 | 37 | 0.0% | 0.0% | 60 | +182 | 28.75% | Q4 2025 | Feb 06, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 471 | 21 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 246 | 11 | 0.0% | 0.0% | 62 | -29 | -10.55% | Q4 2025 | Feb 06, 2026 |
| Atlantic Edge Private Wealth Management, LLC | History | No change | 156 | 7 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| NewEdge Advisors, LLC | History | New | 121 | 5 | 0.0% | — | 64 | +121 | New | Q4 2025 | Feb 18, 2026 |
| Parallel Advisors, LLC | History | No change | 90 | 4 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,242 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,702 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,240 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Crewe Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,800 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Hopwood Financial Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -300 | -100.0% | Q3 2025 | Nov 06, 2025 |