ALPS ETF Trust - EQL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,703,587 | 85,945 | 0.01% | 0.01% | 1 | +32,235 | 1.93% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,026,970 | 51,810 | 0.01% | 0.01% | 2 | +40,943 | 4.15% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 1,015,021 | 51,209 | 0.01% | 0.01% | 3 | +8,767 | 0.87% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Added to | 837,235 | 42,238 | 0.0% | 0.0% | 4 | +36,013 | 4.49% | Q2 2026 | Aug 13, 2026 |
| NORTHERN TRUST CORP | History | Added to | 516,019 | 26,033 | 0.0% | 0.0% | 5 | +510,797 | 9781.64% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 405,307 | 20,447 | 0.0% | 0.0% | 6 | +43,505 | 12.02% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 331,715 | 16,735 | 0.0% | 0.0% | 7 | +8,440 | 2.61% | Q2 2026 | Aug 07, 2026 |
| Cetera Investment Advisers | History | Reduced | 156,594 | 7,900 | 0.01% | 0.01% | 8 | -17,415 | -10.01% | Q2 2026 | Aug 12, 2026 |
| PERRYMAN FINANCIAL ADVISORY INC /AD | History | Added to | 138,804 | 7,002 | 0.93% | 0.96% | 9 | +3,961 | 2.94% | Q2 2026 | Jul 24, 2026 |
| UBS Group AG | History | Added to | 123,413 | 6,226 | 0.0% | 0.0% | 10 | +3,838 | 3.21% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 111,644 | 5,632 | 0.0% | 0.0% | 11 | +52,590 | 89.05% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 104,035 | 5,248 | 0.01% | 0.01% | 12 | +10,187 | 10.85% | Q2 2026 | Jul 29, 2026 |
| CWM, LLC | History | No change | 83,400 | 3,966 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Summit Financial Wealth Advisors, LLC | History | Added to | 74,145 | 3,740 | 0.48% | 0.48% | 14 | +3,324 | 4.69% | Q2 2026 | Jul 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 62,056 | 3,131 | 0.0% | 0.0% | 16 | +19,324 | 45.22% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 62,063 | 3,131 | 0.0% | 0.0% | 15 | +16,196 | 35.31% | Q2 2026 | Aug 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 60,449 | 3,041 | 0.0% | 0.0% | 17 | +14,687 | 32.09% | Q2 2026 | Aug 14, 2026 |
| Bernicke Wealth Management, Ltd. | History | Reduced | 51,101 | 2,578 | 0.3% | 0.31% | 18 | -103 | -0.2% | Q2 2026 | Aug 11, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 47,703 | 2,406 | 0.02% | 0.03% | 19 | -347 | -0.72% | Q2 2026 | Aug 11, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 40,364 | 2,036 | 0.12% | 0.15% | 20 | -42,450 | -51.26% | Q2 2026 | Aug 04, 2026 |
| Sherry Group, Inc. | History | Added to | 38,903 | 1,966 | 1.92% | 1.86% | 21 | +3,002 | 8.36% | Q2 2026 | Jul 15, 2026 |
| 1900 WEALTH MANAGEMENT LLC | History | No change | 28,152 | 1,420 | 0.08% | 0.09% | 22 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 26,426 | 1,333 | 0.03% | 0.03% | 23 | +1,101 | 4.35% | Q2 2026 | Aug 13, 2026 |
| SMITH, MOORE & CO. | History | Reduced | 26,260 | 1,324 | 0.09% | 0.1% | 24 | -1,590 | -5.71% | Q2 2026 | Aug 12, 2026 |
| ALPS ADVISORS INC | History | New | 22,975 | 1,159 | 0.01% | — | 25 | +22,975 | New | Q2 2026 | Jul 29, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 22,919 | 1,156 | 0.0% | 0.0% | 26 | +752 | 3.39% | Q2 2026 | Jul 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 21,130 | 1,065 | 0.0% | 0.0% | 27 | -2,193 | -9.4% | Q2 2026 | Sep 23, 2026 |
| Maltin Wealth Management, Inc. | History | Added to | 20,842 | 1,051 | 0.35% | 0.38% | 28 | +24 | 0.12% | Q2 2026 | Jul 22, 2026 |
| PUREfi Wealth, LLC | History | Added to | 18,112 | 913 | 0.5% | 0.55% | 29 | +420 | 2.37% | Q2 2026 | Jul 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 14,396 | 726 | 0.0% | 0.0% | 30 | +2,810 | 24.25% | Q2 2026 | Aug 14, 2026 |
| Gotham Asset Management, LLC | History | Added to | 13,631 | 687 | 0.0% | 0.0% | 31 | +115 | 0.85% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 13,475 | 680 | 0.0% | 0.0% | 32 | -1,753 | -11.51% | Q2 2026 | Aug 05, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 13,457 | 678 | 0.0% | 0.0% | 33 | +8,645 | 179.66% | Q2 2026 | Sep 02, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 13,391 | 675 | 0.18% | 0.15% | 34 | +2,578 | 23.84% | Q2 2026 | Jul 06, 2026 |
| Private Advisor Group, LLC | History | Added to | 12,664 | 638 | 0.0% | 0.0% | 35 | +3,110 | 32.55% | Q2 2026 | Jul 27, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 12,426 | 626 | 0.0% | 0.0% | 36 | -18 | -0.14% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 11,628 | 586 | 0.0% | 0.0% | 37 | -40,341 | -77.63% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 11,307 | 570 | 0.0% | 0.0% | 38 | -253 | -2.19% | Q2 2026 | Jul 27, 2026 |
| AE Wealth Management LLC | History | Reduced | 10,793 | 544 | 0.0% | 0.0% | 39 | -125 | -1.14% | Q2 2026 | Aug 03, 2026 |
| GUIDANCE CAPITAL, INC | History | Added to | 10,444 | 534 | 0.11% | 0.07% | 40 | +4,126 | 65.31% | Q2 2026 | Jul 20, 2026 |
| Sowell Financial Services LLC | History | Added to | 9,728 | 490 | 0.02% | 0.01% | 41 | +1,544 | 18.87% | Q2 2026 | Jul 17, 2026 |
| Intrepid Financial Planning Group LLC | History | Added to | 8,428 | 425 | 0.14% | 0.16% | 42 | +60 | 0.72% | Q2 2026 | Aug 12, 2026 |
| DELTA CAPITAL MANAGEMENT LLC | History | No change | 8,100 | 409 | 0.19% | 0.21% | 43 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Savvy Advisors, Inc. | History | Added to | 7,969 | 402 | 0.01% | 0.01% | 44 | +219 | 2.83% | Q2 2026 | Aug 03, 2026 |
| BostonPremier Wealth LLC | History | Reduced | 6,561 | 330 | 0.14% | 0.16% | 45 | -50 | -0.76% | Q2 2026 | Jul 24, 2026 |
| Corient Private Wealth LP | History | No change | 6,525 | 329 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | No change | 5,814 | 293 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 4,729 | 238 | 0.0% | 0.0% | 48 | -487 | -9.34% | Q2 2026 | Aug 17, 2026 |
| FMR LLC | History | Added to | 4,458 | 224 | 0.0% | 0.0% | 49 | +1,039 | 30.39% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 3,746 | 189 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 2,808 | 141 | 0.0% | 0.0% | 51 | -954 | -25.36% | Q2 2026 | Aug 05, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 2,788 | 140 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 1,967 | 99 | 0.0% | 0.0% | 53 | +120 | 6.5% | Q2 2026 | Aug 10, 2026 |
| Smartleaf Asset Management LLC | History | No change | 1,308 | 66 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BOK Financial Private Wealth, Inc. | History | No change | 1,200 | 60 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Provenance Wealth Advisors, LLC | History | No change | 900 | 45 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 815 | 41 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Arax Advisory Partners | History | New | 600 | 30 | 0.0% | — | 58 | +600 | New | Q2 2026 | Aug 10, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 471 | 23 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Global Retirement Partners, LLC | History | New | 212 | 10 | 0.0% | — | 60 | +212 | New | Q2 2026 | Aug 06, 2026 |
| Atlantic Edge Private Wealth Management, LLC | History | No change | 156 | 7 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| NewEdge Advisors, LLC | History | No change | 121 | 6 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CITIGROUP INC | History | New | 118 | 5 | 0.0% | — | 63 | +118 | New | Q2 2026 | Aug 03, 2026 |
| Parallel Advisors, LLC | History | No change | 90 | 4 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -17,124 | -100.0% | Q2 2026 | Aug 14, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -16,251 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Ascentis Independent Advisors | History | Closed out | 0 | 0 | — | 0.05% | — | -13,183 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,360 | -100.0% | Q2 2026 | Aug 13, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -1,773 | -100.0% | Q2 2026 | Aug 14, 2026 |