ALPS ETF Trust - EQL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | No change | 1,703,587 | 85,945 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 1,026,970 | 51,810 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 1,015,021 | 51,209 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 837,235 | 42,238 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHERN TRUST CORP | History | No change | 516,019 | 26,033 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 405,307 | 20,447 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 331,699 | 16,614 | 0.0% | 0.0% | 7 | -16 | -0.0% | Q3 2026 | Nov 06, 2026 |
| Cetera Investment Advisers | History | No change | 156,594 | 7,900 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PERRYMAN FINANCIAL ADVISORY INC /AD | History | Added to | 152,153 | 7,621 | 0.96% | 0.93% | 9 | +13,349 | 9.62% | Q3 2026 | Oct 16, 2026 |
| UBS Group AG | History | Added to | 134,850 | 6,754 | 0.0% | 0.0% | 10 | +11,437 | 9.27% | Q3 2026 | Nov 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 120,656 | 6,043 | 0.01% | 0.01% | 11 | +16,621 | 15.98% | Q3 2026 | Nov 02, 2026 |
| ROYAL BANK OF CANADA | History | No change | 111,644 | 5,632 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Summit Financial Wealth Advisors, LLC | History | Added to | 75,128 | 3,763 | 0.47% | 0.48% | 13 | +983 | 1.33% | Q3 2026 | Oct 15, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 62,063 | 3,131 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 62,056 | 3,131 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 60,449 | 3,041 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bernicke Wealth Management, Ltd. | History | Reduced | 50,985 | 2,553 | 0.29% | 0.3% | 17 | -116 | -0.23% | Q3 2026 | Nov 06, 2026 |
| Sherry Group, Inc. | History | Added to | 50,523 | 2,530 | 2.38% | 1.92% | 18 | +11,620 | 29.87% | Q3 2026 | Oct 09, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 47,703 | 2,406 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 40,364 | 2,036 | 0.12% | 0.12% | 20 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Avestar Capital, LLC | History | New | 28,679 | 1,436 | 0.11% | — | 21 | +28,679 | New | Q3 2026 | Oct 28, 2026 |
| CreativeOne Wealth, LLC | History | No change | 26,426 | 1,333 | 0.03% | 0.03% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SMITH, MOORE & CO. | History | No change | 26,260 | 1,324 | 0.09% | 0.09% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| 1900 WEALTH MANAGEMENT LLC | History | Reduced | 23,991 | 1,201 | 0.07% | 0.08% | 24 | -4,161 | -14.78% | Q3 2026 | Oct 13, 2026 |
| First Financial Bank - Trust Division | History | New | 23,906 | 1,197 | 0.09% | — | 25 | +23,906 | New | Q3 2026 | Oct 01, 2026 |
| ALPS ADVISORS INC | History | No change | 22,975 | 1,150 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 22,951 | 1,149 | 0.0% | 0.0% | 27 | +32 | 0.14% | Q3 2026 | Nov 02, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 21,130 | 1,065 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Maltin Wealth Management, Inc. | History | Added to | 20,907 | 1,047 | 0.34% | 0.35% | 29 | +65 | 0.31% | Q3 2026 | Oct 13, 2026 |
| PUREfi Wealth, LLC | History | Added to | 19,062 | 954 | 0.45% | 0.5% | 30 | +950 | 5.25% | Q3 2026 | Oct 19, 2026 |
| GUIDANCE CAPITAL, INC | History | Added to | 17,157 | 892 | 0.2% | 0.11% | 31 | +6,713 | 64.28% | Q3 2026 | Nov 03, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 15,231 | 762 | 0.2% | 0.18% | 32 | +1,840 | 13.74% | Q3 2026 | Oct 02, 2026 |
| Private Advisor Group, LLC | History | Added to | 14,960 | 749 | 0.0% | 0.0% | 33 | +2,296 | 18.13% | Q3 2026 | Nov 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 14,396 | 726 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gotham Asset Management, LLC | History | No change | 13,631 | 687 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 13,684 | 685 | 0.0% | 0.0% | 36 | +2,377 | 21.02% | Q3 2026 | Nov 02, 2026 |
| Janney Montgomery Scott LLC | History | No change | 13,475 | 680 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CITADEL ADVISORS LLC | History | No change | 13,457 | 678 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 12,426 | 626 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 11,628 | 586 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | No change | 10,793 | 544 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Sowell Financial Services LLC | History | Added to | 9,827 | 492 | 0.02% | 0.02% | 42 | +99 | 1.02% | Q3 2026 | Oct 23, 2026 |
| Intrepid Financial Planning Group LLC | History | No change | 8,428 | 425 | 0.14% | 0.14% | 43 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Savvy Advisors, Inc. | History | No change | 7,969 | 402 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Corient Private Wealth LP | History | No change | 6,525 | 329 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| BostonPremier Wealth LLC | History | Reduced | 6,283 | 314 | 0.13% | 0.14% | 46 | -278 | -4.24% | Q3 2026 | Oct 15, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | No change | 5,814 | 291 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Ascentis Independent Advisors | History | New | 5,466 | 273 | 0.02% | — | 48 | +5,466 | New | Q3 2026 | Nov 03, 2026 |
| Equitable Holdings, Inc. | History | No change | 4,729 | 238 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| JPMORGAN CHASE & CO | History | No change | 3,746 | 189 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FMR LLC | History | Reduced | 3,378 | 169 | 0.0% | 0.0% | 51 | -1,080 | -24.23% | Q3 2026 | Nov 10, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 2,807 | 140 | 0.0% | 0.0% | 52 | -1 | -0.04% | Q3 2026 | Nov 05, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 2,788 | 140 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 1,967 | 99 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SJS Investment Consulting Inc. | History | New | 1,425 | 71 | 0.01% | — | 55 | +1,425 | New | Q3 2026 | Oct 26, 2026 |
| Smartleaf Asset Management LLC | History | No change | 1,308 | 65 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| BOK Financial Private Wealth, Inc. | History | No change | 1,200 | 60 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Provenance Wealth Advisors, LLC | History | No change | 900 | 45 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Heritage Family Offices, LLP | History | New | 870 | 43 | 0.01% | — | 59 | +870 | New | Q3 2026 | Nov 02, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 815 | 40 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Arax Advisory Partners | History | No change | 600 | 30 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CoreCap Advisors, LLC | History | New | 502 | 25 | 0.0% | — | 62 | +502 | New | Q3 2026 | Oct 08, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 471 | 23 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| BFC Planning, Inc. | History | No change | 300 | 15 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Global Retirement Partners, LLC | History | Added to | 213 | 10 | 0.0% | 0.0% | 65 | +1 | 0.47% | Q3 2026 | Nov 10, 2026 |
| Atlantic Edge Private Wealth Management, LLC | History | No change | 156 | 7 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| NewEdge Advisors, LLC | History | No change | 121 | 6 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Parallel Advisors, LLC | History | No change | 90 | 4 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| TD Waterhouse Canada Inc. | History | New | 48 | 2 | 0.0% | — | 69 | +48 | New | Q3 2026 | Oct 16, 2026 |
| DELTA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -8,100 | -100.0% | Q3 2026 | Oct 16, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -118 | -100.0% | Q3 2026 | Nov 04, 2026 |